DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at United Brokerage Services Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew E. Ambrosio | Strategic Advisers LLC national BD | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Apr 8, 2026 |
| Carlos Delgado-Mejia | Td Private Client Wealth LLC BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | Apr 30, 2026 |
| Jonathan Brian Mcdougald | Wells Fargo Advisors wirehouse | United Brokerage Services Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2026 | Jun 8, 2026 (41 d) |
| Shania Mason | Equitable Advisors, LLC national BD | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | May 4, 2026 |
| Anis Anthony Eghterafi | Wells Fargo Advisors wirehouse | United Brokerage Services Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2026 | Jun 5, 2026 (56 d) |
| Bilal Qaiser | Td Private Client Wealth LLC BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 20, 2026 |
| William Rainwater | Truist Advisory Services, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 10, 2026 |
| Jonathan Eric Schnell | Advice And Planning Services BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Dec 23, 2025 (36 d) |
| Ivan Edwin Magalit | Thrivent Investment Management Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Oct 17, 2025 |
| Malcolm Jews | Truist Advisory Services, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 21, 2025 |
| Melanie Roberts | Equitable Advisors, LLC national BD | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 16, 2025 |
| John Andrew Hawkins | First Horizon Advisors, Inc mixed wealth | United Brokerage Services Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2024 | Apr 30, 2026 (507 d) |
| Shuron Morton | Pnc Wealth Management BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2024 | Jul 25, 2024 |
| Jonathan David Matuszkiewicz | J. W. Cole Advisors, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Nov 17, 2025 (581 d) |
| Patricia Caprarese | J.P. Morgan Securities LLC wirehouse | United Brokerage Services Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2024 | Feb 1, 2024 |
| Scott Soenen | Truist Advisory Services, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 21, 2023 |
| Karl Patrick Tweardy | Ameriprise Financial Services, LLC national BD | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2023 | Jun 15, 2023 |
| Daniel Lee Starling | Credit Union Investment Services state registered | United Brokerage Services Inc BD affiliated | Other | May 8, 2023 | May 22, 2023 |
| David Anthony Dutton | Equitable Advisors, LLC national BD | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2023 | Apr 6, 2023 (56 d) |
| John Richard Currier | Independent Advisor Alliance, LLC independent RIA | United Brokerage Services Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2022 | Apr 4, 2023 (229 d) |
| William Wright Miller | Equitable Advisors, LLC national BD | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2022 | Nov 3, 2025 (1256 d) |
| Brian William Karg | First Citizens Investor Services, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2022 | Apr 12, 2022 |
| Jody David Bruce | Pruco Securities, LLC BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Mar 16, 2022 |
| Matthew T Melton | RBC Capital Markets, LLC national BD | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Feb 28, 2022 |
| Joshua Lee Mcbride | Truist Advisory Services, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 25, 2021 |
| Eric A Group | Integrated Advisors Network LLC independent RIA | United Brokerage Services Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Sep 13, 2021 |
| Lori Milner Pointer | Security Capital Management independent RIA | United Brokerage Services Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2021 | Apr 2, 2021 |
| Nicholas Digiorgio | Edward Jones national BD | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2021 | Mar 25, 2021 |
| Samuel Dyk Hershberger | Edward Jones national BD | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2021 | Jan 19, 2021 |
| Jessi Elizabeth Mills | J.P. Morgan Securities LLC wirehouse | United Brokerage Services Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 10, 2020 | Dec 10, 2020 |
| Bradley Mitchell Curelop | Truist Advisory Services, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2020 | Oct 19, 2020 |
