DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Bridge Investment Group CRD 159127 | Sandy, UT | asset manager | $49B | 0.0% | 0 | n/a | 11 | 153 |
| Wasatch Advisors LP CRD 106081 | Salt Lake City, UT | asset manager | $23B | 0.9% | 41 | $569M | 0 | 1 |
| Townsquare Capital, LLC CRD 288576 | Lehi, UT | asset manager | $18B | 0.2% | 21 | $861M | 1 | 2 |
| S••••• I••••••••• A•••••••• L•• CRD 154690 | St. George, UT | independent RIA | $12B | 57% | 81 | $149M | 19 | 0 |
| C••••••• G••••• L•• CRD 281399 | Salt Lake City, UT | other | $9.8B | 17% | 15 | $657M | 10 | 60 |
| W••••••• G••••• I••••••••• CRD 125012 | Park City, UT | other | $9.5B | 0.0% | 3 | $3.2B | 1 | 3 |
| S•••• C••••••• L• CRD 285645 | Salt Lake City, UT | independent RIA | $5.6B | 74% | 18 | $313M | 4 | 10 |
| D•••••••• A••••••• S•••••••• L•• CRD 326060 | South Jordan, UT | BD affiliated | $4.6B | 94% | 113 | $41.1M | 27 | 0 |
| D•••••••• W••••• M••••••••• L•• CRD 329878 | South Jordan, UT | independent RIA | $4.1B | 95% | 77 | $53.4M | 6 | 0 |
| G••••••• P••• G••••• A••••••• CRD 158270 | Salt Lake City, UT | asset manager | $3.8B | 0.0% | 16 | $238M | 3 | 2 |
| C•••• A••••••• CRD 173920 | Salt Lake City, UT | independent RIA | $3.1B | 57% | 26 | $117M | 1 | 1 |
| G•••••• C•••••• M••••••••• L• CRD 152023 | Park City, UT | asset manager | $2.9B | 0.0% | 0 | n/a | 1 | 4 |
| D• H••••••••• P••••••• CRD 160555 | Park City, UT | asset manager | $2.7B | 0.0% | 0 | n/a | 1 | 12 |
| P••••••• P••••••• CRD 159450 | Salt Lake City, UT | asset manager | $2.6B | 0.0% | 0 | n/a | 0 | 28 |
| K••••••• N••••••• G••••• L•• CRD 142885 | Salt Lake City, UT | asset manager | $2.5B | 0.0% | 0 | n/a | 1 | 6 |
| C••••• F•••••••• N••••••• L•• CRD 290558 | Draper, UT | independent RIA | $2.3B | 100% | 36 | $64.6M | 1 | 0 |
| S••••• G••••• I••••••••• L•• CRD 157091 | Bountiful, UT | mixed wealth | $2.3B | 29% | 101 | $22.7M | 9 | 1 |
| T•••• A••• C•••••• CRD 169057 | Draper, UT | asset manager | $2.1B | 0.0% | 0 | n/a | 0 | 7 |
| S••••••• B•• CRD 301868 | Salt Lake City, UT | asset manager | $2.1B | 0.0% | 1 | $2.1B | 2 | 1 |
| A••••• F•••••••• G•••• CRD 105957 | Salt Lake City, UT | independent RIA | $2.0B | 96% | 19 | $106M | 0 | 3 |
| P•••••••• W••••• A•••••••• I••• CRD 106043 | Salt Lake City, UT | independent RIA | $2.0B | 67% | 9 | $223M | 0 | 0 |
| H••••••••• A••••••• CRD 167105 | Draper, UT | independent RIA | $2.0B | 100% | 1 | $2.0B | 0 | 0 |
| T•• N••••• G•••• L•• CRD 323988 | Provo, UT | independent RIA | $2.0B | 88% | 22 | $89.5M | 4 | 0 |
| W••• R•• I• U••• L•• CRD 339904 | Lehi, UT | asset manager | $1.8B | 0.0% | 0 | n/a | 1 | 23 |
| W••• R•• C•••••• A••••••••• I•• L••• CRD 145085 | Lehi, UT | asset manager | $1.7B | 0.0% | 0 | n/a | 1 | 22 |
