DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Allstate Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Christopher Shaffer | Allstate Financial Advisors, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Sep 2, 2026 |
| Philip Sabio | Allstate Financial Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Aug 19, 2026 (35 d) |
| Mark Narrell | Allstate Financial Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 23, 2026 |
| Kenneth Andrew Diamond | Allstate Financial Advisors, LLC BD affiliated | First Heartland Consultants, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Aug 31, 2026 (55 d) |
| Michael Scott | Allstate Financial Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Aug 19, 2026 (50 d) |
| Jonathan Michael Lerche | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 15, 2026 |
| Jeffrey Lynn Akright | Allstate Financial Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 10, 2026 |
| Albert Mcgee | Allstate Financial Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 22, 2026 | May 27, 2026 |
| Michael Brannon | Allstate Financial Advisors, LLC BD affiliated | Apo Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Jul 7, 2026 (56 d) |
| Damian Matthew Martorella | Allstate Financial Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2026 | Jun 16, 2026 (78 d) |
| David M Zane | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Jun 9, 2026 (112 d) |
| Dane Broadie | Allstate Financial Advisors, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 11, 2026 |
| Korsa Nzidee | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 8, 2025 |
| David Alan King | Allstate Financial Advisors, LLC BD affiliated | Compass Financial Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Nov 24, 2025 |
| Samuel John Holm | Allstate Financial Advisors, LLC BD affiliated | Vantage Point Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 11, 2025 |
| Joseph E Stephens | Allstate Financial Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 5, 2025 |
| Muhammad Merchant | Allstate Financial Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 22, 2025 | Dec 9, 2025 (48 d) |
| Carlos Frederico Coutinho Maia | Allstate Financial Advisors, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2025 | Oct 22, 2025 |
| Josue Armando Lopez | Allstate Financial Advisors, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 13, 2025 |
| Matthew Baker | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Oct 27, 2025 |
| Nathan Elijah De La Cruz | Allstate Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Mar 6, 2026 (168 d) |
| Travis Peterson | Allstate Financial Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | May 18, 2026 (255 d) |
| Connor David Vanderbrug | Allstate Financial Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 4, 2025 |
| Katelyn Marie Matsuda | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Jan 30, 2026 (176 d) |
| Ryan Michael De La Torre | Allstate Financial Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 8, 2025 |
| Kelly L Davis | Allstate Financial Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Sep 2, 2025 (57 d) |
| Saul Fernandez Juarez | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jul 30, 2025 |
| Samuel Dylan Stewart | Allstate Financial Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 23, 2025 |
| Brenda Brooks Rocchio | Allstate Financial Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 22, 2025 |
| Victoria Lynn Dickerson | Allstate Financial Advisors, LLC BD affiliated | Fmsa independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2025 | Mar 20, 2025 |
| Kenneth Lavon Banks | Allstate Financial Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Jun 25, 2026 (479 d) |
| Caleb Riley | Allstate Financial Advisors, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 14, 2025 | Jan 22, 2025 |
| Stephen Heiden | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 27, 2025 |
| Robert Michael Chester | Allstate Financial Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | May 20, 2025 (140 d) |
| Lance Adam Tacquard | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2024 | Jan 31, 2025 (52 d) |
| Dillard Eugene Brazzel | Allstate Financial Advisors, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Nov 14, 2024 |
| Tracy Allan Schaff | Allstate Financial Advisors, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | Oct 17, 2024 |
| Rodolfo S Ayala Fuentes | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2024 | Nov 18, 2024 (52 d) |
| Christopher Spitaletto | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2024 | Dec 1, 2024 (67 d) |
| Andrew Lawrence Cole | Allstate Financial Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Oct 1, 2024 |
| Diana Jansen | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Nov 12, 2024 (60 d) |
| Lenin Ibarra | Allstate Financial Advisors, LLC BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Aug 27, 2026 (721 d) |
| Robert Deane Lenertz | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 11, 2024 |
| Albert Maurice Judson | Allstate Financial Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 30, 2024 |
| Derek Todd Dorris | Allstate Financial Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 15, 2024 |
| John Benefield Desselle | Allstate Financial Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jan 5, 2026 (538 d) |
| Michael Ryan | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2024 | Nov 8, 2024 (120 d) |
| Jeffrey Edwin Kissiar | Allstate Financial Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 17, 2024 |
| Tyler R Lieberman | Allstate Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 26, 2024 |
| Jason Meksch | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Jun 12, 2024 |
| Todd J Leary | Allstate Financial Advisors, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | May 22, 2024 |
| Shawn Sharafkah | Allstate Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2024 | May 23, 2024 |
| Andrew Alan Waggoner | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Mar 18, 2025 (314 d) |
| Danniel Syed Kazi | Allstate Financial Advisors, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2024 | May 1, 2026 (729 d) |
| Christopher Michael Blackburn | Allstate Financial Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 12, 2024 |
| James Carroll Quinn | Allstate Financial Advisors, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2024 | Apr 9, 2024 |
| Melissa Mullins Shanhouse | Allstate Financial Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Apr 29, 2024 (40 d) |
| Phong Truong | Allstate Financial Advisors, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | Jan 1, 2025 (288 d) |
| Keith Allen Saunders | Allstate Financial Advisors, LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2024 | Feb 26, 2025 (356 d) |
| Charles Groome Powell | Allstate Financial Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Mar 1, 2024 |
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403 moves match.