DFX Intelligence
Advisor teams
Advisors who moved together, newest firstWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
20,117 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Scottsdale, Az | Affiliated broker-dealer or bank to another | Jul 14, 2025 over 2 d |
| 2 | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Phoenix, Az +1 | Wirehouse to wirehouse | Jul 14, 2025 over 7 d |
| 2 | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Sauk City, Wi | Affiliated broker-dealer or bank to another | Jul 14, 2025 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | H•••••• S••••• W••••• A••••••• L•• no RAUM | King, Nc +1 | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 14, 2025 |
| 2 | M••••• S•••••• wirehouse | J••• M••••• S••••••••• L•• wirehouse | Bethesda, Md +1 | Wirehouse to wirehouse | Jul 14, 2025 over 1 d |
| 3 | J••• M••••• S••••••••• L•• wirehouse | W•••• F•••• A••••••• wirehouse | Acworth, Ga +2 | Wirehouse to wirehouse | Jul 13, 2025 over 7 d |
| 4 | J••• M••••• S••••••••• L•• wirehouse | M••••• S•••••• wirehouse | New York, Ny | Wirehouse to wirehouse | Jul 11, 2025 over 19 d |
| 3 | M••••• S•••••• wirehouse | U•• F•••••••• S••••••• I••• wirehouse | Naples, Fl +2 | Wirehouse to wirehouse | Jul 11, 2025 over 6 d |
| 2 | L•• F•••••••• L•• BD affiliated | A••••••••• F•••••••• S•••••••• L•• national BD | Zionsville, In | Affiliated broker-dealer or bank to another | Jul 11, 2025 |
| 2 | S•••••••• I••••••••• A•••••••• L•• independent RIA | A••• A••••••• P••••••• independent RIA | Silverthorne, Co +1 | RIA to RIA | Jul 11, 2025 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | N•••••••• P•••••••• L•• independent RIA | Carson City, Nv | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 over 3 d |
| 6 | C•••••• G•••• • C• I•• BD affiliated | S•••• W••••• A••••••• G•••• L•• independent RIA | West Seneca, Ny | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 over 1 d |
| 5 | C•••••• G•••• • C• I•• BD affiliated | P••• R•••• T••••• G•••• independent RIA | Pittsford, Ny +1 | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 |
| 5 | C•••••• G•••• • C• I•• BD affiliated | W•• A•••• M••••••••• L•• independent RIA | Orchard Park, Ny | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 |
| 4 | N••• F•••••••• G••••• I••• BD affiliated | B•••••• W•••••• W••••• M••••••••• independent RIA | Houston, Tx | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 |
| 4 | B• R•••• W••••• A•••••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Mayfield Heights, Oh +1 | Affiliated broker-dealer or bank to another | Jul 10, 2025 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | C••••••• S••••••••• I••• BD affiliated | Cranston, Ri +2 | Wirehouse to affiliated broker-dealer or bank | Jul 10, 2025 over 11 d |
| 3 | C•••••• G•••• • C• I•• BD affiliated | A••••••• I••••••••• P••••••• L•• independent RIA | Jericho, Ny +2 | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 |
| 3 | C•••••• G•••• • C• I•• BD affiliated | A••• G••••• A•••••••• L•• independent RIA | Syracuse, Ny | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 |
| 3 | W•••• F•••• A••••••• wirehouse | M•••••• W••••• M••••••••• I••• no RAUM | Potomac, Md | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 10, 2025 over 1 d |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Danville, Ca +2 | Affiliated broker-dealer or bank to another | Jul 10, 2025 over 18 d |
| 2 | B• R•••• W••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Glen Head, Ny +1 | Affiliated broker-dealer or bank to another | Jul 10, 2025 |
| 2 | C•••••• G•••• • C• I•• BD affiliated | P••••••••• F•••••••• P••••••• S••••••• I••• state registered | Jericho, Ny | Affiliated broker-dealer or bank to a state-registered adviser | Jul 10, 2025 |
| 2 | H••••••• W••••• P•••••••• L•• independent RIA | P•••••• C••••• S•••••••• L•• BD affiliated | Dublin, Oh | RIA to affiliated broker-dealer or bank | Jul 10, 2025 |
| 2 | H••••••• W••••• P•••••••• L•• independent RIA | S••••• F••••••••• L•• BD affiliated | Dublin, Oh | RIA to affiliated broker-dealer or bank | Jul 10, 2025 |
| 2 | N••• F•••••••• G••••• I••• BD affiliated | H••••••• W••••• M••••••••• L•• unclassified | Manchester, Tn +1 | Other | Jul 10, 2025 |
| 2 | C•••••• G•••• • C• I•• BD affiliated | A••••••• I••••••••• P••••••• L•• independent RIA | Boca Raton, Fl | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 |
| 2 | L•• F•••••••• L•• BD affiliated | W•••• F•••• A••••••• wirehouse | Castro Valley, Ca +1 | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2025 over 4 d |
| 2 | C•••••• G•••• • C• I•• BD affiliated | P••••••• W••••• M••••••••• L•• independent RIA | Baldwinsville, Ny +1 | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 |
