DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cale Olbert | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Nov 27, 2023 |
| Glen Raymond Anderson | Bankers Life Advisory Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Dec 5, 2023 |
| Jeremy Hunter Coppola | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 6, 2023 |
| William Bruce Dutton | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Oct 2, 2023 (31 d) |
| Adeline Elizabeth Kropf | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2023 | Jul 31, 2023 |
| Lily Fallah | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 18, 2023 | Jul 10, 2023 |
| Brian Michael Duncan | Primerica Advisors national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 7, 2023 |
| Catherine L Lantz | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 20, 2023 |
| Amber Donn Eduvigen | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 21, 2023 |
| Christopher Scott Mcneil | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 1, 2023 |
| Ashley Elizabeth Cutshall | Morgan Stanley wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2023 | May 24, 2023 |
| Gregory Kenneth Zuspann | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | May 25, 2023 |
| David Lucero Krahn | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | Aug 15, 2023 (81 d) |
| Steven Joseph Everts | Primerica Advisors national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 12, 2023 |
| Blake Christian White | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | Apr 28, 2023 |
| Lawrence Chodash | Santander Securities BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | Apr 20, 2023 |
| Peter John Quehl | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2023 | Apr 14, 2023 |
| Henry Chau | Park Avenue Securities LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Apr 20, 2023 |
| Eric Thomas Bitetto | Eagle Strategies LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2023 | Apr 6, 2023 |
| Josh W Dellinger | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Mar 24, 2023 |
| Darin Stadler Ruttenberg | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Mar 6, 2023 |
| Brandon Fernandes | LPL Financial LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 14, 2023 | Mar 6, 2023 |
| Zachary Hunter Snyder | Securian Financial Services, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2023 | Mar 6, 2023 |
| Kelsey Nicole Hunter | Securian Financial Services, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2023 | Mar 6, 2023 |
| Steven Floyd Bates | On Investment Management Co BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 1, 2023 |
| Paul Douglas Roller | Simplified Wealth Management independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2023 | Jun 6, 2023 (98 d) |
| John Harrigan | Linden Thomas Advisory Services, LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2023 | Feb 27, 2023 |
| Miranda Bonde | Oneamerica Securities, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Jan 27, 2023 |
| Thomas Harold Clifton | LPL Financial LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2023 | Feb 21, 2023 |
| Tina Marie Grenlie | Principal Securities, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Jan 30, 2023 |
| William Spencer Stephens | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2023 | Dec 4, 2023 (306 d) |
| Eric Scott Schmitz | Md Financial Advisors / Vestment Financial independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2023 | Feb 3, 2023 |
| David Warren Tanner | Gradient Wealth Management BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Feb 6, 2023 (37 d) |
| Nickolaus Lee Shannon | Ameritas Advisory Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Mar 9, 2023 (68 d) |
| William John Berg | Roundangle Advisors LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2022 | Jan 3, 2023 |
| Kyle Richard Moon | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Nov 22, 2022 |
| Andrew Linsenmann | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Nov 22, 2022 |
| Andrew James Keating | LPL Financial LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2022 | Nov 23, 2022 |
| Maxine Louise Christensen | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Nov 30, 2022 |
| Kent Eugene Rains | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Nov 30, 2022 |
| William Eugene Ward | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 15, 2022 |
| Robert Joseph Hubbard | On Investment Management Co BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 17, 2022 |
| Joshua Shane Humig | On Investment Management Co BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 17, 2022 |
| Michael Nielsen | On Investment Management Co BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 17, 2022 |
| William Bradley Montgomery | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Nov 16, 2022 |
| Susan Michelle Benedict | Colliers Securities LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2022 | Oct 21, 2022 |
| Taylor J Ehrman | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 5, 2022 |
| Alan Joel Schmidt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 26, 2022 | Oct 20, 2022 |
| Michael Adam Johnson | Creative Planning independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2022 | Nov 1, 2022 |
| Melissa Ann Jones | Independent Financial Partners BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Oct 14, 2022 |
| Joseph A Colosimo | LPL Financial LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2022 | Sep 26, 2022 |
| Kenneth S Hamada | Independent Financial Group, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Sep 30, 2022 |
| Ryan Nicholas Noto | Principal Securities, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Nov 3, 2022 (49 d) |
| Homer Allen Braden | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2022 | Sep 7, 2022 |
| Brandon Scott Donkersgoed | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Sep 7, 2022 |
| Amanda Whitney | Clear Sky Wealth LLC unclassified | Woodbury Financial Services, Inc. BD affiliated | Other | Sep 1, 2022 | Aug 17, 2022 |
| Angela Marie Jamar | Atlas Private Wealth Advisors independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2022 | Sep 19, 2022 |
| Philip John Sicuro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2022 | Aug 29, 2022 |
| Roxanne Calabrese | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 29, 2022 | Jul 28, 2022 |
| Paul Russell Cunningham | Advisornet Wealth Partners independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2022 | Jul 13, 2022 |
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1,149 moves match.