| A••• C•••••• M••••••••• L•• CRD 106786 | Salt Lake City, UT | independent RIA | $1.6B | 63% | 12 | $133M | 2 | 0 |
| D•••• W••••• A••••••• CRD 174728 | Lehi, UT | independent RIA | $1.5B | 97% | 17 | $88.3M | 2 | 0 |
| P••••••• W••••• G••••• L•• CRD 325175 | Provo, UT | independent RIA | $1.4B | 86% | 56 | $25.6M | 42 | 0 |
| B••••••• R••••••••• A•••••••• L•• CRD 171143 | Lehi, UT | independent RIA | $1.4B | 98% | 45 | $30.7M | 11 | 0 |
| C•••• C•••• A•••••••• L•• CRD 165803 | Salt Lake City, UT | asset manager | $1.3B | 0.0% | 4 | $337M | 0 | 16 |
| I••• G••• G••••• A••••••• CRD 111177 | North Salt Lake, UT | independent RIA | $1.3B | 83% | 8 | $165M | 1 | 0 |
| T•••••••• W••••• CRD 142205 | Salt Lake City, UT | independent RIA | $1.3B | 84% | 11 | $115M | 4 | 0 |
| A••••• A••••••• CRD 151762 | Logan, UT | independent RIA | $1.3B | 77% | 10 | $126M | 2 | 0 |
| T•••• S•••••• W••••• CRD 326517 | Salt Lake City, UT | independent RIA | $1.2B | 99% | 7 | $176M | 0 | 0 |
| T••••• W••••• M••••••••• L•• CRD 340174 | Lehi, UT | independent RIA | $1.1B | 82% | 7 | $156M | 2 | 0 |
| S•••••• P•••••••• L•• CRD 311409 | Orem, UT | asset manager | $934M | 0.0% | 0 | n/a | 0 | 49 |
| S• T•••••• S••••••••• L•• CRD 322928 | Bountiful, UT | asset manager | $912M | 0.0% | 0 | n/a | 0 | 0 |
| T••••• D•••••• C••••••• L••••• CRD 158016 | Salt Lake City, UT | asset manager | $911M | 0.0% | 5 | $182M | 1 | 10 |
| S•••••••• P••••••• G•••• CRD 113844 | Bountiful, UT | independent RIA | $910M | 97% | 8 | $114M | 0 | 0 |
| G• I••••• L•• CRD 291884 | West Jordan, UT | institutional | $889M | 7.2% | 1 | $889M | 0 | 0 |
| B••••• N•• L•••• F••• M•••••• L•• CRD 316623 | Sandy, UT | asset manager | $843M | 0.0% | 0 | n/a | 2 | 0 |
| N•• W•••• A••••••• G••••• L•• CRD 126983 | Sandy, UT | independent RIA | $838M | 100% | 15 | $55.9M | 0 | 0 |
| Z•••• C•••••• A•••••••• I••• CRD 131308 | Salt Lake City, UT | institutional | $831M | 0.0% | 13 | $63.9M | 0 | 0 |
| P••••••• W••••• A•••••••• L•• CRD 146349 | Orem, UT | independent RIA | $830M | 95% | 14 | $59.3M | 0 | 0 |
| M••• I••• CRD 151191 | Salt Lake City, UT | asset manager | $778M | 0.0% | 2 | $389M | 0 | 1 |
| S••••••••• W•••••• L•• CRD 315843 | Lehi, UT | independent RIA | $704M | 100% | 8 | $88.0M | 0 | 0 |
| A•• C••••••••• CRD 131129 | Cottonwood Heights, UT | institutional | $697M | 8.8% | 7 | $99.6M | 3 | 0 |
| A••••• I••••••••• P••••••• CRD 307667 | Ogden, UT | independent RIA | $661M | 94% | 5 | $132M | 1 | 0 |
| A••••••• G••••• A•••••••• I••• CRD 134096 | Provo, UT | other | $630M | 7.4% | 5 | $126M | 1 | 1 |
| B••••• C•••••• M••••••••• L•• CRD 326949 | Lehi, UT | asset manager | $619M | 0.0% | 0 | n/a | 1 | 6 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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150 advisers match.