DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| The Hoerner Planning Group, LLC CRD 139464 | Middleburg, VA | independent RIA | $1.7B | 85% | 4 | $413M | 0 | 0 |
| Motley Fool Wealth Management, LLC CRD 165689 | Alexandria, VA | independent RIA | $1.6B | 98% | 2 | $798M | 12 | 0 |
| Godsey & Gibb Wealth Management CRD 105650 | Richmond, VA | independent RIA | $1.6B | 87% | 14 | $111M | 4 | 0 |
| H•••••••• W••••• A•••••••• L•• CRD 300273 | Richmond, VA | independent RIA | $1.5B | 92% | 9 | $172M | 0 | 0 |
| A••••• F••••• O••••• L•• CRD 337753 | Mclean, VA | independent RIA | $1.5B | 99% | 10 | $154M | 1 | 0 |
| W••••••••• CRD 132513 | Richmond, VA | independent RIA | $1.5B | 98% | 8 | $192M | 0 | 0 |
| C•• W••••• A•••••••• L••• CRD 107750 | Falls Church, VA | independent RIA | $1.5B | 98% | 12 | $122M | 9 | 0 |
| C••• S••••• P••••••• A•••• M••••••••• CRD 289178 | Richmond, VA | independent RIA | $1.4B | 88% | 6 | $241M | 2 | 0 |
| D••••••• W••••• A••••••• CRD 131976 | Vienna, VA | independent RIA | $1.4B | 100% | 9 | $160M | 0 | 0 |
| T•• E•••• L•••• C•••••• CRD 105444 | Alexandria, VA | institutional | $1.4B | 1.4% | 0 | n/a | 0 | 0 |
| D• C•••••• P••••••• M••••••••• L••• CRD 283131 | Alexandria, VA | asset manager | $1.4B | 0.0% | 0 | n/a | 1 | 4 |
| A•••• F•••••••• A••••••• S•••••••• I••• CRD 116763 | Reston, VA | independent RIA | $1.4B | 85% | 18 | $77.7M | 6 | 0 |
| A•••• F•••••••• C••••••••• CRD 111587 | Mclean, VA | asset manager | $1.4B | 3.3% | 2 | $684M | 0 | 0 |
| S•••••• A•• L••••• CRD 292456 | Richmond, VA | independent RIA | $1.3B | 98% | 6 | $223M | 0 | 0 |
| E•••••• W••••• M••••••••• L•• CRD 149230 | Arlington, VA | independent RIA | $1.3B | 99% | 20 | $66.5M | 7 | 0 |
| S••••••••• G••••• • K••• • W••••• A••••••• CRD 111685 | Leesburg, VA | independent RIA | $1.3B | 99% | 9 | $147M | 2 | 0 |
| B••••••• A•••• M••••••••• L•• CRD 158330 | Charlottesville, VA | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 1 |
| C•••• C•••••• M••••••••• L•• CRD 164971 | Richmond, VA | independent RIA | $1.3B | 82% | 7 | $183M | 0 | 7 |
| N•••••••• F•••••••• A••••••• L•• CRD 166769 | Herndon, VA | independent RIA | $1.2B | 97% | 21 | $59.2M | 11 | 0 |
| G••••• L•••• L•••••• CRD 298283 | Harrisonburg, VA | independent RIA | $1.2B | 84% | 8 | $154M | 1 | 0 |
| V•••• F•••••••• P••••••• CRD 106744 | Richmond, VA | independent RIA | $1.2B | 100% | 12 | $98.5M | 1 | 0 |
| T••• F•••••••• A••••••• C••• CRD 104952 | Leesburg, VA | independent RIA | $1.2B | 94% | 10 | $115M | 0 | 1 |
| W•••••• C•••••• M••••••••• L•• CRD 111450 | Arlington, VA | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 5 |
| A•••••• C•••••• P••••••• L•• CRD 283127 | Mclean, VA | asset manager | $1.1B | 0.0% | 0 | n/a | 2 | 14 |
| F• C•••••• M••••••••• L•• CRD 158049 | Mclean, VA | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 4 |
