DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Systematic Alpha Investments, LLC CRD 297693 | Princeton, NJ | independent RIA | $3.5B | 100% | 1 | $3.5B | 0 | 0 |
| Leo Wealth, LLC CRD 283891 | Edison, NJ | independent RIA | $3.2B | 100% | 16 | $200M | 2 | 0 |
| Solus Alternative Asset Management LP CRD 144155 | Summit, NJ | asset manager | $3.2B | 0.0% | 0 | n/a | 2 | 11 |
| C••••••••• C•••••• L•• CRD 308201 | Summit, NJ | asset manager | $3.1B | 0.0% | 0 | n/a | 0 | 21 |
| L•••••••• C•••••• M••••••••• L•• CRD 165336 | Englewood, NJ | asset manager | $3.0B | 0.0% | 0 | n/a | 1 | 6 |
| H••••• E••• I••••••••• P•••••••• I••• CRD 104870 | Jersey City, NJ | other | $2.9B | 0.0% | 1 | $2.9B | 0 | 1 |
| T•••••••• C•••••• A•••••••• L•• CRD 299723 | Madison, NJ | independent RIA | $2.9B | 91% | 17 | $171M | 4 | 12 |
| R•• W••••• B•••••••• I••• CRD 169005 | Montclair, NJ | independent RIA | $2.9B | 62% | 54 | $53.4M | 23 | 0 |
| A•••• H•••••• • B••••• L•• CRD 8517 | Jersey City, NJ | independent RIA | $2.7B | 86% | 5 | $547M | 0 | 0 |
| C•• I••••••••• A••••••• S••••••• L•• CRD 106577 | Totowa, NJ | independent RIA | $2.7B | 64% | 10 | $273M | 2 | 0 |
| V••••• W••••• M•••••••• I••• CRD 108879 | Paramus, NJ | independent RIA | $2.7B | 77% | 48 | $56.0M | 12 | 0 |
| P••• V••••• I••••••••• CRD 173995 | Marlton, NJ | independent RIA | $2.7B | 86% | 33 | $81.0M | 1 | 2 |
| W••••• W••••• M••••••••• CRD 158332 | Red Bank, NJ | independent RIA | $2.3B | 91% | 11 | $213M | 5 | 0 |
| R•• I••••••••• CRD 302023 | Summit, NJ | independent RIA | $2.3B | 100% | 2 | $1.1B | 0 | 0 |
| T•• A•••••••• I••• CRD 111052 | Summit, NJ | BD affiliated | $2.3B | 94% | 304 | $7.6M | 120 | 0 |
| T•••••••• F•••••••• G•••• CRD 107764 | Oradell, NJ | independent RIA | $2.3B | 91% | 16 | $142M | 0 | 0 |
| P•••••• P••••••• L•• CRD 313290 | Newark, NJ | other | $2.2B | 0.0% | 0 | n/a | 0 | 2 |
| C••••• C•••••• W••••• M••••••••• CRD 104920 | Martinsville, NJ | independent RIA | $2.2B | 97% | 17 | $128M | 16 | 0 |
| R•••••••• C••••••• L•• CRD 148083 | Princeton, NJ | independent RIA | $2.1B | 91% | 5 | $425M | 0 | 0 |
| W••••••••• C••••••• A••••••• L•• CRD 281511 | Morristown, NJ | independent RIA | $2.0B | 91% | 4 | $507M | 2 | 0 |
| B•••••••• C••••••• I•• CRD 105208 | Morristown, NJ | independent RIA | $2.0B | 65% | 2 | $1.0B | 0 | 0 |
| B•••••••• C•••••• A••••••• L•• CRD 282327 | Short Hills, NJ | asset manager | $1.8B | 0.0% | 0 | n/a | 0 | 5 |
| P•••••••• E••••• G•••• CRD 310405 | P••••••••, NJ | asset manager | $1.7B | 0.0% | 0 | n/a | 1 | 8 |
| S•••••• A•••• M••••••••• L•• CRD 149582 | Chatham, NJ | other | $1.7B | 15% | 20 | $85.2M | 1 | 4 |
| C•• F•••••••• S•••••••• L••••• CRD 124004 | Northfield, NJ | independent RIA | $1.7B | 83% | 12 | $141M | 1 | 0 |
