DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Private Advisor Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Benkovic | Private Advisor Group, LLC BD affiliated | Dvb Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 8, 2026 | Aug 21, 2026 |
| Jason Velencia | Private Advisor Group, LLC BD affiliated | Dvb Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 8, 2026 | Aug 21, 2026 |
| Benjamin Alvis Gentry | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Dec 18, 2025 |
| Frederick Lawrence Scheeler | Private Advisor Group, LLC BD affiliated | Scheeler Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 3, 2026 | Jul 31, 2026 |
| Ellen Michelle Scheeler | Private Advisor Group, LLC BD affiliated | Scheeler Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 3, 2026 | Jul 31, 2026 |
| Leslie Minter Castillo | Private Advisor Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2026 | Jul 24, 2026 |
| Ryan Matthew Czamara | Private Advisor Group, LLC BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2026 | Jul 23, 2026 |
| Darrell Dean Woodcock | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 1, 2026 |
| Ryan Kobe Tillery | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 29, 2026 |
| Rachel Harris | Private Advisor Group, LLC BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Jun 24, 2026 | Sep 1, 2026 (69 d) |
| Benson Den Tee Lim | Private Advisor Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2026 | Jun 12, 2026 |
| Christopher James Cutlip | Private Advisor Group, LLC BD affiliated | Evermay Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2026 | Jun 4, 2026 |
| Scot Andrew Millen | Private Advisor Group, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2026 | Apr 10, 2026 |
| Nancy Ann Briguglio | Private Advisor Group, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2026 | Apr 10, 2026 |
| Justin James Bohall | Private Advisor Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | Mar 25, 2026 |
| Alyson Jane Maher | Private Advisor Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | Mar 25, 2026 |
| Steven Daniel Hough | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Feb 13, 2026 |
| Danny Earl Thomas | Private Advisor Group, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 9, 2026 | Apr 8, 2026 (58 d) |
| Ryan Richard Poterack | Private Advisor Group, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Jan 7, 2026 |
| Alec John Quaid | Private Advisor Group, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Jan 6, 2026 |
| Judith Ann Tengler | Private Advisor Group, LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2025 | Dec 2, 2025 |
| Vincent G Maffucci | Private Advisor Group, LLC BD affiliated | Cadia Private Client LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 6, 2025 | Sep 9, 2025 |
| Martin D Matousek | Private Advisor Group, LLC BD affiliated | Cadia Private Client LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 6, 2025 | Sep 9, 2025 |
| Janna Climer | Private Advisor Group, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Nov 6, 2025 (35 d) |
| Cade Mathew Campbell | Private Advisor Group, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Nov 4, 2025 (39 d) |
| Moshe Aronov | Private Advisor Group, LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Aug 22, 2025 |
| Brenton Wesley Smith | Private Advisor Group, LLC BD affiliated | Minichmacgregor Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2025 | Aug 26, 2025 |
| Jared Austin Rollins | Private Advisor Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 1, 2025 |
| Nathan Joseph Martin | Private Advisor Group, LLC BD affiliated | Atlantic Financial Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 1, 2025 | Oct 30, 2025 (90 d) |
| Shaymond Alan Janes | Private Advisor Group, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2025 | Aug 8, 2025 |
| David Michael Dunning | Private Advisor Group, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jul 24, 2025 |
| Joseph Thomas Antonelli | Private Advisor Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 16, 2025 |
| Susan Marie Wilkinson | Private Advisor Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 14, 2025 |
| Bryan David Strickland | Private Advisor Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 14, 2025 |
| Jacquelyn Nasca | Private Advisor Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 14, 2025 |
| Darren Carter Kinsey | Private Advisor Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Aug 1, 2025 |
| Nathan Kyle Thurston | Private Advisor Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 14, 2025 |
| Nicholas Dominick Macri | Private Advisor Group, LLC BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 15, 2025 |
| Dustin Ciraco | Private Advisor Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 14, 2025 |
| Mitchell Moore | Private Advisor Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 14, 2025 |
| Anthony Michael Aulffo | Private Advisor Group, LLC BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2025 | Jan 1, 2026 (203 d) |
| Verne Tetsumi Marble | Private Advisor Group, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Jun 2, 2025 |
| Peter Mindnich | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Sep 4, 2025 (108 d) |
| Randall Leo Franklin | Private Advisor Group, LLC BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | May 9, 2025 |
| Seth Logan Franklin | Private Advisor Group, LLC BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | May 9, 2025 |
| Patrick A Mccrindle | Private Advisor Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 2, 2025 | Apr 24, 2025 |
| Kirsten Natalie Ashbaugh | Private Advisor Group, LLC BD affiliated | Manuka Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2025 | Apr 17, 2025 |
| Sabrina Guglielmi | Private Advisor Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2025 | May 7, 2025 |
| Shea Gordon | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 1, 2025 |
| Anthony David Pondel | Private Advisor Group, LLC BD affiliated | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Feb 28, 2025 |
| Timothy Murphy | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Aug 25, 2025 (195 d) |
| Craig Lipniskis | Private Advisor Group, LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Feb 7, 2025 |
| Shiqi Wang | Private Advisor Group, LLC BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Dec 17, 2024 |
| James Murray Paul | Private Advisor Group, LLC BD affiliated | Gladstone Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2024 | Oct 15, 2024 |
| Troy Edward Langendoerfer | Private Advisor Group, LLC BD affiliated | Gladstone Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2024 | Oct 14, 2024 |
| John R Hack | Private Advisor Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 6, 2024 |
| Bruce William Anesi | Private Advisor Group, LLC BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2024 | Oct 22, 2024 |
| Charles Philip Clark | Private Advisor Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 | Oct 21, 2024 |
| Kathryn Zurcher | Private Advisor Group, LLC BD affiliated | Element Pointe Family Office independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Oct 14, 2024 |
| Todd Anthony Sturman | Private Advisor Group, LLC BD affiliated | Sturman Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 11, 2024 | Sep 11, 2024 |
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375 moves match.