DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at United Planners' Financial Services Of America A Limited Partner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph AppolitoCommonwealth Financial Network national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2026Sep 4, 2026
Leah Brooks WaldripLPL Enterprise, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2026Aug 11, 2026
Brian Scott LindeLPL Financial LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJul 23, 2026Jul 28, 2026
Eric Gerard DavisAmeriprise Financial Services, LLC national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2026Jun 16, 2026
Joshua EllerAmeriprise Financial Services, LLC national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2026May 29, 2026
Eric Louis BlackmanEquitable Advisors, LLC national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2026Jun 10, 2026
Tiffany Ann FisherLPL Financial LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2026Apr 22, 2026
Jesus Alberto SotoSilverstone Private Wealth state registeredUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherMay 8, 2026Jul 6, 2026 (59 d)
Cody Scott PolzinNorthwestern Mutual Investment Services,LLC no RAUMUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherMay 1, 2026May 1, 2026
Chad C AltadonnaIpi Wealth Management, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 28, 2026May 15, 2026
Daniel CucuiatStrategic Advisers LLC national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2026May 19, 2026
Brian Stirling SeamanNavigator Legacy Partners, LLC unclassifiedUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherMar 8, 2026Mar 30, 2026
Victor GuadianaCetera Investment Advisers LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2026Mar 27, 2026
Tom Joseph TamuraFoundations Investment Advisors LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAFeb 19, 2026Feb 19, 2026
Kimberly Lecompte CaldwellLPL Financial LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2026Jan 30, 2026
Louis David EspositoLPL Financial LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2026Jan 5, 2026
Michelle Linne BestSouthland Equity Partners, LLC. independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIADec 31, 2025Jan 13, 2026
Paul Roger GuggerOsaic Advisory Services, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2025Jan 20, 2026
Nichola Shea PeacockEagle Strategies LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2025Oct 28, 2025
Clifford Lewis FaintychCommonwealth Financial Network national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2025Oct 13, 2025
Daniel J FuscoLPL Financial LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2025May 8, 2026 (220 d)
Elijah N BuschOneamerica Securities, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2025Sep 12, 2025
Reese StillerOneamerica Securities, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2025Sep 12, 2025
Joseph D ShieldsOneamerica Securities, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2025Sep 15, 2025
Mariah Lynn MagnessOneamerica Securities, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2025Sep 15, 2025
Steven Robert CookPfg Advisors independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIASep 9, 2025Sep 8, 2025
Timothy SampsonValic Financial Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2025Sep 5, 2025
Kimberly Ann StollWealthplan Partners independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAAug 8, 2025Aug 1, 2025
Anthony James StollWealthplan Partners independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAAug 8, 2025Aug 1, 2025
Tiffany Erin LumPfg Advisors independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAAug 6, 2025Jul 25, 2025
Kimberly Jo CoxLincoln Investment independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAJul 18, 2025Aug 18, 2025 (31 d)
Jonathan Gregg MichaelsUltra Financial Partners unclassifiedUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherJul 2, 2025Jul 1, 2025
Jacqueline Lee FlindallPfg Advisors independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAMay 13, 2025May 2, 2025
Jenny Lynn LauritaOsaic Wealth, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2025May 21, 2025
Cameron Wayne RoseCapital Planning Group, LLC unclassifiedUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherApr 29, 2025Jan 7, 2026 (253 d)
Craig Michael AdamsGrove Point Advisors, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2025Apr 22, 2025
Tracy Owen TamuraLiberty Wealth Management, LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAMar 10, 2025Feb 23, 2026 (350 d)
Mitchell LudwigOsaic Wealth, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2025Feb 27, 2025
Peter George NeubergIc Advisory Services, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 3, 2025Jan 1, 2026 (304 d)
Lawrence LeeScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2025Feb 21, 2025
Marli Anne SmythePfg Advisors independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAFeb 14, 2025Apr 1, 2025 (46 d)
Daniel Gabriel SernaPrimerica Advisors national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2025Jan 22, 2025
Barry Carson EllerCambridge Investment Research Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2025Aug 1, 2025 (204 d)
Kurt Ryan DavisAmeritas Advisory Services, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2025Jan 2, 2025
Royal Ray StandleyOregon Pacific Financial Advisors Inc independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIADec 31, 2024Jan 12, 2026 (377 d)
Richard Stanley ToddOregon Pacific Financial Advisors Inc independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIADec 31, 2024Jul 11, 2024
James Cleveland MonroeOregon Pacific Financial Advisors Inc independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIADec 31, 2024Jul 30, 2026 (576 d)
Emmarina Laurel NelsonOregon Pacific Financial Advisors Inc independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIADec 31, 2024Jul 11, 2024
Jennifer Joyce HamiltonOregon Pacific Financial Advisors Inc independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIADec 31, 2024Jul 11, 2024
John Paul Severy-HovenCambridge Investment Research Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2024Dec 2, 2024
Charles Arthur LytleLytle Investments independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIANov 15, 2024Nov 8, 2024
Jennifer ZittelPark Avenue Securities LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2024Oct 4, 2024
Andrea NelsonEide Bailly Advisors, LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAOct 7, 2024Oct 11, 2024
Bruce Kin Sung FongScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2024Sep 26, 2024
Brandon BaileyAmeriprise Financial Services, LLC national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2024Sep 3, 2025 (355 d)
John Randall CarterRoyal Financial unclassifiedUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherSep 9, 2024Jan 1, 2025 (114 d)
Thomas James DettoreScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2024Sep 3, 2024
John Lawrence RussoScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2024Sep 3, 2024
Philip John DettoreScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2024Oct 1, 2024
Joyce Ann SlutskerGrove Point Advisors, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2024Aug 16, 2024
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459 moves match.