DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Onex Credit Advisor, LLC CRD 330076 | Englewood Cliffs, NJ | asset manager | $418M | 0.0% | 0 | n/a | 2 | 0 |
| Landseer Advisors LLC CRD 309937 | Princeton, NJ | institutional | $415M | 0.0% | 0 | n/a | 1 | 0 |
| Goodhaven Capital Management CRD 156032 | Millburn, NJ | mixed wealth | $405M | 27% | 0 | n/a | 0 | 1 |
| C•• V•••••• C••••••• I••• CRD 317875 | Mahwah, NJ | asset manager | $405M | 0.0% | 0 | n/a | 1 | 31 |
| H•• I••••••••• A•••••••• L•• CRD 289103 | Glassboro, NJ | independent RIA | $404M | 68% | 7 | $57.7M | 0 | 0 |
| C••••••• L••• A••••••• L•• CRD 330024 | Princeton, NJ | independent RIA | $403M | 96% | 7 | $57.6M | 0 | 0 |
| D•••••• P••••••• L• CRD 331527 | Morristown, NJ | asset manager | $398M | 0.0% | 0 | n/a | 0 | 3 |
| B••••• A•••• M••••••••• L•• CRD 177515 | Princeton, NJ | institutional | $397M | 0.0% | 0 | n/a | 0 | 1 |
| W••••• Q••••••••• L•• CRD 282967 | Toms River, NJ | independent RIA | $391M | 99% | 5 | $78.3M | 14 | 0 |
| H•••••••• W••••• A••••••• • N•• L•• CRD 126818 | Holmdel, NJ | independent RIA | $391M | 99% | 1 | $391M | 1 | 0 |
| G•••• R•••• W••••• P••••••• L•• CRD 304236 | Montville, NJ | independent RIA | $390M | 95% | 5 | $77.9M | 0 | 0 |
| R•••••• F•••••••• P•••••••• L•• CRD 291250 | Scotch Plains, NJ | independent RIA | $389M | 100% | 4 | $97.2M | 1 | 0 |
| N•••••••• A••••••• G••••• L•• CRD 306850 | Northfield, NJ | independent RIA | $377M | 96% | 3 | $126M | 3 | 0 |
| A••••• P•••••• W•••••• I••• CRD 281604 | Totowa, NJ | independent RIA | $374M | 100% | 20 | $18.7M | 12 | 0 |
| B•••• F•••••••• G•••• L•• CRD 144234 | Fair Lawn, NJ | independent RIA | $369M | 97% | 4 | $92.3M | 3 | 0 |
| A••••••••• I•••••••• P••••••• C••••••••• CRD 47798 | Green Brook, NJ | independent RIA | $351M | 100% | 1 | $351M | 0 | 0 |
| O•••••••• A••••••• CRD 129112 | Berkeley Heights, NJ | independent RIA | $348M | 99% | 8 | $43.5M | 4 | 0 |
| S•••••••• W••••• M••••••••• CRD 288663 | Red Bank, NJ | independent RIA | $339M | 89% | 6 | $56.5M | 0 | 0 |
| S••• C•• M••••••••• L•• CRD 285354 | Park Ridge, NJ | asset manager | $336M | 0.0% | 0 | n/a | 0 | 2 |
| I••••••••• P••••••• A•••• M••••••••• CRD 121812 | Metuchen, NJ | independent RIA | $333M | 83% | 8 | $41.7M | 1 | 0 |
| S•••• P•••• A•••••••• L•• CRD 296848 | Brielle, NJ | independent RIA | $328M | 95% | 10 | $32.8M | 0 | 0 |
| E•• A••••••••• CRD 169687 | Princeton, NJ | independent RIA | $324M | 100% | 3 | $108M | 1 | 0 |
| R•••••• W••••• M••••••••• G••••• L•• CRD 281741 | Medford, NJ | independent RIA | $317M | 79% | 0 | n/a | 0 | 0 |
| S••••• W••••• M••••••••• L•• CRD 171986 | Red Bank, NJ | independent RIA | $316M | 98% | 8 | $39.6M | 1 | 0 |
| T•••• F•••••••• CRD 305581 | Metuchen, NJ | independent RIA | $316M | 100% | 3 | $105M | 0 | 0 |
