DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at World Equity Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Taylor HeifetzPrincipal Securities, Inc. BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 18, 2025Oct 20, 2025 (32 d)
Mark D KaplanPark Avenue Securities LLC BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2025Feb 11, 2025
Todd Jay RollinsSummit Financial, LLC BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2024Jan 2, 2025
Amanda Starr Journey PearsonStifel, Nicolaus & Company, Incorporated national BDWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 22, 2024Nov 25, 2024
Leslie Ann CorleyJ.P. Morgan Securities LLC wirehouseWorld Equity Group, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 2, 2024Aug 26, 2026 (693 d)
Aaron Kirk HevleNext Financial Group, Inc. BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 30, 2024Jan 30, 2025 (275 d)
Jad HocheHsbc Securities (USA) Inc. BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 30, 2024Aug 29, 2025 (486 d)
Travis J OlszewskiTlg Advisors, Inc. BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2023Jul 17, 2024 (199 d)
Stephen Stanley DudasInsigneo Advisory Services, LLC mixed wealthWorld Equity Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 5, 2023Jan 12, 2024 (191 d)
John Sugg NauThe Legacy Collaborative, Inc. state registeredWorld Equity Group, Inc. BD affiliatedOtherDec 31, 2022Feb 5, 2020
Christopher Michael RodgersFinancial Enhancement Group independent RIAWorld Equity Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 20, 2021Nov 13, 2019
Kelley Jo BelmonteMorgan Stanley wirehouseWorld Equity Group, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 1, 2021Oct 7, 2021
Casey CasonTriumph Wealth Advisors, Inc. independent RIAWorld Equity Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 27, 2021Jan 7, 2020
Douglas Antony GibsonEquitable Advisors, LLC national BDWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2021May 16, 2021
Bennett J LeiserCorecap Advisors BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 2, 2021Mar 2, 2021
Renee Grace FaisonWealth Teams Alliance independent RIAWorld Equity Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2021May 22, 2020
Susan D KerrMML Investors Services, LLC BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2020Dec 22, 2020
Nicholas Richardo PrangnerSecurian Financial Services, Inc. BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 17, 2020Nov 18, 2020
Michael Paul BennittWealth Teams Alliance independent RIAWorld Equity Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2020Sep 16, 2019
Kenneth Raymond SavageTriumph Wealth Advisors, Inc. independent RIAWorld Equity Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2019Dec 17, 2019
Brian Stephen GeorgeWells Fargo Advisors wirehouseWorld Equity Group, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 16, 2019Dec 9, 2019
Ara Alexander KachadourianWoodbury Financial Services, Inc. BD affiliatedWorld Equity Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2019Apr 5, 2021 (552 d)
John WalkerEquitable Advisors, LLC national BDWorld Equity Group, Inc. otherOtherAug 30, 2017Aug 18, 2017
Melanie A HuskRaymond James & Associates, Inc. national BDWorld Equity Group, Inc. otherOtherMar 20, 2017Mar 14, 2017
Glenn Scott SchwaljeMps-Loria Financial Planners,LLC otherWorld Equity Group, Inc. BD affiliatedOtherNov 17, 2016Aug 23, 2018 (644 d)
Christopher Scott BourgeoisRaymond James Financial Services Advisors, Inc otherWorld Equity Group, Inc. otherOtherOct 4, 2016Apr 13, 2017 (191 d)
Christopher Alex CokinisLPL Financial LLC otherWorld Equity Group, Inc. otherOtherJun 10, 2016Mar 23, 2018 (651 d)
Richard Robert DwyerVoya Financial Advisors, Inc. otherWorld Equity Group, Inc. otherOtherApr 25, 2016May 3, 2016
