DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ep Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jessica Lynne EllysonEp Wealth Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2026Aug 31, 2026 (31 d)
Robert Daniel FalconerEp Wealth Advisors independent RIAJordan Park Group LLC independent RIARIA to RIAJul 28, 2026Aug 24, 2026
O'Zell GoldenEp Wealth Advisors independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 1, 2026Jun 17, 2026
Levi H AndersonEp Wealth Advisors independent RIARoot Financial Partners independent RIARIA to RIAMay 11, 2026Jun 3, 2026
Kyle Alan HurtEp Wealth Advisors independent RIAFoundry Financial LLC independent RIARIA to RIAApr 9, 2026Apr 22, 2026
Jared Lee JohnsonEp Wealth Advisors independent RIASchwab Wealth Advisory, Inc. no RAUMOtherMar 3, 2026Mar 11, 2026
Ethan G MatkinEp Wealth Advisors independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJan 23, 2026Jan 14, 2026
Brynne Colleen SpeizerEp Wealth Advisors independent RIACorvus Wealth Advisors LLC independent RIARIA to RIAOct 28, 2025Oct 23, 2025
Matthew Brendon CrowEp Wealth Advisors independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 27, 2025Dec 19, 2025 (114 d)
Joshua Michael PohlEp Wealth Advisors independent RIAHobart Wealth independent RIARIA to RIAAug 27, 2025Sep 5, 2025
Avery E DwyerEp Wealth Advisors independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAJul 28, 2025Jul 25, 2025
Eric Edward SwansonEp Wealth Advisors independent RIAOne Capital Management, LLC independent RIARIA to RIAJul 23, 2025Jun 5, 2025
Aaron Townsend DiazEp Wealth Advisors independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 23, 2025May 20, 2025
Travis Michael ScottEp Wealth Advisors independent RIAScott Financial Resources LLC state registeredRIA to a state-registered adviserApr 22, 2025Apr 3, 2024
Emily Sarah GoodmanEp Wealth Advisors independent RIAForonjy Financial independent RIARIA to RIAApr 22, 2025Mar 21, 2025
Brandon BecknerEp Wealth Advisors independent RIAComposition Wealth, LLC independent RIARIA to RIADec 17, 2024Jun 28, 2024
Michael Luke FinkEp Wealth Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2024Jul 16, 2024
Kevin Jon AshworthEp Wealth Advisors independent RIADelarme Wealth Management, Inc. independent RIARIA to RIAMar 13, 2024Jan 23, 2025 (316 d)
Scott Bradley JacobsEp Wealth Advisors independent RIAWerba Rubin Papier Wealth Management, LLC independent RIARIA to RIAFeb 29, 2024Feb 9, 2024
Aaron Oakley BestEp Wealth Advisors independent RIABest Wealth Advisory, LLC unclassifiedOtherSep 26, 2023Sep 26, 2023
Sait A SaraciEp Wealth Advisors independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2023Oct 17, 2023 (74 d)
Kyle Alan HurtEp Wealth Advisors independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2023Oct 27, 2023 (84 d)
Andrew Christopher HuntEp Wealth Advisors independent RIAWorth Asset Management independent RIARIA to RIAApr 18, 2023Apr 24, 2023
Brian Keith DennisEp Wealth Advisors independent RIABrian Dennis, CFP® state registeredRIA to a state-registered adviserNov 22, 2022Aug 15, 2023 (266 d)
John Stephen MccormickEp Wealth Advisors independent RIARegatta Capital Group, LLC independent RIARIA to RIANov 22, 2022Nov 28, 2022
Darren HemEp Wealth Advisors independent RIAHem Investment Consultants unclassifiedOtherAug 30, 2022Oct 5, 2022 (36 d)
Taraneh MozaffarianEp Wealth Advisors independent RIASoundmark Wealth Management, LLC independent RIARIA to RIAJun 8, 2022Jun 10, 2022
Christopher GomezEp Wealth Advisors independent RIAE*Trade Capital Management, LLC independent RIARIA to RIANov 12, 2021Dec 16, 2021 (34 d)
Timothy M GottfredsonEp Wealth Advisors independent RIACapita Financial Network, LLC independent RIARIA to RIASep 15, 2021Oct 4, 2021
Thomas Craig Kwang-Soo RasmussenEp Wealth Advisors independent RIABluesky Wealth Advisors, LLC independent RIARIA to RIASep 15, 2021May 19, 2022 (246 d)
Patrick Louis KinneyEp Wealth Advisors independent RIAEvolve Wealth Advisors LP no RAUMRIA to a newly registered adviserAug 5, 2021Aug 30, 2021
Tyler Austin RobuckEp Wealth Advisors independent RIAManhattan West Asset Management, LLC independent RIARIA to RIAJul 20, 2021Jun 16, 2021
Jason Allen SteinEp Wealth Advisors independent RIABluepoint Wealth Advisors state registeredRIA to a state-registered adviserJul 8, 2021Oct 7, 2021 (91 d)
Mark Patrick FarrellyEp Wealth Advisors independent RIACairn Investment Group independent RIARIA to RIAMar 30, 2021Mar 2, 2021
Jonel Joseph TominesEp Wealth Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2021Feb 25, 2021
Kiersten J LargeEp Wealth Advisors independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAJan 21, 2021Apr 26, 2021 (95 d)
Shana Lesch BallardEp Wealth Advisors independent RIABrio Financial Group independent RIARIA to RIAFeb 14, 2020Jun 4, 2020 (111 d)
Samuth Siden EanEp Wealth Advisors independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 28, 2019Sep 17, 2019
Benjamin PorrasEp Wealth Advisors independent RIAArrowroot Family Office, LLC independent RIARIA to RIAMar 1, 2019Feb 20, 2019
James Derek HebertEp Wealth Advisors independent RIAInsight Wealth Strategies, LLC independent RIARIA to RIANov 12, 2018Nov 13, 2018
Calvin Dean HedmanEp Wealth Advisors otherCatalina Capital Group, LLC otherOtherFeb 8, 2018Sep 1, 2017
Scott D ToomassonEp Wealth Advisors otherB|O|S independent RIAOtherJan 11, 2018Sep 5, 2018 (237 d)
Bennett Edward GrossEp Wealth Advisors otherL & S Advisors, Inc otherOtherMar 15, 2017Jun 3, 2016
Alison K SabranEp Wealth Advisors otherClg LLC otherOtherJan 31, 2017Apr 11, 2017 (70 d)
Mark Richard MogleEp Wealth Advisors otherVirtue Capital Management, LLC independent RIAOtherSep 22, 2016Apr 10, 2019 (930 d)
Tammy Anne TrentaEp Wealth Advisors otherCreative Planning otherOtherJun 2, 2016May 17, 2016
Tyler Austin RobuckEp Wealth Advisors otherMission Wealth Management, LP otherOtherJan 17, 2013Jan 28, 2013
Gregory Fred WendtEp Wealth Advisors otherStakeholders Capital independent RIAOtherDec 10, 2012Jan 25, 2013 (46 d)
Linda Diane DunbarEp Wealth Advisors otherUBS Financial Services Inc. wirehouseOtherAug 22, 2006Jan 12, 2005
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49 moves match.