DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ANNEX WEALTH MANAGEMENT, LLC independent RIA | $8.1B | +30% | 99 | $81.3M | 93% | 70% | 68 | 9 | |
| CRESTWOOD ADVISORS independent RIA | $8.0B | +14% | 40 | $201M | 96% | 99% | 28 | 5 | |
| CONTEXT CAPITAL MANAGEMENT LLC asset manager | $8.0B | +60% | 0.0% | 3 | 1 | ||||
| B••••••••• I••••• A••••••• L••••• asset manager | $8.0B | -45% | 0.0% | 5 | 6 | ||||
| H••••• C•••••• M••••••••• L•• independent RIA | $8.0B | +17% | 24 | $334M | 54% | 44% | 439 | 5 | |
| P••••• P•••••• E••••• ••••••• L•••••• other | $8.0B | +15% | 0.0% | 3 | 9 | ||||
| T•••• C•••••• M••••••••• L•• asset manager | $8.0B | -6.6% | 0.0% | 1 | 19 | ||||
| C••• A••• M••••••••• L•• asset manager | $8.0B | +17% | 0.0% | 4 | |||||
| B••••• C•••••• M••••••••• L• asset manager | $8.0B | +12% | 0.0% | 5 | 14 | ||||
| C••••• P••••••• asset manager | $8.0B | +6.1% | 0.0% | 6 | 8 | ||||
| G••••••••• I••••••••• asset manager | $8.0B | +7.8% | 43 | $185M | 0.0% | 4 | |||
| F•• R••• E••••• A••••••• G••••• L•• asset manager | $8.0B | +3.7% | 0.0% | 2 | 9 | ||||
| R•• A•••••••• L•• independent RIA | $8.0B | +38% | 187 | $42.6M | 64% | 50% | 92 | 72 | |
| P•••••• C•••••• P••••••• L•••••• asset manager | $8.0B | +56% | 0.0% | 1 | 3 | ||||
| B• I••••••••• P•••••••• L••• asset manager | $7.9B | +48% | 0.0% | 1 | 10 | ||||
| I•• A•••••••• L•• independent RIA | $7.9B | +2.1% | 1 | $7.9B | 72% | 100% | 1 | 11 | |
| L••••••• C•••••• C••••• A•••••• L•• asset manager | $7.9B | +1.5% | 0.0% | 5 | 1 | ||||
| O•••• R••••••• P••••••• ••••• L• asset manager | $7.9B | +6.0% | 0.0% | 3 | 14 | ||||
| T••••••••• C•••••• M••••••••• L•• asset manager | $7.9B | -3.9% | 0.6% | 100% | 1 | 3 | |||
| F•••••••• F•••• L•• asset manager | $7.9B | +1.5% | 0.0% | 3 | 22 | ||||
| P•• M••••••••• A••••••• L•• asset manager | $7.9B | 0.0% | 6 | 18 | |||||
| H••••••••• F•••••••• A••••••• BD affiliated | $7.9B | +24% | 428 | $18.4M | 99% | 14% | 98 | 788 | |
| R•• P•••••• C•••••• •••• I••• BD affiliated | $7.9B | +16% | 306 | $25.8M | 84% | 75% | 19 | 132 | |
| D••• D••• A•• C••••••• I••• independent RIA | $7.9B | -8.4% | 7 | $1.1B | 58% | 99% | 144 | 1 | |
| K•••••• C•••••• M••••••••• C•••• asset manager | $7.9B | +31% | 0.0% | 1 | 2 | ||||
| M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• asset manager | $7.9B | +64% | 0.0% | 1 | |||||
| M•••••••• C••••••• L•• asset manager | $7.9B | +54% | 0.0% | 1 | 3 | ||||
| W••••••••• C•••••• U• A•••••••• L• asset manager | $7.9B | +4.1% | 0.0% | 3 | 7 | ||||
| O•••••• I••••••••• P•••••••• L•• asset manager | $7.9B | +11% | 0.0% | 2 | 16 | ||||
| I•••••• I••••••••• M••••••••• L•• independent RIA | $7.8B | 53 | $148M | 87% | 85% | 80 | 2 | ||
