DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Planmember Securities Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Domenic Bosco | Strategic Advisers LLC national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 | Sep 16, 2026 |
| Michael D. Greenlund | Thatcher Wealth Management state registered | Planmember Securities Corporation independent RIA | Other | Aug 3, 2026 | Aug 19, 2026 |
| Bradley G. Sofonia | Wealth Management Cpas, LLC independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Jul 16, 2026 | Aug 6, 2026 |
| Barbara G. Meyers | Westpark Capital, Inc. independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Jul 10, 2026 | Jun 17, 2026 |
| David L. Limerick | LPL Financial LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2026 | Apr 7, 2026 |
| Jacklyn E. Lynch | LPL Financial LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | Apr 20, 2026 |
| Shannon M. Davis | Retirement Plan Advisors, LLC mixed wealth | Planmember Securities Corporation independent RIA | RIA to RIA | Apr 8, 2026 | Apr 10, 2026 |
| David G. Haislip | LPL Financial LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2026 | Feb 4, 2026 |
| Charles L. Bennett | Inflection Advisors state registered | Planmember Securities Corporation independent RIA | Other | Feb 4, 2026 | May 18, 2026 (103 d) |
| Brittney A Broich | Blackridge Asset Management, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2026 | Jan 29, 2026 |
| Brandi J Ames | Cambridge Investment Research Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | Feb 2, 2026 |
| Mihai I. Petrascu | Cetera Investment Advisers LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 | Nov 25, 2025 |
| Nathan O'Connell | Equitable Advisors, LLC national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2025 | Nov 20, 2025 |
| Jamison Richard Banna | Cape Investment Advisory, Inc. independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Sep 12, 2025 | Sep 16, 2025 |
| Emily Kromalic | Edward Jones national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Oct 15, 2025 (35 d) |
| Nathan D. Bilotta | Equitable Advisors, LLC national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Oct 20, 2025 (67 d) |
| Stephen R Vachon | Cetera Investment Advisers LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2025 | Aug 7, 2025 |
| Paul Henry Neumaier | Strategic Advisers LLC national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2025 | Jul 3, 2025 |
| Jack A. Heil | Lombard Advisers Incorporated independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | May 29, 2025 | May 28, 2025 |
| Aubrea Ryan | Captrust institutional | Planmember Securities Corporation independent RIA | Other | May 27, 2025 | Jul 9, 2025 (43 d) |
| Brett Douglas Anderson | LPL Financial LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2025 | May 30, 2025 |
| Jennifer A. Zaat-Wright | Capital Planning Group, LLC unclassified | Planmember Securities Corporation independent RIA | Other | Mar 21, 2025 | Feb 3, 2025 |
| Anthony S. Pavia | Gwn Securities Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2025 | Mar 18, 2025 |
| Lauren E. Smith | Equitable Advisors, LLC national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2025 | Mar 3, 2025 |
| Adrian A. Weekes | Pelham Consulting Group unclassified | Planmember Securities Corporation independent RIA | Other | Jan 13, 2025 | Apr 17, 2025 (94 d) |
| Cody H. Momohara | LPL Financial LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Feb 14, 2025 (56 d) |
| Robert L. Cox | Gwn Securities Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 8, 2024 |
| Thomas Alexander Ely | Gwn Securities Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Nov 13, 2024 |
| Robert E. Laine | Gwn Securities Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Nov 10, 2024 |
| Donna Pierce Webb | Gwn Securities Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Nov 8, 2024 |
| Christy B. Downs | Concourse Financial Group Advisors BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Aug 11, 2026 (698 d) |
| Christopher John Winspear | Sequent Planning, LLC independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Aug 21, 2024 | Aug 21, 2024 |
| Robert Malek | Cambridge Investment Research Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Jul 29, 2024 |
| Stanko Pavlovic | The Wealth Consulting Group independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Jun 4, 2024 | May 9, 2024 |
| Patrick Mylin Bowers | Brookstone Wealth Advisors, LLC no RAUM | Planmember Securities Corporation independent RIA | Other | May 8, 2024 | Jul 22, 2024 (75 d) |
| Maya Aly | Securities America Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Jul 9, 2024 (78 d) |
| Toby Marshall Johnston | LPL Financial LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2024 | Apr 2, 2025 (352 d) |
| Reno J. Reser | Independent Financial Partners BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Feb 26, 2024 |
| Aaron L. Cruz | Independent Financial Partners BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Feb 26, 2024 |
| Beren S. Anderson | Osaic Fa, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Jan 25, 2024 |
| Anna Ramos Bernardo | Empower Advisory Group, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2024 | Jan 24, 2024 |
| Bryan Gurss | Equitable Advisors, LLC national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2024 | Apr 2, 2024 (71 d) |
| Joseph Fernandes | Gwn Securities Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 4, 2024 |
| Steven R. Burgess | LPL Financial LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Jan 12, 2024 |
| Gordon Rhoads | Edward Jones national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Apr 3, 2024 (103 d) |
| Jill A. Snyder-Stahl | Gwn Securities Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2023 | Aug 9, 2023 |
| Ned Jacobson | Allstate Financial Advisors, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2023 | Aug 2, 2023 |
| Brooks Allen | One Capital Management, LLC independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Jul 17, 2023 | May 13, 2024 (301 d) |
| Robert J Dipadua | Pallas Capital Advisors, LLC independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | May 31, 2023 | Aug 23, 2023 (84 d) |
| Michael John Fornasier | Securities America Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 22, 2023 |
| Loren J. Quist | On Investment Management Co BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2023 | May 4, 2023 |
| Steven Thomas Duplain | Alphastar Capital Management independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Mar 9, 2023 | Mar 9, 2023 |
| Michael T. Britton | Raymond James Financial Services Advisors, Inc BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2023 | Sep 1, 2023 (197 d) |
| James Bryan Garner | Fidelity Personal And Workplace Advisors BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Nov 22, 2024 (659 d) |
| Evan Bozymski | Hightower Advisors, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Aug 7, 2024 (583 d) |
| Marvin Anton Boxdorfer | Spc BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 4, 2023 |
| John Samuel Dumond | Tlg Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Aug 21, 2023 (233 d) |
| Grover C. Henson | J. W. Cole Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Oct 31, 2022 |
| Margaret Henderson Pierce | Kestra Advisory Services, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2022 | Jan 31, 2023 (71 d) |
| Kyle J Breitzman | Securities America Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2022 | Nov 7, 2022 |
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339 moves match.