| C•••••••• • A••••••••• I••• CRD 113357 | Westfield, NJ | independent RIA | $308M | 65% | 2 | $154M | 0 | 0 |
| K•••• M• G••••• A•• C••••••• L•• CRD 151879 | Iselin, NJ | independent RIA | $307M | 99% | 2 | $153M | 0 | 0 |
| B•••••••• W••••• CRD 142480 | Ocean Grove, NJ | independent RIA | $303M | 97% | 5 | $60.7M | 2 | 0 |
| C•••••• M••••••••• S•••••••• L•• CRD 292760 | Summit, NJ | asset manager | $301M | 0.0% | 0 | n/a | 0 | 7 |
| S••••• P•••• F•••••••• A•••••••• L•• CRD 147984 | S•••••, NJ | independent RIA | $300M | 98% | 4 | $75.1M | 4 | 0 |
| S•••• C•••••• M••••••••• I••• CRD 124405 | Old Bridge, NJ | independent RIA | $298M | 100% | 3 | $99.2M | 0 | 0 |
| M••••••• P••••••• CRD 318911 | Princeton, NJ | asset manager | $298M | 0.0% | 0 | n/a | 1 | 2 |
| T•• R••• C•••••• M••••••••• L• CRD 334936 | Summit, NJ | asset manager | $297M | 0.0% | 0 | n/a | 2 | 3 |
| H••• T•••• C•••••• CRD 305245 | Hoboken, NJ | asset manager | $297M | 0.0% | 0 | n/a | 0 | 0 |
| B•••••• F•••••••• CRD 288375 | Moorestown, NJ | independent RIA | $290M | 98% | 3 | $96.5M | 0 | 0 |
| A••• C•••••• P••••••• L•• CRD 311692 | Jersey City, NJ | asset manager | $289M | 0.0% | 0 | n/a | 0 | 3 |
| W••• H•••••• C•••••• CRD 337734 | Princeton, NJ | asset manager | $283M | 0.0% | 0 | n/a | 0 | 1 |
| T••••• C•••••• M••••••••• I••• CRD 107856 | Woodcliff Lake, NJ | independent RIA | $280M | 87% | 4 | $69.9M | 1 | 0 |
| B•••••• A••••••• G•••• L•• CRD 131688 | Little Silver, NJ | independent RIA | $277M | 87% | 15 | $18.5M | 1 | 0 |
| C••••• G•••• CRD 321759 | Newark, NJ | asset manager | $276M | 0.0% | 0 | n/a | 1 | 10 |
| K•••••• E••••••••• L•• CRD 151619 | Princeton, NJ | independent RIA | $276M | 74% | 3 | $91.8M | 0 | 1 |
| F•••••••• F•••••• CRD 128900 | Brielle, NJ | independent RIA | $270M | 97% | 3 | $90.2M | 0 | 0 |
| B•••• A•••• M••••••••• L•• CRD 125221 | Kingston, NJ | independent RIA | $269M | 93% | 5 | $53.7M | 0 | 0 |
| A•••• W••••• P••••••• CRD 321136 | Jersey City, NJ | independent RIA | $268M | 81% | 3 | $89.5M | 1 | 1 |
| R•••• W••••• M••••••••• CRD 340306 | Elmwood Park, NJ | independent RIA | $259M | 100% | 2 | $129M | 0 | 0 |
| C•••••• A•••••••• L•• CRD 111721 | Ramsey, NJ | independent RIA | $253M | 96% | 6 | $42.1M | 3 | 0 |
| T••••••• W••••• A•••••••• L•• CRD 313283 | Mountainside, NJ | independent RIA | $251M | 99% | 4 | $62.8M | 0 | 0 |
| M•••••• L••••• P••••••• CRD 296314 | Linwood, NJ | independent RIA | $248M | 97% | 2 | $124M | 0 | 0 |
| B•• W••••• S••••••••• L•• CRD 166962 | Basking Ridge, NJ | independent RIA | $247M | 100% | 3 | $82.4M | 0 | 0 |
| G••••• W••••• M••••••••• L•• CRD 153677 | Kingston, NJ | independent RIA | $246M | 73% | 3 | $81.9M | 0 | 0 |
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388 advisers match.