| I•••••• I••••••••• M••••••••• L•• independent RIA | $7.8B | +32% | 50 | $157M | 87% | 85% | 85 | 3 | 3 |
| H•••••• F••• A•••••••• L•• asset manager | $7.8B | -2.7% | 0.0% | 10 | 44 | ||||
| H••••• P•••• C•••••• L• asset manager | $7.8B | +42% | 0.0% | 1 | 19 | ||||
| C••••••••• F•••••••• P••••••• independent RIA | $7.8B | +25% | 45 | $174M | 95% | 85% | 114 | 9 | |
| G••••••••• F•••• D••••••••• L•• asset manager | $7.8B | +14% | 0.0% | 3 | |||||
| F•••• T•••• W••••• A••••••• L•• mixed wealth | $7.8B | +28% | 65 | $120M | 43% | 89% | 22 | 13 | 3 |
| A•••• A•••• M••••••••• A•••••••• I••• asset manager | $7.8B | +12% | 1 | $7.8B | 0.0% | 1 | |||
| W•• D•• L•• other | $7.8B | +83% | 0.0% | 1 | 2 | ||||
| E•••••• F••••• L•• asset manager | $7.8B | 0.0% | 4 | 15 | |||||
| H•••••••• I••••••••• M••••••••• I••• asset manager | $7.8B | +74% | 0.3% | 83% | 1 | 6 | |||
| Q••• C•••••• G•••• H•••••••• L•• asset manager | $7.8B | +121% | 0.0% | 2 | 36 | ||||
| A• I••••••••• P•••••••• L• asset manager | $7.7B | +21% | 0.0% | 2 | 36 | ||||
| F•••••• H••••••••• P••••••• asset manager | $7.7B | +1.3% | 0.0% | 1 | 25 | ||||
| O••••••• independent RIA | $7.7B | +59% | 119 | $64.9M | 94% | 59% | 133 | 48 | |
| D••••••••• T••••••••• A••••••• L•• asset manager | $7.7B | +267% | 1 | $7.7B | 0.0% | 2 | 28 | ||
| C•••••• C•••••• L•• asset manager | $7.7B | -6.8% | 0.0% | 2 | 43 | ||||
| F•••••••• T•••• I••••••••• L•• independent RIA | $7.7B | +16% | 14 | $548M | 78% | 100% | 4 | 4 | 7 |
| H••• W••••• A••••••• independent RIA | $7.7B | +18% | 73 | $105M | 90% | 82% | 101 | 13 | |
| S••••• C•••••• P•••••••• L••• other | $7.6B | +17% | 0.0% | 1 | 13 | ||||
| A•••••• W••••• L• independent RIA | $7.6B | +18% | 28 | $272M | 64% | 98% | 23 | 5 | |
| M••••••• • C•••••• L•• other | $7.6B | +2.5% | 1 | $7.6B | 0.2% | 72% | 41 | 3 | |
| F•••• independent RIA | $7.6B | +56% | 86 | $88.4M | 100% | 69% | 171 | 26 | |
| M•• I••••••••• G•••• L• asset manager | $7.6B | +8.8% | 0.0% | 5 | 36 | ||||
| B•••••••• A•••• M••••••••• L•• independent RIA | $7.6B | +26% | 172 | $44.1M | 68% | 70% | 43 | 114 | |
| B•••• A••••••• independent RIA | $7.6B | +3.4% | 17 | $445M | 73% | 100% | 10 | 3 | 16 |
| A•••••• P••••••• P•••••••• I••• BD affiliated | $7.6B | +9.2% | 252 | $30.0M | 69% | 69% | 30 | 170 | |
| L•• M••••••••• H•••••• L••• asset manager | $7.6B | +7.4% | 0.0% | 2 | 19 | ||||
| D•• C•••••• P••••••• mixed wealth | $7.6B | +6.0% | 1 | $7.6B | 27% | 60% | 1,567 | 2 | 2 |
| B••••••• I••• independent RIA | $7.6B | +7.8% | 40 | $189M | 71% | 98% | 27 | 3 | |
| I•• M••••••••• L••• asset manager | $7.6B | +23% | 0.0% | 4 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.