| 2 | W•••• I••••••••• A•••••••• L•• other | N•••••• A••••••• BD affiliated | Lincroft, Nj | Other | Jul 9, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | T•• A•••••••• G•••• BD affiliated | Fullerton, Ca +1 | Affiliated broker-dealer or bank to another | Jul 9, 2025 over 1 d |
| 2 | L•• F•••••••• L•• BD affiliated | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Gadsden, Al +1 | Affiliated broker-dealer or bank to another | Jul 9, 2025 over 1 d |
| 5 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | M••••• S•••••• wirehouse | Waco, Tx +2 | Wirehouse to wirehouse | Jul 8, 2025 over 20 d |
| 4 | S•••••••• A••••••• L•• national BD | S••••• W••••• A•••••••• I••• no RAUM | Boston, Ma | Other | Jul 8, 2025 over 16 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | K••••• A••••••• S•••••••• L•• BD affiliated | Simpson, Il | Affiliated broker-dealer or bank to another | Jul 8, 2025 |
| 2 | R•••••• J•••• • A••••••••• I••• national BD | J••••• M••••••••• S•••• L•• BD affiliated | Perry Hall, Md +1 | Affiliated broker-dealer or bank to another | Jul 8, 2025 over 7 d |
| 2 | W•• I••••••••• M••••••••• other | M••••• C•••••• P•••••••• L•• independent RIA | Laguna Beach, Ca | Other | Jul 8, 2025 |
| 2 | S•• BD affiliated | H••••• P•••••• W•••••• L•• independent RIA | Royal Oak, Mi +1 | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | M••••• S•••••• wirehouse | Garden City, Ny | Wirehouse to wirehouse | Jul 8, 2025 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | New Hope, Pa +1 | Affiliated broker-dealer or bank to another | Jul 8, 2025 |
| 14 | C•••••• G•••• • C• I•• BD affiliated | S•••••• W••••• M••••••••• independent RIA | Syracuse, Ny | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 over 1 d |
| 6 | T••••••• A•••••• N••••••• L•• BD affiliated | A••••••••• L•• no RAUM | Minneapolis, Mn | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | V••••••• A•••••••• I••• BD affiliated | Charlotte, Nc | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2025 over 10 d |
| 3 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Jul 7, 2025 over 1 d |
| 3 | T••••••• A•••••• N••••••• L•• BD affiliated | A••••••••• L•• no RAUM | Mill Creek, Wa | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 |
| 3 | L•• F•••••••• L•• BD affiliated | A•••• O•• W••••• M••••••••• L•• no RAUM | Bellevue, Wa | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 |
| 2 | E••••• J•••• national BD | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Round Rock, Tx +1 | Affiliated broker-dealer or bank to another | Jul 7, 2025 over 4 d |
| 2 | M••••• S•••••• wirehouse | W•••• F•••• A••••••• wirehouse | Carneys Pointy, Nj +1 | Wirehouse to wirehouse | Jul 7, 2025 over 14 d |
| 2 | I•• C••••••• L•• independent RIA | V••••• S•••••••• W••••• P•••••••• L•• no RAUM | San Francisco, Ca | RIA to a newly registered adviser | Jul 7, 2025 over 9 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | R•••••• J•••• • A••••••••• I••• national BD | Beverly Hills, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2025 over 8 d |
| 7 | T•• P•••••• F•••••••• G••••• L•• independent RIA | S••••• F••••••••• L•• BD affiliated | West Warwick, Ri +2 | RIA to affiliated broker-dealer or bank | Jul 3, 2025 over 5 d |
| 5 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | W•••• F•••• A••••••• wirehouse | Garden City, Ny +2 | Wirehouse to wirehouse | Jul 3, 2025 over 18 d |
| 4 | J••• M••••• S••••••••• L•• wirehouse | M••••• S•••••• wirehouse | Irvine, Ca +1 | Wirehouse to wirehouse | Jul 3, 2025 over 14 d |
| 3 | L•• E••••••••• L•• BD affiliated | S•••••••• A••••••• L•• national BD | Holmdel, Nj +1 | Affiliated broker-dealer or bank to another | Jul 3, 2025 over 26 d |
| 3 | T•• P•••••• F•••••••• G••••• L•• independent RIA | S••••• F••••••••• L•• BD affiliated | Walpole, Ma | RIA to affiliated broker-dealer or bank | Jul 3, 2025 over 5 d |
| 2 | L•• F•••••••• L•• BD affiliated | J••• M••••• S••••••••• L•• wirehouse | Aubrey, Tx +1 | Affiliated broker-dealer or bank to wirehouse | Jul 3, 2025 over 14 d |
| 2 | D••••• W•••••• L•• independent RIA | P•••••••• C•••••• M••••••••• no RAUM | Palm Beach Gardens, Fl | RIA to a newly registered adviser | Jul 3, 2025 |
| 2 | M••••• S•••••• wirehouse | J••• M••••• S••••••••• L•• wirehouse | New York, Ny +1 | Wirehouse to wirehouse | Jul 3, 2025 over 7 d |
| 2 | S•••••••• A••••••• L•• national BD | C••••••• S••••••••• I••• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Jul 3, 2025 over 5 d |
| 2 | E••••• J•••• national BD | S•••••••• A•••••••• L•• BD affiliated | Elk City, Ok | Affiliated broker-dealer or bank to another | Jul 2, 2025 over 5 d |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.