| S•••••••• F••••• W••••• C••••••••• L••••• CRD 128199 | Fairfield, NJ | independent RIA | $1.7B | 95% | 4 | $415M | 0 | 0 |
| P••••••• C•• S•••••••• L•• CRD 158248 | Chester, NJ | independent RIA | $1.6B | 99% | 10 | $165M | 1 | 0 |
| C••••••• H••• C•••••• M••••••••• L••• CRD 158336 | Short H•••S, NJ | asset manager | $1.6B | 0.0% | 0 | n/a | 0 | 4 |
| P•••• CRD 313210 | Mount Laurel, NJ | asset manager | $1.5B | 0.0% | 0 | n/a | 1 | 1 |
| R•••••• W••••• P•••••••• L•• CRD 286643 | Hackensack, NJ | independent RIA | $1.4B | 97% | 14 | $102M | 2 | 0 |
| L••••• O•• W••••• M••••••••• L•• CRD 336824 | Marlton, NJ | independent RIA | $1.4B | 95% | 15 | $93.3M | 2 | 0 |
| F•••••• I••••••••• L•• CRD 306920 | Cranford, NJ | asset manager | $1.4B | 0.0% | 1 | $1.4B | 0 | 6 |
| L••• A••••• P•••••• C••••• A•••••• L•• CRD 332701 | Jersey City, NJ | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 1 |
| N•••••• C•••••• G••••• L•• CRD 144442 | Red Bank, NJ | mixed wealth | $1.3B | 30% | 10 | $128M | 0 | 1 |
| M••••• T•••• A•••• M••••••••• CRD 147381 | Matawan, NJ | independent RIA | $1.2B | 100% | 1 | $1.2B | 2 | 0 |
| A••••••••• C•••••• F••• M••••••••• L•• CRD 311532 | Englewood Cliffs, NJ | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 3 |
| T••• O••• P••••••• CRD 161896 | Chatham, NJ | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 2 |
| P•••••• P••• W••••• P•••••••• L•• CRD 325300 | Madison, NJ | independent RIA | $1.2B | 98% | 6 | $204M | 0 | 1 |
| W••• P•••••• C••••• A•••••••• L•• CRD 286319 | Florham Park, NJ | independent RIA | $1.2B | 100% | 7 | $174M | 1 | 0 |
| H••••• C••• C•••••• M••••••••• L•• CRD 283128 | Jersey City, NJ | asset manager | $1.2B | 0.0% | 0 | n/a | 1 | 3 |
| S••••• F•••••••• M••••••••• L•• CRD 105310 | Parsippany, NJ | independent RIA | $1.2B | 94% | 12 | $98.0M | 5 | 0 |
| L••••••••• F•••••••• A•••••••• I••• CRD 121496 | Red Bank, NJ | independent RIA | $1.1B | 93% | 4 | $278M | 1 | 0 |
| N•• A•••• M••••••••• L•• CRD 131534 | Fair Lawn, NJ | BD affiliated | $1.1B | 78% | 52 | $20.5M | 10 | 0 |
| R••••••••• M••••••••• L••• CRD 290377 | Teaneck, NJ | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 3 |
| D•• C•••••• M••••••••• CRD 281938 | Jersey City, NJ | independent RIA | $1.1B | 100% | 1 | $1.1B | 1 | 0 |
| A••• C•••••• M••••••••• L• CRD 169616 | Englewood Cliffs, NJ | asset manager | $1.0B | 0.0% | 0 | n/a | 1 | 1 |
| T•••• A•••• M••••••••• CRD 106304 | Northfield, NJ | asset manager | $1.0B | 1.7% | 15 | $69.2M | 1 | 0 |
| R••••••••• C•••••• CRD 171905 | Summit, NJ | other | $1.0B | 0.0% | 0 | n/a | 0 | 1 |
| A• F••••• L•• CRD 311748 | Ridgewood, NJ | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 0 |
| G••• E•••• A•••••••• L•• CRD 282920 | Kingston, NJ | independent RIA | $1.0B | 97% | 12 | $85.5M | 3 | 0 |
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388 advisers match.