DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Cpr Investments Inc CRD 139067 | Rochester, MI | independent RIA | $239M | 98% | 25 | $9.6M | 15 | 0 |
| Rachor Investment Advisory Services, LLC CRD 105495 | Linden, MI | independent RIA | $238M | 96% | 4 | $59.5M | 0 | 0 |
| Spectrum Financial Resources CRD 127453 | Troy, MI | independent RIA | $235M | 100% | 5 | $47.1M | 2 | 0 |
| R•••••••• W••••• A••••••• CRD 340471 | Birmingham, MI | independent RIA | $231M | 93% | 2 | $115M | 2 | 0 |
| V•••• L•• CRD 148833 | Troy, MI | independent RIA | $229M | 100% | 12 | $19.1M | 0 | 0 |
| A•••••••• F•••••••• A•••••••• L•• CRD 286452 | Grosse Pointe, MI | independent RIA | $229M | 99% | 2 | $115M | 0 | 0 |
| J• W• K•••• • C•••••• CRD 26455 | Lansing, MI | other | $229M | 3.2% | 7 | $32.7M | 1 | 1 |
| P•••••• E••••• P•••••••• L•• CRD 122638 | Clinton Township, MI | independent RIA | $227M | 100% | 2 | $113M | 0 | 0 |
| K•••• • M••••••• A•••• M••••••••• L•• CRD 168120 | Grand Rapids, MI | independent RIA | $221M | 100% | 4 | $55.2M | 0 | 0 |
| H•••••••• F•••••••• M••••••••• L•• CRD 131236 | Portage, MI | independent RIA | $220M | 98% | 2 | $110M | 0 | 0 |
| S••••• C•••••• L•• CRD 338113 | Rochester, MI | asset manager | $220M | 0.0% | 0 | n/a | 0 | 0 |
| S•••••••• A•••••• N•••••• CRD 154494 | Brighton, MI | independent RIA | $215M | 97% | 24 | $9.0M | 13 | 0 |
| S••• H••• C•••••• CRD 155016 | Ann Arbor, MI | independent RIA | $214M | 100% | 2 | $107M | 0 | 0 |
| R••••••••• F•••••••• L•• CRD 300779 | Clarkston, MI | independent RIA | $214M | 100% | 4 | $53.5M | 1 | 0 |
| F•••••••• F•••••• H•••• CRD 123430 | Waterford, MI | independent RIA | $213M | 72% | 6 | $35.5M | 2 | 0 |
| D••••• I••••••••• G•••• I••• CRD 338851 | Royal Oak, MI | independent RIA | $210M | 100% | 3 | $70.0M | 0 | 0 |
| D•• CRD 121841 | Grosse Pointe Farms, MI | independent RIA | $208M | 73% | 3 | $69.3M | 0 | 0 |
| A••••••• I••••••••• M••••••••• L•• CRD 152012 | Jenison, MI | independent RIA | $207M | 85% | 2 | $103M | 0 | 1 |
| S•••••••• W••••• A••••••• G••••• I••• CRD 285863 | Utica, MI | independent RIA | $207M | 100% | 8 | $25.8M | 1 | 0 |
| U• N•••• F••••••••• L•• CRD 150996 | Traverse City, MI | independent RIA | $204M | 100% | 2 | $102M | 0 | 0 |
| R•••••••• W••••• S••••••••• L•• CRD 299150 | R••••••••, MI | independent RIA | $204M | 100% | 4 | $50.9M | 0 | 0 |
| L••••••••• W••••• M••••••••• L•• CRD 324958 | Bingham Farms, MI | independent RIA | $204M | 100% | 3 | $67.8M | 1 | 0 |
| S• R••• E••••• I• CRD 334205 | Southfield, MI | asset manager | $203M | 0.0% | 0 | n/a | 0 | 5 |
| I••••••••• W••••• M••••••••• L•• CRD 124242 | Traverse City, MI | i••••••••• wealth | $203M | 100% | 3 | $67.7M | 0 | 0 |
| C••••• W••••• M••••••••• CRD 340956 | Plymouth, MI | independent RIA | $201M | 99% | 3 | $67.0M | 0 | 0 |
