What stands out against comparable advisers

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8,320 anomalies

CATALYST CAPITAL ADVISERS LLCasset managerRAUM $228MRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $484,400,871 to $228,121,767 (-53.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)2.8% percentile2.4 robust deviationsconfidence 0.85
ARCH GLOBAL ADVISORS, LLCindependent RIARAUM $231Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 507.0 to 815.0 (+61.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)96% percentile6.4 robust deviationsconfidence 0.85
MONETA GROUP INVESTMENT ADVISORS, LLCindependent RIARAUM $51Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +2.0% (54 comparable advisers, 94.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $20B and over (54)94% percentile2.5 robust deviationsconfidence 0.85
L•••••• I••••••••• M•••••••••asset managerRAUM $11Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (136 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (136)96% percentileconfidence 0.85
M••••• S•••••• I••••••••• M••••••••• I•••asset managerRAUM $702Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 10.0 to 15.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (198 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (198)95% percentile4.9 robust deviationsconfidence 0.85
M••• M••••••••• L••independent RIARAUM $1.9Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (379 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (379)93% percentile4.7 robust deviationsconfidence 0.85
G••••••• C•••••• A•••••••• L••mixed wealthRAUM $249Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $261,932,486 to $248,958,072, advisors 5 to 5, private clients 176 to 72, offices 0 to 0 (2025-03-31 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
H••••••• C•••••• M••••••••• L••asset managerRAUM $204Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 50.0% to 83.0% between the annual amendments of 2025-03-25 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
S••• A•••••••• L••asset managerRAUM $366Moffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (43 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (43)100% percentileconfidence 0.85
T••••••••• C•••••• P•••••••asset managerRAUM $28Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (198 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (198)98% percentile6.5 robust deviationsconfidence 0.85
E••••••• C••••• A•••••••• L••asset managerRAUM $8.5Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was 0.0% (136 comparable advisers, 99.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (136)99% percentileconfidence 0.85
K••• C•••••• P•••••••independent RIARAUM $170Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 732.0 to 271.0 (-63.0%) between the annual amendments of 2025-04-07 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)1.7% percentile7.6 robust deviationsconfidence 0.85
N•••••••• P•••••••• L••independent RIARAUM $12Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 10.0 to 18.0 (+80.0%) between the annual amendments of 2025-02-28 and 2026-03-31; the peer median change was 0.0% (142 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (142)95% percentile5.2 robust deviationsconfidence 0.85
B••• G••••• W••••• A•••••••• I•••independent RIARAUM $1.4Bnew owner headcount expandsCombination
B••• USD INVESTMENTS, S.A joined Schedule A on the filing of 2026-09-08; advisors 25.0 to 41.0 between the annual amendments of 2025-03-21 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.75
W•••• I••••••••• A•••••••• L••otherRAUM $72Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 73.0 to 124.0 (+70.0%) between the annual amendments of 2025-04-07 and 2026-03-31; the peer median change was 0.0% (48 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $20B and over (48)98% percentile6.3 robust deviationsconfidence 0.85
B••••••• W••••• M••••••••• L••independent RIARAUM $1.9Bnew owner headcount expandsCombination
B••••••• CAPITAL MARKETS HOLDINGS, joined Schedule A on the filing of 2026-03-31; advisors 17.0 to 25.0 between the annual amendments of 2025-04-29 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.75
A••••••• W••••• A•••••••BD affiliatedRAUM $8.8Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 64.0 to 104.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (51 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: affiliated wealth managers, $5B to $20B (51)96% percentile13.9 robust deviationsconfidence 0.85
E••••••• S••••••••• C••••• A•••••••• L••institutionalRAUM $11Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +8.0% (12 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: institutional managers, $5B to $20B (12)91% percentile6.5 robust deviationsconfidence 0.85
T••••• P•••• I••••••••• M••••••••• I•••asset managerRAUM $204Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (198 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (198)95% percentile4.9 robust deviationsconfidence 0.85
F••••••• D••••••••• S•••••••• L••asset managerRAUM $19Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-04-10 and 2026-03-31; the peer median change was 0.0% (136 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (136)98% percentileconfidence 0.85
Z••••• W••••• M•••••••••independent RIARAUM $243Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $421,386,448 to $242,839,591, advisors 0 to 2, private clients 207 to 220, offices 1 to 1 (2025-04-09 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
V•••••• A•••••••• L••independent RIARAUM $6.7Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 9.0 to 16.0 (+78.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (142 comparable advisers, 94.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (142)94% percentile5.0 robust deviationsconfidence 0.85
G• W••••• M••••••••• R••• L••independent RIARAUM $5.8Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was 0.0% (142 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (142)91% percentile4.3 robust deviationsconfidence 0.85
A•••• P•••••• W•••••independent RIARAUM $405Moffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-02-04 and 2026-03-31; the peer median change was 0.0% (450 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (450)96% percentileconfidence 0.85
L••independent RIARAUM $12Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was 0.0% (71 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (71)93% percentileconfidence 0.85
C•••••• G•••• L••asset managerRAUM $1.7Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)98% percentile11.6 robust deviationsconfidence 0.85
G•• U•• I•••otherRAUM $1.5Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (73 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $1B to $5B (73)97% percentileconfidence 0.85
I••••• P••••••••• W•••••• L••independent RIARAUM $3.0BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $1,682,147,707 to $2,963,975,229 (+76.0%) between the annual amendments of 2025-04-21 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)96% percentile6.1 robust deviationsconfidence 0.85
J• S•••• A•••• M••••••••• C•••••••••independent RIARAUM $6.3Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-04-03 and 2026-03-31; the peer median change was 0.0% (71 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (71)100% percentileconfidence 0.85
