DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT, LLC asset manager | $7.6B | +1.2% | 0.0% | 1 | 16 | ||||
| QIC asset manager | $7.5B | +19% | 0.0% | 2 | 17 | ||||
| SESSA CAPITAL asset manager | $7.5B | +59% | 0.0% | 1 | 3 | ||||
| C••••••• I••••••••• C•••••• independent RIA | $7.5B | +15% | 37 | $203M | 82% | 86% | 83 | 11 | |
| 5• N•••• C•••••• M••••••••• L• asset manager | $7.5B | +78% | 0.0% | 2 | 1 | ||||
| J•• F•••••••• G•••• L•• independent RIA | $7.5B | +18% | 48 | $156M | 100% | 97% | 37 | 4 | |
| O•••••••• C•••••• M••••••••• other | $7.5B | -0.8% | 13% | 100% | 1 | ||||
| W•••• S••••• H••••••••• P•••••••• L•• asset manager | $7.5B | -0.7% | 0.0% | 1 | 16 | ||||
| L•••••• O•••• A•••• M••••••••• •••• C••• asset manager | $7.5B | +31% | 0.0% | 8 | 9 | ||||
| C•••••• P••••••• I••••••••• G•••• L•• independent RIA | $7.5B | +25% | 55 | $136M | 94% | 83% | 50 | 20 | 3 |
| H••• F•••••••• G••••• L•• institutional | $7.5B | +22% | 4 | $1.9B | 1.3% | 72% | 84 | 4 | |
| H•••••••• A••••••• C•••• other | $7.5B | -3.7% | 11 | $677M | 0.0% | 1 | |||
| H••••• H•••••• C•••••• L•• asset manager | $7.4B | +21% | 26 | $286M | 0.0% | 1 | 105 | ||
| W•••••• M••••••••• L•• asset manager | $7.4B | -16% | 3 | $2.5B | 0.0% | 4 | 43 | ||
| M••••• W••••• M••••••••• L•••••• other | $7.4B | +40% | 0.0% | 1 | 1 | ||||
| G••••••• F•••• M••••••••• L•• asset manager | $7.4B | +0.5% | 0.0% | 3 | 43 | ||||
| X• L• asset manager | $7.4B | +66% | 0.0% | 2 | 13 | ||||
| J•• P•••••••• L•• asset manager | $7.4B | +37% | 0.0% | 1 | 42 | ||||
| W••••••••• C•••••• M••••••••• I•• asset manager | $7.4B | +4.8% | 6 | $1.2B | 0.7% | 92% | 4 | 8 | 10 |
| E••••••• A•••• M••••••••• L•• asset manager | $7.4B | +15% | 1 | $7.4B | 0.0% | 1 | 2 | ||
| L•••••• A•••• M••••••••• L• other | $7.4B | +8.4% | 16% | 100% | 1 | 2 | |||
| R••••••••• A•• W••••• A• A••••••• L•• institutional | $7.4B | +64% | 44 | $168M | 0.0% | 12 | |||
| F•••• N••••••• A•••••••• L•• mixed wealth | $7.4B | +12% | 29 | $254M | 23% | 86% | 38 | 5 | |
| S••••••• P••••••• L• asset manager | $7.4B | +52% | 0.0% | 1 | 2 | ||||
| M•••••• I••••••••• independent RIA | $7.3B | +31% | 120 | $61.2M | 96% | 84% | 36 | 56 | |
| S••••••• E••••• asset manager | $7.3B | -0.8% | 0.0% | 3 | 32 | ||||
| C••••• C•• M••••••••• L•• asset manager | $7.3B | +14% | 0.0% | 3 | 17 | ||||
| A••••• L••• C•••••• M••••••••• L• asset manager | $7.3B | -2.4% | 0.0% | 1 | 5 | ||||
| D•••••••• C•••••• M••••••••• L•• other | $7.3B | +11% | 13% | 100% | 2 | 94 | |||
| C•••••• M••••••••• L•• asset manager | $7.3B | +1.0% | 1 | $7.3B | 8.1% | 100% | 6 | 2 | |
