DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Federated Investment Counseling

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Drew Haley	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Aug 25, 2026	Feb 9, 2016
John Robert Stanley	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Jul 17, 2026	Nov 11, 2009
Robert Lefone James	Federated Investment Counseling institutional	Mdt Advisers, A Division Of Federated Mdta LLC other	Other	Jun 18, 2026	Jan 22, 2015
Robert Lee Schwartz	Federated Investment Counseling institutional	Wells Fargo Investment Institute, Inc. independent RIA	Other	Jun 9, 2026	Jun 19, 2026
Scott Robert Kelley	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Jun 1, 2026	May 11, 2022
Nicholas Rubinowicz	Federated Investment Counseling institutional	Federated Global Investment Management Corp. asset manager	Other	May 11, 2026	Jan 3, 2024
Emily Coughlin	Federated Investment Counseling institutional	Mdt Advisers, A Division Of Federated Mdta LLC asset manager	Other	May 7, 2026	Dec 10, 2025
Michael E Brown	Federated Investment Counseling institutional	Federated Global Investment Management Corp. asset manager	Other	Feb 26, 2026	Nov 25, 2025
Benjamin Adam Morgret	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Jan 23, 2026	Sep 16, 2019
Nicholas Vincent Fiano	Federated Investment Counseling institutional	Federated Global Investment Management Corp. asset manager	Other	Jan 7, 2026	Mar 29, 2022
Matthew Lawrence Ryan	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Aug 11, 2025	Nov 11, 2009
Ryan Alexander Fairbrother	Federated Investment Counseling institutional	Mdt Advisers, A Division Of Federated Mdta LLC other	Other	Jun 26, 2025	Apr 15, 2014
Sarah Wenger Goffe	Federated Investment Counseling institutional	Newedge Advisors BD affiliated	Other	Jun 3, 2022	Jun 21, 2022
John Leland Nichol	Federated Investment Counseling institutional	Stratos Investment Management, LLC independent RIA	Other	Dec 17, 2019	Feb 3, 2021 (414 d)
Stephen Paul Pedicini	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Apr 20, 2017	Sep 17, 2010
Louis Robert Hery	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Oct 25, 2016	Jun 6, 2012
Ann Elizabeth Newcamp	Federated Investment Counseling other	Janney Montgomery Scott LLC BD affiliated	Other	Jan 30, 2013	Aug 1, 2022 (3470 d)
Constantine John Kartsonas	Federated Investment Counseling other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2013	Sep 9, 2013 (227 d)
Nichola Leslee Noriega	Federated Investment Counseling other	Invesco Advisers, Inc. asset manager	Other	Aug 13, 2012	Jul 11, 2019 (2523 d)
Kathryn Luffy Clark	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Dec 8, 2010	Nov 11, 2009
Nicholas Frederick Cicci	Federated Investment Counseling other	Wells Fargo Advisors wirehouse	Other	Nov 5, 2010	Nov 2, 2010
Salvatore Gandolfo	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Oct 15, 2010	Nov 11, 2009
Jack Custer Ebenreiter	Federated Investment Counseling other	Mdt Advisers, A Division Of Federated Mdta LLC other	Other	Sep 14, 2010	Aug 19, 2009
Nicholas Alfred Moran	Federated Investment Counseling other	Mdt Advisers, A Division Of Federated Mdta LLC other	Other	Apr 5, 2010	Jan 23, 2009
Peter Christopher Gustini	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Dec 18, 2009	Nov 11, 2009
Frederick James Minges	Federated Investment Counseling other	Alesco Advisors LLC other	Other	Dec 9, 2009	Jan 22, 2016 (2235 d)
Douglas R Hilfiker	Federated Investment Counseling other	Federated Global Investment Management Corp. other	Other	Dec 9, 2009	Aug 13, 2009
Leah Laurent	Federated Investment Counseling other	MML Investors Services, LLC other	Other	Sep 11, 2009	Oct 23, 2009 (42 d)
Gabrielle Jean Hodgson	Federated Investment Counseling other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 8, 2009	Nov 1, 2018 (3403 d)
John Tedford Bachman	Federated Investment Counseling other	Natcity Investments, Inc. unclassified	Other	Mar 2, 2009	Aug 13, 2009 (164 d)
