DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from USA Financial Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kyon PannillUSA Financial Securities LLC otherBrookstone Wealth Advisors, LLC otherOtherDec 7, 2015Aug 12, 2016 (249 d)
Michael Alan MartinUSA Financial Securities LLC otherMadison Avenue Securities, LLC otherOtherNov 4, 2015Dec 8, 2015 (34 d)
Steven Kent LewisUSA Financial Securities LLC otherLewis And Associates Capital Advisors, LLC state registeredOtherOct 12, 2015Oct 12, 2015
John Clarence WoodsUSA Financial Securities LLC otherLanark Financial, Inc. otherOtherNov 12, 2014Nov 24, 2014
Richard Lee WrightUSA Financial Securities LLC otherRl Wright & Associates, LLC state registeredOtherApr 30, 2014May 9, 2014
David John LaplanteUSA Financial Securities LLC otherAmeritas Advisory Services, LLC BD affiliatedOtherJan 2, 2014Nov 1, 2021 (2860 d)
Patrick Jay WardianUSA Financial Securities LLC otherMadison Avenue Securities, LLC otherOtherOct 24, 2013Oct 18, 2013
Troy FrazierUSA Financial Securities LLC otherInvestment Advisors Corp otherOtherOct 16, 2013Oct 16, 2013
Andrew Thomas HansenUSA Financial Securities LLC otherIntegrity Alliance, LLC otherOtherJul 10, 2013Jul 15, 2013
Garth Kenyon WeilUSA Financial Securities LLC otherDiversified Strategies LLC state registeredOtherOct 24, 2012Nov 14, 2012
William SchuetteUSA Financial Securities LLC otherProsperity Capital Advisors otherOtherOct 12, 2012Oct 22, 2012
Francis Joseph HanleyUSA Financial Securities LLC otherHanley & Associates LLC state registeredOtherAug 6, 2012Aug 23, 2012
Brian Thomas DvorakUSA Financial Securities LLC otherIams Wealth Management, LLC no RAUMOtherJul 16, 2012Aug 14, 2017 (1855 d)
Richard Anthony MillerUSA Financial Securities LLC otherCreativeone Wealth, LLC independent RIAOtherJun 18, 2012Apr 10, 2018 (2122 d)
Robert Joseph JacobsenUSA Financial Securities LLC otherLPL Financial LLC otherOtherJan 30, 2012Feb 1, 2012
Ronald John CampbellUSA Financial Securities LLC otherGlobal Financial Private Capital, Inc. otherOtherJan 25, 2012Jan 17, 2012
Kurt A. RoddyUSA Financial Securities LLC otherFsic otherOtherOct 3, 2011Sep 30, 2011
John Paul PowerUSA Financial Securities LLC otherAusdal Financial Partners, Inc. otherOtherApr 18, 2011Jul 18, 2011 (91 d)
Greg Edward HickmanUSA Financial Securities LLC otherInvestment Centers Of America, Inc. otherOtherJan 14, 2011Jan 18, 2011
Markku Taneli HapponenUSA Financial Securities LLC otherMarket Street Wealth Management otherOtherDec 31, 2010Jan 3, 2011
Jeffrey Michael KroppUSA Financial Securities LLC otherMarket Street Wealth Management otherOtherDec 31, 2010Jan 3, 2011
Palmerino Pasquale SantanielloUSA Financial Securities LLC otherIntegrity Alliance, LLC otherOtherDec 21, 2010Nov 13, 2012 (693 d)
Rachel Lynn KlingerUSA Financial Securities LLC otherKms Financial Services, Inc otherOtherNov 5, 2010Nov 5, 2010
Tina Marie SeasockUSA Financial Securities LLC otherPrivate Advisor Group, LLC otherOtherOct 21, 2010Dec 1, 2017 (2598 d)
Edward Clymer BarnardUSA Financial Securities LLC otherFamily Legacy Wealth Management, LLC unclassifiedOtherSep 29, 2010Oct 12, 2010
Carl EdwardsUSA Financial Securities LLC otherFamily Legacy Wealth Management, LLC unclassifiedOtherSep 29, 2010Oct 12, 2010
Richard Gary LucasUSA Financial Securities LLC otherVeritrust Financial, LLC otherOtherSep 7, 2010Sep 3, 2010
Marc Christopher HelfrichUSA Financial Securities LLC otherVeritrust Financial, LLC otherOtherJul 9, 2010Jul 8, 2010
James Bernard PlummerUSA Financial Securities LLC otherFsc Securities Corporation otherOtherJul 1, 2010Dec 10, 2014 (1623 d)
Idolina Maria ShumwayUSA Financial Securities LLC otherVeritrust Financial, LLC otherOtherJun 30, 2010Jun 29, 2010
Michael Girard DelucaUSA Financial Securities LLC otherHazard & Siegel Advisory Services LLC otherOtherApr 30, 2010Jun 18, 2010 (49 d)
