DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Brokerage Services Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Malcolm JewsUnited Brokerage Services Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2026Jun 9, 2026
Jason Edward MayUnited Brokerage Services Inc BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherMay 22, 2026Apr 24, 2026
Daniel Lee StarlingUnited Brokerage Services Inc BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2026Apr 22, 2026
Scott SoenenUnited Brokerage Services Inc BD affiliatedTd Private Client Wealth LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2025Aug 29, 2025
Christopher StatenUnited Brokerage Services Inc BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJul 10, 2025Jun 27, 2025
Ronald Bradford BurleyUnited Brokerage Services Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2024Feb 10, 2025 (117 d)
Scott Matthew MolinaUnited Brokerage Services Inc BD affiliatedAdvisory Services Network independent RIAAffiliated broker-dealer or bank to independent RIAFeb 16, 2024Jan 26, 2024
Mark Allen StullUnited Brokerage Services Inc BD affiliatedJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2023Dec 15, 2023
Karl Patrick TweardyUnited Brokerage Services Inc BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2023Feb 14, 2024 (61 d)
James Shannon MorrisUnited Brokerage Services Inc BD affiliatedMma Securities LLC no RAUMOtherDec 15, 2023Dec 20, 2023
Jessi Elizabeth MillsUnited Brokerage Services Inc BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseDec 15, 2023Jan 17, 2024 (33 d)
Jason WhitemanUnited Brokerage Services Inc BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2023Jan 17, 2024 (110 d)
Eric A GroupUnited Brokerage Services Inc BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJan 26, 2023Mar 20, 2023 (53 d)
Melissa Anne BlankenshipUnited Brokerage Services Inc BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2022Jan 13, 2023
Royeen Ahmad SanieUnited Brokerage Services Inc BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 12, 2022Sep 12, 2022
Bradley Mitchell CurelopUnited Brokerage Services Inc BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherApr 21, 2022Apr 20, 2022
Matthew T MeltonUnited Brokerage Services Inc BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherApr 1, 2022Jun 3, 2022 (63 d)
Cameron Gregory StewartUnited Brokerage Services Inc BD affiliatedAdvisory Services Network independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2021Feb 17, 2025 (1273 d)
Patrick James TuiteUnited Brokerage Services Inc BD affiliatedMasonboro Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2021Nov 9, 2022 (475 d)
Tyler Andrew BrautiganUnited Brokerage Services Inc BD affiliatedSecurity Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2021Jun 9, 2021
Stephen Leslie CoffmanUnited Brokerage Services Inc BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2020Oct 28, 2020
Jack Preston WhitneyUnited Brokerage Services Inc BD affiliatedBlackbear Capital, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 28, 2020Nov 12, 2020
Patrick Lee ReedUnited Brokerage Services Inc BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2020Jul 22, 2020
Ali MozaffarUnited Brokerage Services Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2020Jun 19, 2020
Courtney Campbell Gold CoxUnited Brokerage Services Inc independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJan 22, 2020Jan 17, 2020
David Francis VittUnited Brokerage Services Inc independent RIARealta Investment Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 26, 2019Mar 24, 2020 (89 d)
Langston WashingtonUnited Brokerage Services Inc independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 10, 2019Mar 1, 2021 (661 d)
Shepard Alan BuckmanUnited Brokerage Services Inc independent RIAEquitas Capital Advisors,LLC otherOtherMar 8, 2019Apr 9, 2020 (398 d)
