DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Private Advisor Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brooke Bodner | J.P. Morgan Securities LLC wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2026 | Sep 10, 2026 |
| Kennah G Parham | Innovative Wealth Building LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2026 | Sep 15, 2026 |
| Kamal Kabra | Retirement Planning Solutions, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2026 | Sep 2, 2026 |
| John Phillip Passey | Good Life Advisors, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2026 | Aug 28, 2026 |
| Richard Joseph Swift | Transcend Capital Advisors, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2026 | Jul 30, 2026 |
| Brent Wayne Whiddon | Oneascent Wealth Management independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2026 | Jul 1, 2026 |
| Fang-Hsi Lee | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 16, 2026 |
| Weili Jiang | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 17, 2026 |
| Chin Po | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 16, 2026 |
| Xinyu Liu | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 16, 2026 |
| Jing Xu | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 16, 2026 |
| Rustam Nurhan | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2026 | Jun 15, 2026 |
| Nicholas G Kelly | Morgan Stanley wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2026 | Jul 24, 2026 |
| Edward Lee | UBS Financial Services Inc. wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2026 | Jun 11, 2026 |
| Todd Michael Barney | Potentia Wealth independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | May 21, 2026 |
| Gregory Keith Kempner | Wealthcare Advisory Partners LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | Apr 27, 2026 |
| Tyler J Roper | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | Jun 11, 2026 (34 d) |
| John Francis Korn | Victory Capital Management Inc. asset manager | Private Advisor Group, LLC BD affiliated | Other | May 5, 2026 | May 5, 2026 |
| William Burch Bruno | Sandbox Financial Partners, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2026 | May 19, 2026 |
| Allen Joseph Kletkin | Strategic Advisers LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Jun 5, 2026 (36 d) |
| Anh Dien Vong | Equitable Advisors, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Jul 2, 2026 (79 d) |
| Drake Alexander Reid | Carrera Capital Advisors independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2026 | Sep 2, 2026 (142 d) |
| Karin Tram Le | Bedell Frazier Investment Counselling, LLC. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2026 | Apr 1, 2026 |
| William Raymond Mccurdy | Corecap Advisors BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Apr 20, 2026 (40 d) |
| Robert Daniel Woodend | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 25, 2026 |
| Hunter James Pasqualini | Northwestern Mutual Investment Services,LLC no RAUM | Private Advisor Group, LLC BD affiliated | Other | Jan 9, 2026 | Feb 2, 2026 |
| Andrew Lawson Julian | Cornerstone Wealth Management Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2026 | Jan 5, 2026 |
| Pich Molyka Nhek | Sowell Management independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2025 | Aug 26, 2026 (257 d) |
| Garin Ray Rydalch | Lido independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 12, 2025 |
| Leslie Marie Krajnak | Palante Wealth Advisors, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Jan 13, 2026 (82 d) |
| Aidan Thomas Durney | Morgan Stanley wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 14, 2025 | Oct 14, 2025 |
| Janette Monica Schwendeman | Graystone Partners Wealth Management, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 8, 2025 | Oct 7, 2025 |
| Duane Paul Pinnock | Kestra Advisory Services, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Oct 24, 2025 (32 d) |
| Rachel Harris | Strategic Advisers LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Oct 2, 2025 |
| Elliot Keenan Rybak | Prosperity Capital Advisors independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 15, 2025 | Jan 7, 2026 (114 d) |
| William Anthony Scarfone | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Jan 23, 2026 (140 d) |
| Moshe Aronov | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Sep 3, 2025 | Oct 4, 2012 |
| Rich Grivas | Strategic Advisers LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Nov 13, 2025 (80 d) |
| Marylynn Skarzenski | Eagle Strategies LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Cregg Dale Miyat | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Jul 29, 2025 |
| Kasey Luv Davis | Centaurus Financial, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 25, 2025 |
| Wendy B Coleman | Centaurus Financial, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 25, 2025 |
| Brad Michael Glickman | Maryland Financial Group, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | Jun 23, 2025 |
| Samantha Amanda Fraelich-Rohe | Maryland Financial Group, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | Jun 23, 2025 |
| Tanner Kenneth Johnson | Zero Day Capital Enterprises LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2025 | Jul 9, 2025 |
| Alfonso Rocco Saverino | Q Capital Solutions independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2025 | May 29, 2025 |
| Lisa Marie Ansley Clapper | Strategic Advisory Services independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2025 | Mar 27, 2025 |
| Adon S Vanwoerden | Neuberger Berman Bd LLC no RAUM | Private Advisor Group, LLC BD affiliated | Other | May 7, 2025 | May 5, 2025 |
| Thomas Grant | Grove Point Advisors, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Mar 3, 2026 (306 d) |
| Karl P Mongold | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Jun 13, 2025 (43 d) |
| Robert Warren Hanson | Vermillion Financial Advisors, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2025 | Jun 4, 2025 (36 d) |
| Anthony David Pondel | Tony Pondel, Certified Financial Planner, P.C. unclassified | Private Advisor Group, LLC other | Other | Apr 21, 2025 | Feb 25, 2014 |
| Michael Paul Capriotti | Private Portfolio Partners, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2025 | Feb 26, 2025 |
| Brian Mercado | Jsf Financial, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2025 | Nov 7, 2025 (233 d) |
| Michael William Tsoukatos | Centura Wealth Advisory independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2025 | Sep 12, 2025 (196 d) |
| Daniel Matthew Johnson | Osaic Wealth, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Jan 20, 2026 (334 d) |
| Caroline Taylor Dominguez | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Feb 13, 2025 |
| Daniel Joseph Mckenna | First Trust Advisors LP asset manager | Private Advisor Group, LLC BD affiliated | Other | Jan 6, 2025 | Jan 16, 2025 |
| Logan Haydel | Prestige Wealthwide, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2024 | Dec 19, 2024 |
| Jamie Leigh Kulik | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Jan 5, 2026 (385 d) |
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872 moves match.