| P••••••• R••••••••• A••••••• CRD 314866 | Mclean, VA | institutional | $1.1B | 1.1% | 3 | $360M | 0 | 0 |
| S•••••• H••• C•••••• M••••••••• CRD 158481 | Arlington, VA | asset manager | $1.1B | 0.0% | 2 | $539M | 0 | 3 |
| C•••••• W••••• P••••••• CRD 118643 | Abingdon, VA | independent RIA | $1.1B | 95% | 11 | $97.3M | 6 | 0 |
| Y•••• B••• I••• CRD 143234 | Vienna, VA | independent RIA | $1.1B | 99% | 11 | $97.2M | 1 | 0 |
| A•••• O•••• W••••• M••••••••• L•• CRD 149842 | Richmond, VA | independent RIA | $1.0B | 97% | 9 | $114M | 3 | 0 |
| P••••••••• W••• • W••••• I••• CRD 106403 | Lynchburg, VA | independent RIA | $1.0B | 91% | 5 | $205M | 0 | 0 |
| N••••• D••••• W••••• CRD 104925 | Richmond, VA | mixed wealth | $1.0B | 42% | 20 | $50.6M | 1 | 0 |
| M••••• A•••• M••••••••• C•••• CRD 108067 | Tysons, VA | independent RIA | $994M | 92% | 17 | $58.5M | 4 | 0 |
| B•••• • M••••• W••••• M••••••••• L•• CRD 305742 | Mclean, VA | independent RIA | $991M | 96% | 11 | $90.1M | 0 | 0 |
| M••••• • W•••• W••••• M••••••••• CRD 162411 | Charlottesville, VA | independent RIA | $988M | 95% | 0 | n/a | 0 | 0 |
| P••••••• I• F•••••••• P•••••••• L•• CRD 151980 | Salem, VA | independent RIA | $914M | 99% | 7 | $131M | 1 | 0 |
| C••••••• W••••• A••••••• CRD 155221 | Richmond, VA | independent RIA | $910M | 100% | 12 | $75.8M | 2 | 0 |
| N•••••• C•••••• A•••••••• L•• CRD 169508 | Rosslyn, VA | asset manager | $905M | 0.0% | 0 | n/a | 0 | 4 |
| 3••••• I••••••••• P••••••• L•• CRD 319125 | Richmond, VA | independent RIA | $889M | 100% | 7 | $127M | 0 | 0 |
| A••••• E••••• M••••••••• L•• CRD 286360 | Mclean, VA | other | $851M | 13% | 0 | n/a | 1 | 4 |
| A••••• C••••••••• CRD 110545 | Alexandria, VA | independent RIA | $849M | 91% | 3 | $283M | 0 | 0 |
| A••••• I••••••••• M••••••••• G••••• L•• CRD 313457 | Tysons Corner, VA | institutional | $838M | 0.0% | 1 | $838M | 3 | 0 |
| K•• P•••••• W••••• G••••• L•• CRD 281678 | Tyson, VA | independent RIA | $830M | 97% | 11 | $75.5M | 0 | 0 |
| T•• C•••••• M••••••••• C••••••••• CRD 112242 | Glen Allen, VA | independent RIA | $826M | 90% | 6 | $138M | 0 | 0 |
| G••••• W••••• A••••••• L•• CRD 328641 | Virginia Beach, VA | independent RIA | $822M | 94% | 5 | $164M | 0 | 0 |
| L•• P••••••• CRD 319581 | Arlington, VA | asset manager | $820M | 0.0% | 0 | n/a | 0 | 6 |
| A• N• C••••••••• • C••••••• I••• CRD 108341 | Charlottesville, VA | independent RIA | $818M | 99% | 7 | $117M | 4 | 0 |
| C•••••• W••••• A••••••• G••••• L•• CRD 281732 | Virginia Beach, VA | independent RIA | $800M | 94% | 3 | $267M | 0 | 0 |
| C•••••••• W••••• M••••••••• CRD 317929 | Mclean, VA | independent RIA | $784M | 96% | 6 | $131M | 2 | 0 |
| B••• E••• C••••••• L•• CRD 155613 | Richmond, VA | independent RIA | $765M | 83% | 4 | $191M | 0 | 0 |
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301 advisers match.