F•••••• A•••• M••••••••• L••asset managerRAUM $69Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-04-04 and 2026-03-31; the peer median change was +5.0% (318 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (318)97% percentile6.1 robust deviationsconfidence 0.85
S••••• A••••••• S••••••• L••independent RIARAUM $6.3Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was 0.0% (71 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (71)93% percentileconfidence 0.85
E••• G••••• A••••••• L••asset managerRAUM $286Mprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (731 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (731)95% percentileconfidence 0.85
P•••• L••asset managerRAUM $20Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 24.0 to 40.0 (+67.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +5.0% (318 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (318)96% percentile5.4 robust deviationsconfidence 0.85
A•••••••• C•••••• M••••••••• L•asset managerRAUM $19Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 21.0 to 33.0 (+57.0%) between the annual amendments of 2025-04-23 and 2026-03-31; the peer median change was +3.0% (487 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (487)97% percentile5.0 robust deviationsconfidence 0.85
K••••• M••••••••• L••asset managerRAUM $2.2Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 8.0 to 13.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)96% percentile9.7 robust deviationsconfidence 0.85
I••••••• C•••••• G••••• L•••asset managerRAUM $1.3Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)93% percentile7.8 robust deviationsconfidence 0.85
B•••••• H•••••••• L••asset managerRAUM $372Mprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (731 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (731)95% percentileconfidence 0.85
D•••• P•••• C••••••• L•••asset managerRAUM $2.6Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)93% percentile7.8 robust deviationsconfidence 0.85
C•••••• P•••••• F•••••••asset managerRAUM $7.1Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 20.0 to 32.0 (+60.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (487 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (487)97% percentile5.3 robust deviationsconfidence 0.85
G••••• C•••••• L•asset managerRAUM $39.1Mprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-20 and 2026-03-31; the peer median change was 0.0% (70 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, under $100M (70)96% percentileconfidence 0.85
N••••••asset managerRAUM $1.9Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-11 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)93% percentile7.8 robust deviationsconfidence 0.85
S••••••• I••••••••• M••••••••• N•••• A•••••• L••asset managerRAUM $83Bemployee count dropChange between filings
employees (Item 5.A) moved from 683.0 to 300.0 (-56.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (461)1.1% percentile5.9 robust deviationsconfidence 0.85
W••••• T••• C••••• P••••••• L•asset managerRAUM $2.8Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)93% percentile7.8 robust deviationsconfidence 0.85
C••••••• P••••••• I••••••••• A•••••••• L••institutionalRAUM $38Bclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $238,552,018,915 to $37,502,470,791, advisors 142 to 106, private clients 4757 to 219, offices 36 to 23 (2025-03-31 to 2026-03-31)
filing Mar 31, 2026peers: I•••••••••, $20B and over (90)confidence 0.75
E•••••••• G••• M•••••• L•asset managerRAUM $23BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $13,570,876,768 to $23,165,267,881 (+71.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 94.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (470)94% percentile3.6 robust deviationsconfidence 0.85
P••••••• G•••• U• M••••••••• C•• L••asset managerRAUM $9.0Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 14.0 to 23.0 (+64.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (487 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (487)98% percentile5.7 robust deviationsconfidence 0.85
A•••••••• P•••••• C••••••• L••asset managerRAUM $27Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +5.0% (318 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (318)93% percentile3.9 robust deviationsconfidence 0.85
N• C•••••• L••independent RIARAUM $109Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 33.0% to 0.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
L••• P••• P•••••••• L•asset managerRAUM $1.7Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 6.0 to 10.0 (+67.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)97% percentile10.3 robust deviationsconfidence 0.85
C••••••• I••••••••• M••••••••• L••asset managerRAUM $5.7Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (487 comparable advisers, 94.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (487)94% percentile4.4 robust deviationsconfidence 0.85
C••••• C•••••• A••••••• S••••••• L••otherRAUM $375Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 142.0 to 251.0 (+77.0%) between the annual amendments of 2025-03-20 and 2026-03-31; the peer median change was +12.0% (3 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $100M to $500M (3)100% percentile2.9 robust deviationsconfidence 0.85
H••••••• C•••••• A••••••• L•mixed wealthRAUM $581Mprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (72 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (72)93% percentileconfidence 0.85
B•• C•• M••••••••• L••asset managerRAUM $12Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 14.0 to 22.0 (+57.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (487 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (487)97% percentile5.0 robust deviationsconfidence 0.85
M••••• C•••••• M••••••••• C••••••• L•asset managerRAUM $2.3Bemployee count dropChange between filings
employees (Item 5.A) moved from 16.0 to 7.0 (-56.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)0.6% percentile4.9 robust deviationsconfidence 0.85
P••••••• T••••••••• P•••••••independent RIARAUM $1.2Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (126 comparable advisers, 92.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (126)92% percentileconfidence 0.85
B•••• C•••••• P•••••••• L••asset managerRAUM $2.7Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)98% percentile12.4 robust deviationsconfidence 0.85
E•• P••••••• L••asset managerRAUM $1.6Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 7.0 to 13.0 (+86.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)98% percentile13.3 robust deviationsconfidence 0.85
A•••• S••••• G•••• S• L••asset managerRAUM $1.6Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 21.0 to 35.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)97% percentile10.3 robust deviationsconfidence 0.85
I•••••• A•••• M••••••••• L•••asset managerRAUM $188BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $111,408,151,908 to $187,595,135,172 (+68.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (470)93% percentile3.4 robust deviationsconfidence 0.85
M•••• W••••• L••independent RIARAUM $560Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $509,547,471 to $560,110,616, advisors 4 to 4, private clients 2350 to 1163, offices 0 to 0 (2025-03-31 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75

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