DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Allstate Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Hien Tran | LPL Financial LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 31, 2026 |
| Christopher John Lindsley | Esi Financial Advisors independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2026 | Jul 10, 2026 |
| Kurt Rahe | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jul 2, 2026 |
| David Austin Gasper | Hb Wealth independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2026 | Jun 24, 2026 (33 d) |
| Sean Goodman | LPL Enterprise, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 21, 2026 |
| Benjamin Eggleston | Bankers Life Advisory Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Apr 28, 2026 (53 d) |
| Paul Edward Gresham | LPL Enterprise, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jul 27, 2026 (181 d) |
| Chandrakumar Rajaratnam | LPL Financial LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Jun 11, 2026 (148 d) |
| Tracy Allen Poole | Faoc, LLC no RAUM | Allstate Financial Advisors, LLC BD affiliated | Other | Dec 31, 2025 | Apr 2, 2026 (92 d) |
| Tyler Crump | Northwestern Mutual Investment Services,LLC no RAUM | Allstate Financial Advisors, LLC BD affiliated | Other | Dec 21, 2025 | Aug 26, 2026 (248 d) |
| Philip Sabio | MML Investors Services, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Apr 2, 2026 (107 d) |
| Sean Stephens | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 4, 2025 | Jan 2, 2026 |
| James Edward Patton | Strategic Advisers LLC national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Jul 10, 2026 (221 d) |
| Joseph Jiles Joiner | Edward Jones national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Jan 2, 2026 (44 d) |
| Harry Vincent Hutchins | LPL Financial LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2025 | Oct 24, 2025 |
| James Hutchins Held | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2025 | Oct 29, 2025 |
| Darryl Joseph Elliott | LPL Enterprise, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Dec 17, 2025 (78 d) |
| Umit Mike Apak | LPL Enterprise, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Apr 2, 2026 (191 d) |
| Kenneth Andrew Diamond | Edward Jones national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Mar 5, 2026 (181 d) |
| Eric Orlando Rivera Bonilla | Cetera Investment Advisers LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Jun 9, 2026 (279 d) |
| Raymond Arroyo | Mcadam LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2025 | Aug 28, 2026 (387 d) |
| Steven Brant Rose | Transamerica Financial Advisors, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Aug 25, 2026 (406 d) |
| Michael Sadik Wardeh | Interactive Financial Advisors independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 23, 2025 | Jul 10, 2025 |
| Timothy P Oleary | Creative Planning independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2025 | Oct 22, 2025 (127 d) |
| Brent Corbin Christensen | MML Investors Services, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Oct 17, 2025 (129 d) |
| David Alan King | Simplicity Wealth mixed wealth | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2025 | Aug 1, 2025 (53 d) |
| Eric Anthony Rollins | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 5, 2025 | Nov 12, 2025 (160 d) |
| Brian Lee Curry | Equitable Advisors, LLC national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | Oct 30, 2025 (175 d) |
| Michael Brannon | Edelman Financial Engines independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2025 | Feb 3, 2026 (279 d) |
| Kevin Jeremy Fox | Cetera Investment Advisers LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Oct 23, 2025 (177 d) |
| Jonathan Brent Beer | Cetera Investment Advisers LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Aug 8, 2025 (101 d) |
| David L Koenig | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 16, 2025 | Sep 8, 2026 (510 d) |
| Jared James Burns-Coffin | State Farm Investment Management Corp. asset manager | Allstate Financial Advisors, LLC BD affiliated | Other | Apr 9, 2025 | Oct 14, 2025 (188 d) |
| Frank Warner Anderson | Osaic Wealth, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 10, 2025 |
| Emmanuel Willis | LPL Enterprise, LLC no RAUM | Allstate Financial Advisors, LLC BD affiliated | Other | Mar 6, 2025 | Nov 3, 2025 (242 d) |
| Jake Stephen Gauruder | Fidelity Personal And Workplace Advisors BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Jul 3, 2025 (125 d) |
| Muhammad Merchant | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2025 | Aug 4, 2025 (165 d) |
| Jonathan Charles Castaneda | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2025 | Mar 18, 2025 (50 d) |
| Jeffrey Lynn Akright | LPL Enterprise, LLC no RAUM | Allstate Financial Advisors, LLC BD affiliated | Other | Jan 22, 2025 | Jan 14, 2025 |
| John Phillip Bennett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 3, 2025 | Jan 2, 2025 |
| Matthew Baker | Sage, Rutty & Co., Inc. independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | May 9, 2025 (149 d) |
| Scott Diehl | Osaic Wealth, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2024 | Jun 9, 2025 (181 d) |
| Andrae Delisser | MML Investors Services, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Sep 11, 2025 (282 d) |
| Josue Armando Lopez | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2024 | Aug 27, 2025 (280 d) |
| Evan Samuel Hartstein | Strategy Financial Group independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2024 | Apr 10, 2025 (148 d) |
| Michael Scott | Td Private Client Wealth LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 12, 2024 |
| Damian Matthew Martorella | Equitable Advisors, LLC national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Mar 26, 2025 (152 d) |
| Nathan Elijah De La Cruz | Summit Global Investments, LLC mixed wealth | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | May 27, 2025 (237 d) |
| Kenneth Lavon Banks | Equitable Advisors, LLC national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Jan 6, 2025 (105 d) |
| Albert Mcgee | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Jan 17, 2025 (116 d) |
| Dwayne Eric Daniels | W&S Brokerage Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Jul 30, 2024 |
| David M Zane | Sb Advisory, LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2024 | Feb 10, 2025 (251 d) |
| Matthew Shawn Smitherman | MML Investors Services, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | May 16, 2025 (374 d) |
| Stephen Heiden | Severin Investments LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2024 | Dec 2, 2024 (217 d) |
| Lenin Ibarra | Edelman Financial Engines independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 26, 2024 | Apr 29, 2024 |
| Lance Adam Tacquard | Edelman Financial Engines independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2024 | Jun 3, 2024 (49 d) |
| Rodolfo S Ayala Fuentes | 56 Capital Partners, Ltd independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2024 | Jun 11, 2024 (83 d) |
| Cemental Lovey Grayson Rountree | Ally Invest Advisors independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2024 | Feb 4, 2026 (702 d) |
| Adams Clemente Agtarap | Morgan Stanley wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2024 | Sep 5, 2024 (198 d) |
| Amy Michelle Ormsby | Ameriprise Financial Services, LLC national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | May 13, 2024 (101 d) |
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625 moves match.