| A• A•••• L•• CRD 334908 | Grand Rapids, MI | asset manager | $200M | 0.0% | 2 | $100M | 1 | 0 |
| S••••••• B••• I••••••••• P••••••• CRD 291609 | Fenton, MI | independent RIA | $200M | 94% | 2 | $100.0M | 0 | 0 |
| C•• F•••••••• CRD 110180 | Livonia, MI | independent RIA | $199M | 98% | 3 | $66.5M | 1 | 0 |
| S••••••••• W••••• M••••••••• CRD 143329 | Grand Rapids, MI | independent RIA | $197M | 96% | 4 | $49.3M | 0 | 0 |
| J• C•••••• M••••••••• I••• CRD 152964 | Troy, MI | independent RIA | $196M | 94% | 3 | $65.2M | 1 | 0 |
| C•• A•••• M••••••••• I••• CRD 123609 | Southfield, MI | independent RIA | $192M | 81% | 4 | $48.1M | 0 | 1 |
| K•• C•••••• M••••••••• L•• CRD 142928 | Bloomfield Hills, MI | independent RIA | $189M | 100% | 1 | $189M | 0 | 0 |
| M••••••••• I••••••••• A••••••• L•• CRD 109960 | Livonia, MI | independent RIA | $185M | 84% | 2 | $92.6M | 0 | 0 |
| S••••• F•••••••• W•••••• W••• P••••• Y•• T•••• CRD 126570 | Sterling Heights, MI | independent RIA | $185M | 100% | 6 | $30.8M | 0 | 0 |
| S••••••• R••••• B••• I•• CRD 122789 | Lansing, MI | independent RIA | $184M | 100% | 5 | $36.8M | 0 | 0 |
| G•••••• I••••••••• A•••••••• I••• CRD 123807 | Kalamazoo, MI | independent RIA | $173M | 60% | 5 | $34.6M | 1 | 0 |
| H••••• P•••••• W•••••• L•• CRD 336484 | Royal Oak, MI | mixed wealth | $171M | 38% | 2 | $85.7M | 0 | 0 |
| P•••••• F•••••••• G•••• L••• CRD 124610 | Brighton, MI | independent RIA | $170M | 100% | 1 | $170M | 0 | 0 |
| C••••• C•••••• L•• CRD 288297 | Bloomfield Hills, MI | independent RIA | $170M | 96% | 5 | $34.1M | 2 | 0 |
| V••••• C•••••• P••••••• CRD 175147 | Ann Arbor, MI | independent RIA | $168M | 95% | 2 | $84.1M | 0 | 0 |
| G•••• L•••• W•••••• L•• CRD 282362 | Northville, MI | independent RIA | $166M | 97% | 1 | $166M | 0 | 0 |
| R••••••••• R••••••••• L•• CRD 151889 | Auburn Hills, MI | independent RIA | $166M | 100% | 4 | $41.5M | 0 | 0 |
| O••• C••••••• L•• CRD 174351 | Bingham Farms, MI | independent RIA | $165M | 100% | 1 | $165M | 0 | 0 |
| R•••• R••••• I••••••••• P•••••••• I••• CRD 298014 | Monroe, MI | independent RIA | $164M | 100% | 2 | $81.8M | 1 | 0 |
| F••• F•••••••• M••••••••• CRD 284251 | Ann Arbor, MI | independent RIA | $163M | 100% | 6 | $27.1M | 1 | 0 |
| A•••• I••••••••• M••••••••• CRD 154735 | Ann A••••, MI | independent RIA | $162M | 100% | 2 | $81.0M | 1 | 0 |
| C••••••••• M••••••••• A•••••••• I••• CRD 125936 | Troy, MI | independent RIA | $162M | 100% | 1 | $162M | 0 | 0 |
| K•••• W••••• M••••••••• I••• CRD 328386 | Royal Oak, MI | independent RIA | $161M | 100% | 2 | $80.3M | 0 | 0 |
| O•• O•• F•••••••• P•••••••• I••• CRD 122500 | Brighton, MI | independent RIA | $160M | 100% | 2 | $80.1M | 0 | 0 |
| C••• C••••• A•••••••• L•• CRD 203513 | Troy, MI | independent RIA | $160M | 100% | 7 | $22.9M | 2 | 0 |
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306 advisers match.