| B•••••• P••••• W••••• M••••••• independent RIA | $7.3B | +23% | 27 | $270M | 96% | 99% | 47 | 4 | |
| P••• R••• C•••••• L•• asset manager | $7.3B | +60% | 0.0% | 2 | 29 | ||||
| P•••••• H•••••• A•••• M••••••••• L•• asset manager | $7.3B | +84% | 0.0% | 3 | |||||
| A•••••• I••••••••• A••••••• other | $7.3B | +2.9% | 2.2% | 100% | 1 | 17 | |||
| M••••• F•••••••• S••••••• C•••••• M••••••••• L•• asset manager | $7.3B | +3.2% | 0.0% | 2 | 5 | ||||
| D••••• C•••••• A•••••••• L•• asset manager | $7.3B | +19% | 0.0% | 1 | 33 | ||||
| T•• T••• C•••••• P•••••••• L•• asset manager | $7.3B | +3.9% | 0.0% | 3 | |||||
| H•• C•••••• asset manager | $7.3B | +195% | 0.0% | 1 | 99 | ||||
| R••••••••• I••••••••• G•••• L•• asset manager | $7.2B | -28% | 0.0% | 3 | 21 | ||||
| T•••• 2• I••••••••• L••• independent RIA | $7.2B | +38% | 66% | 100% | 1 | 5 | |||
| B•••••••• asset manager | $7.2B | +111% | 3 | $2.4B | 0.0% | 1 | |||
| B•• C•••••• F••••••••• A•• other | $7.2B | -7.1% | 0.0% | 1 | 1 | ||||
| P•• asset manager | $7.2B | -0.2% | 0.0% | 2 | 9 | ||||
| A•• C•••••• asset manager | $7.2B | +6.4% | 0.0% | 6 | 8 | ||||
| I••••••• C•••••• P••••••• asset manager | $7.2B | +18% | 0.0% | 1 | 15 | ||||
| E•••••••• C•••••• M••••••••• L•• independent RIA | $7.2B | +38% | 27 | $266M | 91% | 95% | 42 | 6 | 8 |
| B•• • M•• B•• M••••••••• L•• asset manager | $7.2B | 0.0% | 13 | ||||||
| S•••••• C•••••• •••• K•••• L•••••• institutional | $7.2B | +31% | 0.3% | 100% | 1 | 1 | |||
| S••••••••• C•••••• P••••••• asset manager | $7.2B | +36% | 0.0% | 1 | 24 | ||||
| S••••• H••• C•••••• M••••••••• L• asset manager | $7.2B | +74% | 0.0% | 1 | 3 | ||||
| B•••• B••••••• H••••••• M••••• F••• A••••••• D••••••••• asset manager | $7.2B | -71% | 0.0% | 1 | |||||
| G••••••••• asset manager | $7.1B | +3.0% | 0.0% | 1 | 42 | ||||
| C••••••• • C••••••• I••• independent RIA | $7.1B | +19% | 47 | $152M | 98% | 96% | 67 | 1 | |
| T•••••• B••••• C•••••• L•• asset manager | $7.1B | -1.9% | 9 | $792M | 5.6% | 93% | 21 | 2 | 7 |
| P•••••• C•••••• M••••••••• G••••• L•• mixed wealth | $7.1B | +6.7% | 22 | $324M | 41% | 100% | 6 | 41 | |
| M••••• I••••••••• M••••••••• L• independent RIA | $7.1B | +25% | 6 | $1.2B | 89% | 100% | 26 | 2 | 12 |
| D••••• I••••••••• A•• A•••• M••••••••• L•• asset manager | $7.1B | +14% | 0.0% | 2 | 3 | ||||
| B•••• C•••• I••••••••• M••••••••• I••• asset manager | $7.1B | -9.1% | 0.0% | 1 | 1 | ||||
| B•••••••• E••••• L• asset manager | $7.1B | +15% | 0.0% | 1 | 19 | ||||
| C•••••••• P••••••• asset manager | $7.1B | -9.9% | 1 | $7.1B | 0.0% | 1 | 31 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.