| Benjamin Bradstreet Frazier | LPL Financial LLC BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Aug 3, 2020 |
| Patrick James Tuite | Pruco Securities, LLC BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2020 | Aug 11, 2020 |
| Christopher Staten | J.P. Morgan Securities LLC wirehouse | United Brokerage Services Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2020 | Jul 6, 2022 (744 d) |
| Mark Allen Stull | Bb&T Securities, LLC BD affiliated | United Brokerage Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2020 | Jan 14, 2020 |
| Robin Biddy Radovich | Bb&T Securities, LLC BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Jul 1, 2020 (211 d) |
| Royeen Ahmad Sanie | Edward Jones national BD | United Brokerage Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2019 | May 28, 2019 |
| Jason Whiteman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | United Brokerage Services Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2019 | Mar 26, 2021 (729 d) |
| Langston Washington | Wells Fargo Advisors wirehouse | United Brokerage Services Inc independent RIA | Wirehouse to independent RIA | Jan 9, 2019 | Jan 24, 2019 |
| Joseph William Kantakevich | Jwk Financial Group unclassified | United Brokerage Services Inc BD affiliated | Other | Dec 31, 2018 | Sep 13, 2022 (1352 d) |
| Shepard Alan Buckman | UBS Financial Services Inc. wirehouse | United Brokerage Services Inc independent RIA | Wirehouse to independent RIA | Aug 22, 2018 | Aug 16, 2018 |
| John Brewster Stevens | Capital One Advisors, LLC BD affiliated | United Brokerage Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2018 | Mar 7, 2019 (276 d) |
| Manuel Martin Moral | Cetera Investment Advisers LLC BD affiliated | United Brokerage Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2018 | Apr 16, 2018 |
| Courtney Campbell Gold Cox | Bb&T Securities, LLC BD affiliated | United Brokerage Services Inc other | Other | Apr 6, 2018 | Mar 26, 2018 |
| David Francis Vitt | Capital One Advisors, LLC BD affiliated | United Brokerage Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2018 | Mar 28, 2018 |
| Christopher Neil Williams | Capital One Advisors, LLC other | United Brokerage Services Inc independent RIA | Other | Mar 26, 2018 | Mar 27, 2018 |
| Ali Mozaffar | Capital One Advisors, LLC other | United Brokerage Services Inc other | Other | Mar 26, 2018 | Mar 26, 2018 |
| Omid Heidar Sanie | Capital One Advisors, LLC other | United Brokerage Services Inc other | Other | Mar 26, 2018 | Mar 26, 2018 |
| Patrick Lee Reed | Pnc Wealth Management BD affiliated | United Brokerage Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2018 | Mar 29, 2019 (374 d) |
| Melissa Anne Blankenship | Morgan Stanley wirehouse | United Brokerage Services Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 14, 2017 | Feb 14, 2022 (1523 d) |
| Thomas James Mudlaff | Capital One Advisors, LLC other | United Brokerage Services Inc other | Other | Jul 5, 2017 | Dec 11, 2017 (159 d) |
| Jonathan Dorsey | Raymond James Financial Services Advisors, Inc other | United Brokerage Services Inc other | Other | May 15, 2017 | May 17, 2017 |
| Stephen Craig Nelson | Raymond James Financial Services Advisors, Inc other | United Brokerage Services Inc other | Other | May 3, 2017 | May 2, 2017 |
| Jason Edward May | MML Investors Services, LLC other | United Brokerage Services Inc other | Other | Jan 10, 2017 | Jan 10, 2017 |
| Tristan William Hawkins | MML Investors Services, LLC other | United Brokerage Services Inc other | Other | Mar 22, 2016 | Mar 14, 2016 |
| Brian Patrick Dean | Wesbanco Securities, Inc. BD affiliated | United Brokerage Services Inc other | Other | Jan 11, 2016 | Jan 25, 2016 |
| Eric Scott Pritt | J.P. Morgan Securities LLC wirehouse | United Brokerage Services Inc other | Other | Dec 8, 2015 | Jan 25, 2016 (48 d) |
| Gregory Allen Dennis | Investors Capital Advisory other | United Brokerage Services Inc other | Other | Oct 26, 2015 | Oct 27, 2015 |
| Michael Fillers Bolen | Osaic Institutions, Inc. other | United Brokerage Services Inc other | Other | Mar 6, 2014 | Feb 14, 2014 |
| James Shannon Morris | Park Avenue Securities LLC other | United Brokerage Services Inc BD affiliated | Other | Jul 22, 2013 | Jul 6, 2022 (3271 d) |
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86 moves match.