DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Planmember Securities Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Toby Marshall Johnston | Planmember Securities Corporation independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 8, 2026 | Sep 11, 2026 |
| Lisa K. Mccullough | Planmember Securities Corporation independent RIA | Cs Planning Corp independent RIA | RIA to RIA | Sep 1, 2026 | Mar 20, 2023 |
| Lisa Deanne Longo | Planmember Securities Corporation independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 8, 2026 | Jul 28, 2026 (50 d) |
| Patrick Mylin Bowers | Planmember Securities Corporation independent RIA | Superior Planning Wealth Management & Family Office independent RIA | RIA to RIA | May 20, 2026 | Apr 21, 2026 |
| Alexander D. Burum | Planmember Securities Corporation independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2026 | Apr 27, 2026 |
| Bryan Gurss | Planmember Securities Corporation independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Apr 6, 2026 | Apr 7, 2026 |
| Leland Alexander Gropper | Planmember Securities Corporation independent RIA | Platform Wealth Advisors independent RIA | RIA to RIA | Mar 19, 2026 | Apr 28, 2026 (40 d) |
| Ryan Matthew Jordan | Planmember Securities Corporation independent RIA | Cs Planning Corp independent RIA | RIA to RIA | Mar 6, 2026 | Mar 20, 2023 |
| Wendell Drew Hill | Planmember Securities Corporation independent RIA | Three Seasons Wealth independent RIA | RIA to RIA | Dec 1, 2025 | Dec 12, 2025 |
| Douglas A Brackin | Planmember Securities Corporation independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 13, 2025 |
| Brian Paul Nauman | Planmember Securities Corporation independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Oct 20, 2025 | Oct 17, 2025 |
| Lucas Graham Dengler | Planmember Securities Corporation independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Oct 20, 2025 | Oct 17, 2025 |
| Bradley Nicholas Nauman | Planmember Securities Corporation independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Oct 20, 2025 | Oct 17, 2025 |
| Brett Douglas Anderson | Planmember Securities Corporation independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Oct 20, 2025 | Oct 17, 2025 |
| Aubrea Ryan | Planmember Securities Corporation independent RIA | W3 Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Sep 19, 2025 | Oct 28, 2025 (39 d) |
| Joseph Fernandes | Planmember Securities Corporation independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2025 | Sep 15, 2025 |
| Seth Scott | Planmember Securities Corporation independent RIA | Harvest Investment Services, LLC independent RIA | RIA to RIA | Jun 23, 2025 | Jul 29, 2025 (36 d) |
| James Gerard Williams | Planmember Securities Corporation independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2025 | Jun 13, 2025 |
| Derrick Richard Mims | Planmember Securities Corporation independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Apr 24, 2025 | Apr 29, 2025 |
| Jon Robert Ferguson | Planmember Securities Corporation independent RIA | Cornerstone Securities LLC independent RIA | RIA to RIA | Mar 4, 2025 | Mar 4, 2025 |
| Juan Viveros | Planmember Securities Corporation independent RIA | Voya Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 27, 2025 | Mar 3, 2025 |
| Maya Aly | Planmember Securities Corporation independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Dec 31, 2024 | Jan 7, 2025 |
| Curtis Lee Weeks | Planmember Securities Corporation independent RIA | Mwa Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2024 | Dec 8, 2025 (420 d) |
| Gordon Rhoads | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2024 | Aug 30, 2024 |
| Regan A Ertle | Planmember Securities Corporation independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2024 | Aug 24, 2024 |
| Laura Bonus Abadsantos | Planmember Securities Corporation independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2024 | Aug 22, 2024 |
| Michael Shane Hall | Planmember Securities Corporation independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2024 | Jul 24, 2024 |
| Texanna Stallwitz | Planmember Securities Corporation independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2024 | Jul 24, 2024 |
| James D Hughes | Planmember Securities Corporation independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2024 | Jul 24, 2024 |
| Brian Douglas Alchermes | Planmember Securities Corporation independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2024 | Jul 18, 2024 |
| Ryan Joseph Herits | Planmember Securities Corporation independent RIA | Lincoln Investment independent RIA | RIA to RIA | Jul 18, 2024 | Aug 2, 2024 |
| Robert J Dipadua | Planmember Securities Corporation independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 24, 2024 | Aug 7, 2024 (44 d) |
| James Michael Gehring | Planmember Securities Corporation independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2024 | May 3, 2024 |
| Matthew Harold Hill | Planmember Securities Corporation independent RIA | Optimum Financial LLC state registered | RIA to a state-registered adviser | Mar 12, 2024 | Mar 11, 2024 |
| Simone Cockrell | Planmember Securities Corporation independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Mar 4, 2024 | Feb 7, 2025 (340 d) |
| Roy C Lines | Planmember Securities Corporation independent RIA | Nikulski Financial, Inc. independent RIA | RIA to RIA | Feb 20, 2024 | Feb 27, 2024 |
| Alejandro Junior Camacho | Planmember Securities Corporation independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2024 | Feb 23, 2024 |
| James Dean Kersey | Planmember Securities Corporation independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Feb 2, 2024 | Feb 1, 2024 |
| Gregory J Sagers | Planmember Securities Corporation independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2023 | Dec 14, 2023 |
| Jonathan James Wolfe | Planmember Securities Corporation independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2023 | Feb 6, 2024 (95 d) |
| Matthew M Warter | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2023 | Oct 3, 2023 |
| Theresa Marie Houle | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2023 | Oct 3, 2023 |
| Alexander Earl Kaye | Planmember Securities Corporation independent RIA | Masterworks Advisers, LLC other | Other | Jul 19, 2023 | May 14, 2024 (300 d) |
| Austin Dillon | Planmember Securities Corporation independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2023 | Aug 30, 2023 (55 d) |
| Benjamin Garrett Price | Planmember Securities Corporation independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 2, 2023 | Jun 5, 2023 |
| Robert Jeffery Edwards | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2023 | Apr 5, 2023 |
| Gregory John Geryak | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2023 | Apr 18, 2023 |
| Robert L Young | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2023 | Apr 3, 2023 |
| Gavin Jensen | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2023 | Apr 3, 2023 |
| Adam Benjamin Carlat | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2023 | Apr 3, 2023 |
| Stephanie Kay Schultz | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2023 | Apr 3, 2023 |
| Darby Lynn Depauw | Planmember Securities Corporation independent RIA | Creekmur Asset Management, LLC independent RIA | RIA to RIA | Apr 19, 2023 | May 21, 2024 (398 d) |
| Michael Joseph Mirando | Planmember Securities Corporation independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Mar 15, 2023 | Apr 18, 2023 (34 d) |
| Michael B Haney | Planmember Securities Corporation independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2023 | Mar 1, 2023 |
| Erica Goltra | Planmember Securities Corporation independent RIA | Adaptation Financial Advisors Inc. independent RIA | RIA to RIA | Mar 1, 2023 | Mar 22, 2023 |
| Ashley Matheis | Planmember Securities Corporation independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Mar 1, 2023 | Mar 22, 2023 |
| Jo Laurie Schmeltzer | Planmember Securities Corporation independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 8, 2022 | Dec 12, 2022 |
| Michael J Dittamo | Planmember Securities Corporation independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Nov 28, 2022 | Jan 5, 2023 (38 d) |
| Stephen Raymond | Planmember Securities Corporation independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2022 | Jun 29, 2023 (248 d) |
| Harriet Knight Chase | Planmember Securities Corporation independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2022 | Sep 6, 2022 |
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249 moves match.