DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Parallel Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacalyn Kay Ferreira | Eaton Financial Group independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Aug 11, 2026 | Jul 2, 2026 |
| Douglas Jay Eaton | Eaton Financial Group independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Aug 11, 2026 | Jul 1, 2026 |
| Gabriel Sandler | Commonwealth Financial Network national BD | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2025 | Dec 10, 2025 |
| Daniel Robert D'Orazio | Scharf Investments, LLC mixed wealth | Parallel Advisors, LLC independent RIA | RIA to RIA | Nov 13, 2025 | Sep 17, 2021 |
| Karen Joy Mcmillan | Osborne Partners independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Nov 10, 2025 | Nov 7, 2025 |
| Brenden Todd King | Revival Wealth Management state registered | Parallel Advisors, LLC independent RIA | Other | Sep 2, 2025 | Jul 22, 2025 |
| Nathan Buzaid Thomsen | Advisors Capital Management, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Apr 21, 2025 | May 1, 2025 |
| Carl Scott Lamb | Allworth Financial, L.P. BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2025 | Apr 10, 2025 |
| Nicole Marie Amore | Falcon Wealth Planning, Inc. independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Mar 26, 2025 | Mar 3, 2025 |
| Phillip Ronald Scavo | Charles Schwab & Co., Inc. national BD | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2025 | Jul 15, 2025 (112 d) |
| Joshua Holt Hall | The Clarus Group independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Feb 25, 2025 | Jun 28, 2025 (123 d) |
| Bruce Allan Frankel | Legacy Pcg, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Jul 22, 2024 | Dec 19, 2024 (150 d) |
| James Kevin Glasheen | Colorado Wealth Group LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Jun 25, 2024 | Jan 1, 2025 (190 d) |
| Christopher John Cummock | O'Donnell Financial Services, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Jun 17, 2024 | Dec 6, 2024 (172 d) |
| Kameron Thomas Smith | Mckinley Carter Wealth Services, Inc. independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Apr 7, 2024 | Feb 27, 2024 |
| Ashley Lauren Stephenson | Ellevest independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Feb 14, 2024 | Nov 14, 2023 |
| Ashley Charles Daggs | Svb Wealth BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Jan 22, 2024 |
| Tony Walter Parkin | Charles Schwab & Co., Inc. national BD | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | May 28, 2025 (506 d) |
| Seth Adam Scholar | Fifth Third Wealth Advisors LLC bank affiliated | Parallel Advisors, LLC independent RIA | Other | Nov 15, 2023 | Feb 13, 2024 (90 d) |
| Shane Thomas Hiller | Wells Fargo Advisors wirehouse | Parallel Advisors, LLC independent RIA | Wirehouse to independent RIA | Oct 19, 2023 | Nov 13, 2023 |
| Sharon Karraker Cohen | Bok Financial Advisors BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Oct 4, 2023 |
| Douglas Keith Moss | Edward Jones national BD | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2023 | Jun 16, 2023 |
| Manuel Antonio Lugo Garcia | Destination Wealth Management independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | May 22, 2023 | Jan 11, 2024 (234 d) |
| Cara Elizabeth Barr | Beacon Pointe Advisors, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Apr 3, 2023 | Jul 17, 2023 (105 d) |
| Michael Steven Millman | Fifth Third Wealth Advisors LLC bank affiliated | Parallel Advisors, LLC independent RIA | Other | Mar 15, 2023 | Apr 6, 2023 |
| Shannon Nicole Stone | Griffin Black, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Mar 7, 2023 | Jan 1, 2025 (666 d) |
| John Leslie Stull | Autus Asset Management, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Feb 21, 2023 | Feb 16, 2023 |
| Jason Gabriel Richards | Autus Asset Management, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Feb 21, 2023 | Mar 29, 2023 (36 d) |
| Mark Andrew Fiedler | Autus Asset Management, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Feb 21, 2023 | Jan 23, 2023 |
| Stephen Paul Weatherby | Autus Asset Management, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Feb 21, 2023 | Jan 23, 2023 |