Steven Presten OffillUSA Financial Securities LLC otherPrinceton Center Planning And Investments, LLC state registeredOtherFeb 26, 2010Oct 6, 2010 (222 d)
Dennis Edward GagnonUSA Financial Securities LLC otherNon-Traditional Wealth Management, LLC state registeredOtherOct 29, 2009Dec 3, 2009 (35 d)
David Michael DelektaUSA Financial Securities LLC otherEagle Financial Advisors, LLC independent RIAOtherApr 1, 2009Apr 16, 2021 (4398 d)
Tracy Lynn CooperUSA Financial Securities LLC otherIntegrity Alliance, LLC otherOtherMar 11, 2009Mar 18, 2009
William Paul BelcherUSA Financial Securities LLC otherInvest Financial Corporation otherOtherMar 2, 2009Apr 11, 2011 (770 d)
Kenneth James NewUSA Financial Securities LLC otherBrookstone Capital Management LLC otherOtherFeb 4, 2009Apr 16, 2009 (71 d)
Barry Scott YoungUSA Financial Securities LLC otherWhitestone Wealth Management LLC unclassifiedOtherDec 31, 2008Apr 1, 2009 (91 d)
Richard A GreenhillUSA Financial Securities LLC otherFinancial Analytics, LLC state registeredOtherOct 31, 2008Aug 8, 2017 (3203 d)
David Alan WitterUSA Financial Securities LLC otherFinancial Harvest Wealth Advisors independent RIAOtherOct 1, 2008Oct 2, 2008
Eric Alan PetersonUSA Financial Securities LLC otherSynergy Investment Group, LLC otherOtherSep 30, 2008Oct 1, 2008
Jimmy Elton SloanUSA Financial Securities LLC otherBerthel Fisher & Company Financial Services, Inc. otherOtherAug 4, 2008Aug 4, 2008
Lyndon Richard HarrisonUSA Financial Securities LLC otherCorinthian Wealth Management unclassifiedOtherJun 20, 2008Nov 21, 2008 (154 d)
Daniel Avery ReeseUSA Financial Securities LLC otherAvery Wealth, Inc. independent RIAOtherMar 24, 2008Apr 6, 2010 (743 d)
Patrick James LetiziaUSA Financial Securities LLC otherMadison Avenue Advisors, Inc. unclassifiedOtherJan 14, 2008Feb 20, 2008 (37 d)
Damon Wade LaneUSA Financial Securities LLC otherAware Investing, Inc state registeredOtherSep 27, 2007Oct 29, 2025 (6607 d)
Bryon Keith SpicerUSA Financial Securities LLC otherUSA Wealth Management LLC otherOtherSep 7, 2007Sep 10, 2007
Jeffrey Keith StukeyUSA Financial Securities LLC otherUSA Wealth Management LLC otherOtherJul 30, 2007Sep 10, 2007 (42 d)
Angelica RoxasUSA Financial Securities LLC otherWealth Preservation Advisory Services, LLC unclassifiedOtherJul 11, 2007Sep 20, 2007 (71 d)
Jared Hendrik CopingaUSA Financial Securities LLC otherFirst Heartland Consultants, Inc. otherOtherApr 4, 2007Apr 25, 2007
Frederick Charles WhitfordUSA Financial Securities LLC otherEmerson Equity LLC otherOtherNov 27, 2006Jan 12, 2009 (777 d)
Francis Joseph HebertUSA Financial Securities LLC otherSterne Agee Investment Advisor Services, Inc. otherOtherOct 26, 2006Oct 25, 2006
Roger Wayne ShumakerUSA Financial Securities LLC otherNext Financial Group, Inc. otherOtherSep 29, 2006Sep 29, 2006
Jasen Miles BentonUSA Financial Securities LLC otherOnelegacy Advisors, LLC state registeredOtherFeb 1, 2006Jan 2, 2024 (6544 d)
Phillip Thomas BloydUSA Financial Securities LLC otherAmeritas Advisory Services otherOtherFeb 1, 2006Feb 1, 2006
Steven Alan SuibUSA Financial Securities LLC otherMadison Avenue Advisors, Inc. unclassifiedOtherDec 31, 2005May 10, 2006 (130 d)
Kerry Vaun PoulsonUSA Financial Securities LLC otherQa3 Financial LLC unclassifiedOtherAug 2, 2005Jul 28, 2005
Jeffrey Alan UmbaughUSA Financial Securities LLC otherFfp Advisory Services Inc unclassifiedOtherFeb 2, 2005Jan 26, 2005
Frank Anthony MolinarUSA Financial Securities LLC otherNext Financial Group, Inc. otherOtherAug 27, 2004Oct 13, 2004 (47 d)
William Carlson NagyUSA Financial Securities LLC otherCreative Financial Designs, Inc. otherOtherFeb 19, 2004Feb 23, 2004
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183 moves match.