John Patrick WalshCapitol Securities Management, Inc. otherWorld Equity Group, Inc. otherOtherFeb 29, 2016Feb 29, 2016
Jevon Kelvin ThomasPrincipal Securities, Inc. otherWorld Equity Group, Inc. otherOtherJan 6, 2016Oct 5, 2017 (638 d)
Stephen Aaron RodgvellerEquitable Advisors, LLC national BDWorld Equity Group, Inc. otherOtherOct 2, 2015Oct 30, 2015
Rick Harold JonesEquitable Advisors, LLC national BDWorld Equity Group, Inc. otherOtherAug 6, 2015Aug 5, 2015
Chesley Hicken EricksonEquitable Advisors, LLC national BDWorld Equity Group, Inc. otherOtherMay 15, 2015May 18, 2015
Darcel Dee StuckiEquitable Advisors, LLC national BDWorld Equity Group, Inc. otherOtherMay 15, 2015May 12, 2015
Evan G MathewEquitable Advisors, LLC national BDWorld Equity Group, Inc. otherOtherMay 7, 2015May 6, 2015
Graham Barton McdougalEquitable Advisors, LLC national BDWorld Equity Group, Inc. otherOtherMay 7, 2015May 8, 2015
Sean Michael-Thomas DranfieldOakpath Financial unclassifiedWorld Equity Group, Inc. otherOtherDec 31, 2014Oct 25, 2013
Ryan CareyJ. W. Cole Advisors, Inc. otherWorld Equity Group, Inc. otherOtherDec 8, 2014Nov 26, 2014
George Hoyt AbboudResource Horizons Investment Advisory, Inc. otherWorld Equity Group, Inc. otherOtherNov 6, 2014Oct 7, 2014
Peter Michael LewisFifth Third Securities, Inc. otherWorld Equity Group, Inc. otherOtherSep 8, 2014Oct 15, 2014 (37 d)
John Gerard LindquistInternational Assets Investment Management, LLC otherWorld Equity Group, Inc. otherOtherMay 12, 2014Feb 27, 2014
Steven Paul SuttonInternational Assets Investment Management, LLC otherWorld Equity Group, Inc. otherOtherMar 17, 2014Mar 14, 2014
Michael Dean JanakInternational Assets Investment Management, LLC otherWorld Equity Group, Inc. otherOtherMar 17, 2014Mar 14, 2014
Elliot Marc YablunLPL Financial LLC otherWorld Equity Group, Inc. otherOtherDec 31, 2013Jan 3, 2014
Scott Foster HoskinsGlobal Financial Private Capital, Inc. otherWorld Equity Group, Inc. otherOtherNov 4, 2013Nov 4, 2013
Jennifer Lynn DonaisPrincipal Securities, Inc. otherWorld Equity Group, Inc. otherOtherAug 5, 2013Aug 6, 2013
Charles Robert TaylorIntervest International, Inc. otherWorld Equity Group, Inc. otherOtherMar 1, 2013Mar 5, 2013
Jeffrey Charles BabcockWealth Planning And Management unclassifiedWorld Equity Group, Inc. otherOtherFeb 28, 2013Oct 4, 2010
Michael Glenn PashakWealth Planning And Management unclassifiedWorld Equity Group, Inc. otherOtherFeb 20, 2013Sep 27, 2010
Guy James AbbanatPeregrine Diversified Investment Services Corp. otherWorld Equity Group, Inc. otherOtherJul 20, 2012Oct 2, 2012 (74 d)
Michael Colin ChandlerPeregrine Diversified Investment Services Corp. otherWorld Equity Group, Inc. otherOtherJul 20, 2012Jul 1, 2014 (711 d)
Mousumi MukherjeePeregrine Diversified Investment Services Corp. otherWorld Equity Group, Inc. otherOtherJul 20, 2012Sep 21, 2011
Howard The ChenPeregrine Diversified Investment Services Corp. otherWorld Equity Group, Inc. otherOtherJul 12, 2012Jun 8, 2011
Daniel Patrick BieralsNew England Securities Corporation otherWorld Equity Group, Inc. otherOtherMay 24, 2012May 21, 2012
Patrick Dennis CarrollRBC Capital Markets, LLC national BDWorld Equity Group, Inc. otherOtherDec 9, 2011Jan 19, 2012 (41 d)
Donald Todd CohenRegal Advisory Services, Inc. otherWorld Equity Group, Inc. otherOtherNov 4, 2011Nov 4, 2011
Mattawe Philip ClementsWealth Planning And Management unclassifiedWorld Equity Group, Inc. otherOtherOct 21, 2011Sep 27, 2010
Andrew William ThrasherHolland Advisory Services, Inc. otherWorld Equity Group, Inc. otherOtherOct 10, 2011Dec 13, 2011 (64 d)
Lissette StrefnerSagepoint Financial, Inc. otherWorld Equity Group, Inc. otherOtherJun 23, 2011May 10, 2013 (687 d)
Richard David StavesCentaurus Financial, Inc. otherWorld Equity Group, Inc. otherOtherNov 9, 2010Jan 7, 2011 (59 d)
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93 moves match.