Brandon MongUnited Brokerage Services Inc independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 6, 2019Mar 6, 2019
Bernard Vincent McmanusUnited Brokerage Services Inc independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseSep 21, 2018Oct 22, 2018 (31 d)
Neetu KohliUnited Brokerage Services Inc independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 16, 2018May 16, 2018
Jonathan DorseyUnited Brokerage Services Inc otherJ.P. Morgan Securities LLC wirehouseOtherMar 8, 2018Feb 14, 2020 (708 d)
Christopher Paul CaseyUnited Brokerage Services Inc otherUBS Financial Services Inc. wirehouseOtherDec 14, 2017Mar 5, 2018 (81 d)
Molly CatalanoUnited Brokerage Services Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 14, 2017Jul 18, 2017
Daniel Norman HuseUnited Brokerage Services Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 13, 2017Mar 8, 2017
Charisse Eileen PorterUnited Brokerage Services Inc otherHuntington Financial Advisors otherOtherDec 13, 2016Dec 8, 2016
Brittney May SchlickerUnited Brokerage Services Inc otherRobert W. Baird & Co. Incorporated otherOtherNov 9, 2016Oct 11, 2016
Joshua Lee McbrideUnited Brokerage Services Inc otherBb&T Investment Services, Inc. otherOtherSep 12, 2016Sep 9, 2016
Richard Dean SpiveyUnited Brokerage Services Inc otherThe L. Warner Companies, Inc independent RIAOtherAug 30, 2016Jan 12, 2026 (3422 d)
Richard Augustine SementaUnited Brokerage Services Inc otherBb&T Securities, LLC otherOtherDec 14, 2015Jan 7, 2016
Kalonji Nathan MorrisonUnited Brokerage Services Inc otherSchwab Wealth Advisory, Inc. otherOtherDec 14, 2015May 31, 2016 (169 d)
Amy Rose BurgraffUnited Brokerage Services Inc otherPnc Wealth Management otherOtherJul 15, 2015Sep 23, 2015 (70 d)
Steven Andrew TardyUnited Brokerage Services Inc otherPnc Wealth Management otherOtherApr 10, 2015Mar 24, 2015
Rose Lynn WilsonUnited Brokerage Services Inc otherWesbanco Securities, Inc. BD affiliatedOtherMar 3, 2015Mar 13, 2015
Joshua S CrossUnited Brokerage Services Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 25, 2015Feb 12, 2015
Lyle Davis SmithUnited Brokerage Services Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 25, 2015Feb 12, 2015
Chad Ashley GrahamUnited Brokerage Services Inc otherState Farm Investment Management Corp. asset managerOtherJul 7, 2014Aug 16, 2018 (1501 d)
Christopher Russell WalterUnited Brokerage Services Inc otherWells Fargo Advisors wirehouseOtherDec 7, 2012Dec 7, 2012
Joshua Earl BraunlichUnited Brokerage Services Inc otherSecurity Capital Management otherOtherOct 19, 2012Oct 4, 2012
Alexander Ranlett JordanUnited Brokerage Services Inc otherEdelman Financial Services, LLC otherOtherJun 19, 2012Aug 22, 2012 (64 d)
Jacqueline Hanson AimeUnited Brokerage Services Inc otherOpes Capital Management, LLC unclassifiedOtherFeb 23, 2012Mar 19, 2012
Jason David WallsUnited Brokerage Services Inc otherHuntington Financial Advisors otherOtherDec 22, 2011Jan 18, 2012
Barry Bradford GloverUnited Brokerage Services Inc otherGfo Advisory Services, LLC otherOtherAug 4, 2011Oct 7, 2011 (64 d)
Ronald V NeblettUnited Brokerage Services Inc otherStrategic Advisers LLC national BDOtherJun 17, 2011Nov 9, 2012 (511 d)
Eric Scott PrittUnited Brokerage Services Inc otherChase Investment Services Corp. otherOtherMay 6, 2011Jun 3, 2011
Ryan Patrick McnamaraUnited Brokerage Services Inc otherJanney Montgomery Scott LLC otherOtherOct 14, 2010Nov 1, 2010
Walter Franklin MegonigalUnited Brokerage Services Inc otherGrand Strategy Capital, LLC independent RIAOtherJul 28, 2010Aug 24, 2010
Justin Samuel RobertsonUnited Brokerage Services Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 9, 2010Apr 16, 2010
Jason Charles HaswellUnited Brokerage Services Inc otherNfp Advisor Services, LLC otherOtherJan 15, 2010Mar 25, 2010 (69 d)
William R YoungUnited Brokerage Services Inc otherH. Beck, Inc. otherOtherDec 14, 2009Feb 23, 2010 (71 d)
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69 moves match.