Michael Jon Baron	Federated Investment Counseling other	Nationwide Investment Advisors, LLC other	Other	Feb 18, 2009	Apr 4, 2013 (1506 d)
Brian David Duncan	Federated Investment Counseling other	Tower Square Securities, Inc. other	Other	Dec 19, 2008	Feb 3, 2009 (46 d)
Kevin Richard Mccloskey	Federated Investment Counseling other	Scv Capital LLC state registered	Other	Aug 22, 2008	Aug 5, 2025 (6192 d)
Kathryn Swain	Federated Investment Counseling other	Churchill Management Group other	Other	Aug 18, 2008	Apr 13, 2010 (603 d)
Brian Frederick Paluso	Federated Investment Counseling other	Invesco Aim Private Asset Management, Inc. unclassified	Other	Apr 28, 2008	Apr 28, 2008
Jane Ellen Donnelly	Federated Investment Counseling other	Edward Jones national BD	Other	Apr 24, 2008	Apr 1, 2008
Marc Thomas Mattarochia	Federated Investment Counseling other	Msi Financial Services, Inc. other	Other	Mar 27, 2008	Mar 17, 2009 (355 d)
John Arthur Tarquinio	Federated Investment Counseling other	UBS Financial Services Inc. wirehouse	Other	Nov 20, 2007	Sep 20, 2010 (1035 d)
Patrick O'Rourke Dinan	Federated Investment Counseling other	Navy Federal Asset Management, LLC other	Other	Oct 19, 2007	Nov 26, 2007 (38 d)
Jeffrey Scott Fedan	Federated Investment Counseling other	T. Rowe Price Advisory Services, Inc. no RAUM	Other	Oct 8, 2007	Jan 10, 2008 (94 d)
Jeffrey George Wick	Federated Investment Counseling other	Wells Fargo Investments, LLC unclassified	Other	Aug 8, 2007	Oct 2, 2007 (55 d)
Elizabeth Mary Appel	Federated Investment Counseling other	Janney Montgomery Scott LLC other	Other	Jun 8, 2007	Jun 11, 2007
James Robert Mitchell	Federated Investment Counseling other	Capital Client Group, Inc. no RAUM	Other	May 30, 2007	Apr 30, 2013 (2162 d)
Jordan Jennifer Kelly	Federated Investment Counseling other	4th River Financial Group, Inc. state registered	Other	Apr 16, 2007	Mar 16, 2009 (700 d)
Daniel Friedrich Goss	Federated Investment Counseling other	Citizens Securities, Inc. other	Other	Apr 10, 2007	Nov 12, 2015 (3138 d)
Tristan Williams Benoit	Federated Investment Counseling other	Mdt Advisers, A Division Of Federated Mdta LLC other	Other	Jan 31, 2007	Nov 13, 2006
Patrick Wiethorn	Federated Investment Counseling other	Pnc Wealth Management other	Other	Dec 18, 2006	Jan 1, 2013 (2206 d)
Sarah Williams Whipps Kenda	Federated Investment Counseling other	Commonwealth Financial Network national BD	Other	Oct 26, 2006	Jul 6, 2018 (4271 d)
Timothy Carl Hall	Federated Investment Counseling other	Lord, Abbett & Co. LLC asset manager	Other	Sep 26, 2006	Nov 6, 2024 (6616 d)
Nicholas Joseph Hickly	Federated Investment Counseling other	Edward Jones national BD	Other	Sep 26, 2006	Oct 25, 2006
David Patrick Senkyr	Federated Investment Counseling other	David James Financial independent RIA	Other	May 18, 2006	Apr 24, 2023 (6185 d)
Christopher Eschmann	Federated Investment Counseling other	Edward Jones national BD	Other	Mar 1, 2006	Jul 15, 2021 (5615 d)
Dusten Matthew Long	Federated Investment Counseling other	Hornor, Townsend & Kent, LLC other	Other	Jan 24, 2006	Jun 13, 2006 (140 d)
Matthew Henry Kelly	Federated Investment Counseling other	Park Avenue Securities LLC BD affiliated	Other	Nov 17, 2005	May 22, 2020 (5300 d)
Joseph Daniel Gibbons	Federated Investment Counseling other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 29, 2005	Jan 2, 2008 (825 d)
Kevin Gang	Federated Investment Counseling other	Alliancebernstein L.P. other	Other	Sep 26, 2005	Sep 28, 2005
Matthew M Medvesky	Federated Investment Counseling other	Wells Fargo Advisors wirehouse	Other	Aug 17, 2005	Jun 19, 2006 (306 d)
Marshall Marraccini	Federated Investment Counseling other	Lancaster Pollard Investment Advisory Group other	Other	Aug 17, 2005	Jul 18, 2011 (2161 d)
Timothy J Hunkele	Federated Investment Counseling other	Pnc Wealth Management other	Other	Jul 22, 2005	Aug 2, 2006 (376 d)
David Richard Ford	Federated Investment Counseling other	American Century Advisory Services, Inc. no RAUM	Other	Jul 14, 2005	Apr 13, 2006 (273 d)

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73 moves match.