| Austin Richard Witherill | Autus Asset Management, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Feb 21, 2023 | Feb 16, 2023 |
| John Kang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Parallel Advisors, LLC independent RIA | Wirehouse to independent RIA | Dec 21, 2022 | Jul 28, 2023 (219 d) |
| Kyle Kosuke Ha'Aheo Caouette | Simplified Wealth Strategies unclassified | Parallel Advisors, LLC independent RIA | Other | Jul 20, 2022 | Apr 20, 2022 |
| Frederick John Molfino | Three Bridge Wealth Advisors independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Jun 8, 2022 | Sep 1, 2020 |
| Scott Michael Stratton | Camarda Wealth Advisory Group independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | May 19, 2022 | Nov 13, 2023 (543 d) |
| Lia Whisler Seara | Osborne Partners independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | May 6, 2022 | Apr 29, 2022 |
| Andrew Thomas Carrier | Spire Wealth Management, LLC BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 | Oct 31, 2022 (192 d) |
| Robert Allan Roesener | Ameriprise Financial Services, LLC national BD | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2022 | Dec 19, 2022 (255 d) |
| Matthew Joseph Schmidt | Violich Capital Management independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Dec 31, 2020 | Sep 18, 2023 (991 d) |
| Ann Marie Lucchesi | Svb Investment Services Inc. independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Sep 8, 2020 | Sep 8, 2020 |
| Richard Allen Ashburn | Vr Advisors, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Dec 11, 2019 | Jun 10, 2019 |
| Gray Scudder Jaggers | Fidelity Personal And Workplace Advisors BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2019 | Jan 1, 2025 (2168 d) |
| Matthew Robert Mcguire | Argent Retirement Plan Advisors, LLC other | Parallel Advisors, LLC independent RIA | Other | Jan 22, 2019 | Dec 21, 2021 (1064 d) |
| Heatherlyn Corey Hyde | Bradley & Company, LLC independent RIA | Parallel Advisors, LLC other | Other | Nov 30, 2018 | Jan 27, 2016 |
| Robert Earl Lee Aaron Henrich | Fifth Third Securities, Inc. BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2018 | Jul 12, 2018 (69 d) |
| Jonathan Jacob Wittlin | Lenox Advisors, Inc. unclassified | Parallel Advisors, LLC independent RIA | Other | May 1, 2018 | Jul 25, 2019 (450 d) |
| Ramon Joseph Polin | Sensiba San Filippo Financial Advisers LLC other | Parallel Advisors, LLC other | Other | Dec 22, 2016 | Dec 22, 2016 |
| Steve Tadao Kuriyama | Kuriyama & Co LLC other | Parallel Advisors, LLC other | Other | Dec 21, 2016 | Sep 30, 2016 |
| Mary Frances K M Meyer | Kuriyama & Co LLC other | Parallel Advisors, LLC other | Other | Dec 21, 2016 | Sep 30, 2016 |
| Knud Bang Gotterup | Savant Investment Group, LLC other | Parallel Advisors, LLC independent RIA | Other | Nov 30, 2016 | Nov 14, 2020 (1445 d) |
| Teresa Elizabeth Milner | LPL Financial LLC other | Parallel Advisors, LLC independent RIA | Other | Jan 27, 2016 | Sep 16, 2022 (2424 d) |
| Roy Harvey Kissin | Capital Capital Advisors LLC other | Parallel Advisors, LLC independent RIA | Other | Dec 8, 2015 | Jan 1, 2025 (3312 d) |
| Alyssa Hall Morris | Waypoint Wealth Partners other | Parallel Advisors, LLC other | Other | Nov 9, 2015 | Nov 10, 2015 |
| Michael Whitney Stephens | Rosenblum Silverman Sutton Sf Inc other | Parallel Advisors, LLC other | Other | Oct 16, 2015 | Sep 18, 2015 |
| Amy Elizabeth Barker | Parker Carlson & Johnson other | Parallel Advisors, LLC other | Other | Sep 22, 2015 | Sep 11, 2015 |
| Elaina C Serotte | MML Investors Services, LLC other | Parallel Advisors, LLC independent RIA | Other | Jan 24, 2014 | Sep 13, 2019 (2058 d) |
| Bruce Spaulding Edwards | Leucadia Asset Management LLC other | Parallel Advisors, LLC other | Other | Mar 26, 2013 | Mar 22, 2013 |
| William George Clements | Barclays Capital Inc. other | Parallel Advisors, LLC other | Other | Mar 8, 2013 | Feb 19, 2013 |
| Matthew Glenn Clements | Barclays Capital Inc. other | Parallel Advisors, LLC other | Other | Mar 8, 2013 | Feb 19, 2013 |
| Michael Paul Ma | Ameriprise Financial Services, LLC national BD | Parallel Advisors, LLC other | Other | Nov 19, 2012 | Nov 16, 2012 |
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72 moves match.