DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cx Institutional, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hayden Neely | Cx Institutional, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | May 18, 2026 | Jun 10, 2026 |
| Garrett Mitchell Mooney | Cx Institutional, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Apr 21, 2026 | May 13, 2026 |
| Christopher Steven Gautier | Cx Institutional, LLC independent RIA | Nomura Investment Management Business Trust asset manager | Other | Apr 9, 2026 | Apr 21, 2026 |
| David Timothy Bresnahan | Cx Institutional, LLC independent RIA | Oneascent Financial Services LLC independent RIA | RIA to RIA | Apr 7, 2026 | Jun 22, 2026 (76 d) |
| Christopher Paul Scott | Cx Institutional, LLC independent RIA | Merit Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 27, 2026 | Apr 30, 2026 (62 d) |
| John E Ehrenfeld | Cx Institutional, LLC independent RIA | Your Path Wealth Management state registered | RIA to a state-registered adviser | Nov 21, 2025 | May 6, 2026 (166 d) |
| Adam Peter Lisowsky | Cx Institutional, LLC independent RIA | Journey Advisory Group, LLC independent RIA | RIA to RIA | Jun 26, 2025 | Jul 1, 2025 |
| Mckenna Elizabeth Clifford | Cx Institutional, LLC independent RIA | Phillips Financial independent RIA | RIA to RIA | Jun 16, 2025 | Jun 27, 2025 |
| Laura Morton | Cx Institutional, LLC independent RIA | Personal Wealth Partners LLC independent RIA | RIA to RIA | Apr 30, 2025 | May 2, 2022 |
| Joshua Scott Hasselbach | Cx Institutional, LLC independent RIA | Tradewell Tax & Financial no RAUM | RIA to a newly registered adviser | Feb 25, 2025 | Apr 14, 2025 (48 d) |
| William Howard Hoover | Cx Institutional, LLC independent RIA | Fortis Capital Advisors, LLC independent RIA | RIA to RIA | Feb 11, 2025 | Mar 7, 2025 |
| Nicole Renee Proxmire | Cx Institutional, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Dec 17, 2024 | Jan 10, 2026 (389 d) |
| Stephen Michael Harvey | Cx Institutional, LLC independent RIA | The Fiduciary Alliance independent RIA | RIA to RIA | Dec 3, 2024 | Oct 10, 2025 (311 d) |
| Abhi Hemant Jinwala | Cx Institutional, LLC independent RIA | Phillips Financial independent RIA | RIA to RIA | Sep 18, 2024 | Dec 17, 2024 (90 d) |
| Isaiah M Delph | Cx Institutional, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2024 | Oct 9, 2024 (33 d) |
| Ryan Anthony Cusin | Cx Institutional, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2024 | Aug 9, 2024 |
| Robert Eicher | Cx Institutional, LLC independent RIA | State Farm Investment Management Corp. asset manager | Other | Jul 29, 2024 | Aug 30, 2024 (32 d) |
| Aaron James Hurley | Cx Institutional, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 28, 2024 | Oct 18, 2024 (204 d) |
| Lucy Chang Detwiler | Cx Institutional, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2024 | Feb 13, 2024 |
| Brian Anthony James | Cx Institutional, LLC independent RIA | Personal Wealth Partners LLC independent RIA | RIA to RIA | Feb 23, 2024 | May 3, 2022 |
| Stephanie Lee | Cx Institutional, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2024 | Apr 12, 2024 (70 d) |
| Duncan Bowie | Cx Institutional, LLC independent RIA | Phillips Financial independent RIA | RIA to RIA | Jan 2, 2024 | Apr 2, 2024 (91 d) |
| Michael Ray West | Cx Institutional, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Dec 8, 2023 | Feb 13, 2024 (67 d) |
| Curtis Brandon Reese | Cx Institutional, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2023 | Feb 23, 2024 (106 d) |
| Benjamin Keith Streeter | Cx Institutional, LLC independent RIA | Personal Wealth Partners LLC independent RIA | RIA to RIA | Oct 23, 2023 | May 2, 2022 |
| Susan Ann Chipps | Cx Institutional, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2023 | Feb 29, 2024 (162 d) |
| Dillon Kanhalikham | Cx Institutional, LLC independent RIA | Fluent Financial, LLC independent RIA | RIA to RIA | Sep 7, 2023 | Jan 23, 2024 (138 d) |
| Nicholas Irving Arthur Wheeler | Cx Institutional, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Sep 7, 2023 | Mar 12, 2024 (187 d) |
| Adam Robert Cash | Cx Institutional, LLC independent RIA | Sym Financial Advisors independent RIA | RIA to RIA | May 24, 2023 | Feb 3, 2026 (986 d) |
| William Gregory Chrisman | Cx Institutional, LLC independent RIA | Personal Wealth Partners LLC independent RIA | RIA to RIA | May 1, 2023 | May 2, 2022 |
| Trevor Hopkins | Cx Institutional, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2023 | Apr 20, 2023 (31 d) |
| Ruth Miller | Cx Institutional, LLC independent RIA | Continuum Advisory, LLC independent RIA | RIA to RIA | Dec 15, 2022 | Sep 26, 2023 (285 d) |
| Susan Elaine Koontz | Cx Institutional, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2022 | Jan 18, 2024 (399 d) |
| Sean Joseph Conti | Cx Institutional, LLC independent RIA | Core Capital Management And Research Inc. other | Other | Dec 8, 2021 | Mar 30, 2022 (112 d) |
| Steven Charles Gilbert | Cx Institutional, LLC independent RIA | Gilbert Wealth state registered | RIA to a state-registered adviser | Oct 7, 2021 | Oct 7, 2021 |
| Max Kramer | Cx Institutional, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Apr 21, 2022 (233 d) |
| Justin Shelton Guess | Cx Institutional, LLC independent RIA | Cxi Advisors, LLC no RAUM | Other | Aug 10, 2021 | May 17, 2019 |
| Jack Earl Clemans | Cx Institutional, LLC independent RIA | Ernst & Young Investment Advisers Llp no RAUM | Other | Jul 6, 2021 | Oct 6, 2021 (92 d) |
| Ryan Allan Wharton | Cx Institutional, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2021 | Aug 2, 2021 (76 d) |
| Jane Margaret Lichtsinn | Cx Institutional, LLC independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2021 | May 4, 2021 |
| Benjamin Goodpaster | Cx Institutional, LLC independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2021 | Apr 6, 2021 |
| Ian Alexander Troutman | Cx Institutional, LLC independent RIA | Balefire, LLC mixed wealth | RIA to RIA | Feb 1, 2021 | Feb 17, 2021 |
| Jimmy Allen Warwick | Cx Institutional, LLC independent RIA | Ernst & Young Investment Advisers Llp no RAUM | Other | Aug 11, 2020 | Oct 7, 2021 (422 d) |
| Emilee Lawrence | Cx Institutional, LLC independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2019 | Mar 25, 2019 |
| Theresa Ayers | Cx Institutional, LLC independent RIA | Ascensus Investment Advisors, LLC institutional | Other | Feb 11, 2019 | Jul 20, 2020 (525 d) |
Page 1 of 1
45 moves match.