DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stratos Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Patrick Nix | Stratos Wealth Partners, Ltd BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2026 | Sep 9, 2026 |
| Amy Peschl Batta | Balefire, LLC independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Aug 11, 2026 | Aug 12, 2026 |
| Larry Warren Sills | Stratos Wealth Partners, Ltd BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2026 | Mar 31, 2026 |
| Richard Russell Geiger | Morgan Stanley wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Apr 16, 2026 | Apr 15, 2026 |
| Marni Kristine Angus | Morgan Stanley wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Feb 27, 2026 | Mar 13, 2026 |
| Phillip Nuttall | Stratos Wealth Partners, Ltd BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Aug 6, 2023 |
| Ronald Mario Taraborrelli | Vanguard Advisers, Inc. BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2024 | Oct 2, 2024 |
| Aura Lewanna Carmi | Edelman Financial Engines independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Oct 4, 2024 | Sep 5, 2024 |
| Aaron Allen Reed | Wcm Investment Management other | Stratos Wealth Advisors LLC independent RIA | Other | Oct 3, 2024 | Dec 5, 2024 (63 d) |
| Morgan R Allen | Capitol Securities Management, Inc. independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Jun 18, 2024 | Jul 5, 2024 |
| Mitchell Philip Hamer | Northcoast Asset Management LLC independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | May 7, 2024 | May 6, 2024 |
| Henry Allen Spain | Carnegie Investment Counsel independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Apr 15, 2024 | Apr 10, 2024 |
| Peter Andrew Bessette | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Mar 28, 2024 |
| Daniel Gerry Roberts | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Mar 28, 2024 |
| Carla Rae Bessette | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Mar 28, 2024 |
| Erich Michael Brenner | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Mar 28, 2024 |
| Alyson Taillon Schafer | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Aug 12, 2024 (124 d) |
| Eric Joseph Fessler | 9258 Wealth Management, LLC independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Jan 30, 2024 | Jan 29, 2026 (730 d) |
| Dayna Marie Smith | Cedar Brook Group independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Jan 24, 2024 | Apr 10, 2024 (77 d) |
| David Taucher | Beacon Financial Advisory LLC independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Dec 14, 2023 | Dec 13, 2023 |
| Spencer Pistone Dieck | Beacon Financial Advisory LLC independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Dec 14, 2023 | Dec 14, 2023 |
| Linda Lee Tekavec | Lincoln Investment independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Dec 14, 2023 | Dec 14, 2023 |
| Karyn Pistone | Beacon Financial Advisory LLC independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Dec 14, 2023 | Dec 13, 2023 |
| James C Picolo | Stratos Wealth Partners, Ltd BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2023 | Apr 6, 2023 |
| Robert Alan Hamer | Asset Management Group Ltd independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Aug 8, 2023 | Jun 21, 2023 |
| Vincent Edward Sobocinski | Novak & Powell Financial Services, Inc. independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Jun 14, 2023 | Jun 7, 2023 |
| Kenneth Joseph Gimbel | Cibc Private Wealth Advisors, Inc. BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2023 | Sep 21, 2022 |
| Eugene Anderson Wozny | Edelman Financial Engines mixed wealth | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Feb 21, 2022 | Feb 1, 2022 |
| Eric Lee Biddle | Rockpointe Financial unclassified | Stratos Wealth Advisors LLC independent RIA | Other | Dec 31, 2021 | Oct 20, 2021 |
| Jason Wintersteen | Fbl Wealth Management, LLC BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2021 | Sep 14, 2021 |
| Jan Eric Kowal | Edelman Financial Engines mixed wealth | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Aug 27, 2021 | Jul 30, 2021 |
| Jason Kowal | Edelman Financial Engines mixed wealth | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Aug 27, 2021 | Jul 30, 2021 |
| Zachary Sell | Morgan Stanley wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Aug 24, 2021 | Aug 31, 2021 |
| Phillip Benjamin Friedman | Wells Fargo Advisors wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Jun 16, 2021 | Jun 11, 2021 |
| Wellborn Jack | Wells Fargo Advisors wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Jun 14, 2021 | Jun 11, 2021 |
| Christina Marie Pease | Cetera Investment Advisers LLC BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | Aug 3, 2021 (55 d) |
| Peter Tyler Grave | Morgan Stanley wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | May 12, 2021 | Apr 16, 2021 |
| Brian P Merrick | Fifth Third Securities, Inc. BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2021 | May 3, 2022 (361 d) |
| Paige Wyman Pierce | Mclaughlin Ryder Investments, Inc. independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Apr 1, 2021 | Aug 30, 2021 (151 d) |
| Kevin D Millard | Advice And Planning Services BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2021 | Mar 29, 2021 |
| Michael Sung Ma | Advice And Planning Services BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2021 | Mar 29, 2021 |
| John Davis Young | Wells Fargo Advisors wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Feb 12, 2021 | Feb 5, 2021 |
| Lisa M Rossi | Stratos Wealth Partners, Ltd BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Dec 11, 2020 |
| David A Stevens | Td Ameritrade Investment Management, LLC independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Nov 18, 2020 | Nov 13, 2020 |
| Andrew J Shamy | Advice And Planning Services BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Jan 15, 2025 (1524 d) |
| Louis Robert Civitarese | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Nov 12, 2020 | Dec 1, 2020 |
| Richard Wayne Lowrie | Mcdonald Partners LLC independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Sep 30, 2020 | Sep 30, 2020 |
| Edward Ronald Lara | Xml Financial Group independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Jul 1, 2020 | Dec 3, 2021 (520 d) |
| David J King | Gierl Augustine Investment Management, Inc. independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Jun 19, 2020 | Jan 2, 2020 |
| Gary Earl Augustine | Gierl Augustine Investment Management, Inc. independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Jun 19, 2020 | Jan 2, 2020 |
| Timothy Augustine | Gierl Augustine Investment Management, Inc. independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Jun 19, 2020 | Jan 2, 2020 |
| Cassidy Hill Schmidt | Gierl Augustine Investment Management, Inc. independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Jun 19, 2020 | Jan 3, 2020 |
| Daniel Milton Johnson | Fidelity Personal And Workplace Advisors BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2020 | Jun 6, 2022 (726 d) |
| Jarrett Keith Felton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Mar 19, 2020 | May 20, 2020 (62 d) |
| Dennis Peter Notchick | Mariner BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2019 | Oct 22, 2019 |
| Jeremy Morris Finger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Sep 3, 2019 | Aug 30, 2019 |
| Justin Peter Mclaughlin | Cetera Advisors LLC BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2019 | May 14, 2019 |
| Gary Lee Vogelgesang | New View Wealth Advisory LLC unclassified | Stratos Wealth Advisors LLC independent RIA | Other | Jun 7, 2019 | Jun 17, 2019 |
| Brittan Mawby Leiser | Oneseven independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | May 1, 2019 | Jul 30, 2019 (90 d) |
| Jeffrey Paul Mucci | Edelman Financial Engines independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Apr 29, 2019 | Apr 18, 2019 |
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96 moves match.