DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathleen Marsh | MML Investors Services, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jul 1, 2026 (166 d) |
| Fernando Del Valle | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2026 | Feb 26, 2026 (44 d) |
| Redwan Ahmed Chowdhury | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2026 | Jan 7, 2026 |
| Alyssa Jordan Benton | MML Investors Services, LLC BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 29, 2026 |
| Ivra Lee Bassett | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 29, 2026 |
| Ryan Anthony Watts | MML Investors Services, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 6, 2026 |
| Alan Neal Levine | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Jan 8, 2026 |
| Michael David Picker | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Jan 5, 2026 |
| Alexander Issa Bateh | MML Investors Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 7, 2026 | Feb 12, 2026 (36 d) |
| Andre Courtney Brown | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Apr 27, 2026 (111 d) |
| Robert Dick | MML Investors Services, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jan 5, 2026 | Aug 28, 2026 (235 d) |
| Cameron Page | MML Investors Services, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Jan 12, 2026 |
| Sean Alexander Blanding | MML Investors Services, LLC BD affiliated | Belleair Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2026 | Jan 15, 2026 |
| Christopher Interrante | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Mar 20, 2026 (79 d) |
| Matthew William Collins | MML Investors Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 9, 2026 |
| David Wayne Hawkins | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Dec 23, 2025 |
| Edwin Antonio Rodriguez | MML Investors Services, LLC BD affiliated | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Apr 17, 2026 (107 d) |
| Van Gabriel Schillinger | MML Investors Services, LLC BD affiliated | Twin Peaks Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 20, 2026 |
| Curtis Rafter | MML Investors Services, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 12, 2026 |
| Ryan Mailloux | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2025 | Jan 15, 2026 |
| Jacob Allen Dofing | MML Investors Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2025 | Feb 6, 2026 (37 d) |
| Darrien M Slaughter | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Jan 2, 2026 |
| Luis G Obando | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Jan 14, 2026 |
| Steven Earle | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Jan 2, 2026 |
| Naji Karam | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Jan 2, 2026 |
| Patrick Wade Sheridan | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2025 | May 1, 2026 (129 d) |
| James Feliz | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Dec 19, 2025 |
| Bryce Logan Leafman | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Dec 19, 2025 |
| Branden J Collins | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2025 | Jan 6, 2026 |
| Herbert Lars Refvik | MML Investors Services, LLC BD affiliated | Lebenthal Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | Jan 23, 2026 (36 d) |
| Joseph Brent Morley | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | May 18, 2026 (151 d) |
| Reuben Scott Mason | MML Investors Services, LLC BD affiliated | Doceo Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2025 | Dec 17, 2025 |
| Eric Michael Reed | MML Investors Services, LLC BD affiliated | Quartz Partners Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2025 | Jan 14, 2026 |
| Martin Kangah | MML Investors Services, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Apr 29, 2026 (133 d) |
| Philip Sabio | MML Investors Services, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Apr 2, 2026 (107 d) |
| Roland Gonzalez | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Jan 2, 2026 |
| Roland Cuellar | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Dec 11, 2025 |
| Zachary L Scardino | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Dec 11, 2025 |
| Larry Pearl | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 5, 2025 |
| Matthew Stanley | MML Investors Services, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Jun 19, 2026 (191 d) |
| Cannon Travis Leifeste | MML Investors Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2025 | Aug 12, 2026 (245 d) |
| David E Gonzalez | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 5, 2025 |
| Andrew Christopher Dans | MML Investors Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Dec 16, 2025 |
| Tom Alex Goodman | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 3, 2025 |
| Virendra Singh Tavathia | MML Investors Services, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Jan 14, 2026 (42 d) |
| Edward Denis Quick | MML Investors Services, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 17, 2025 |
| Jeffrey Bruce Schankerman | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 1, 2025 |
| Derek Jay Drege | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 9, 2025 |
| Cheyanda Myers | MML Investors Services, LLC BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Sep 2, 2026 (275 d) |
| Herbert Robert Franco | MML Investors Services, LLC BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Jul 22, 2026 (236 d) |
| Jeredith Marie Nolan | MML Investors Services, LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 21, 2025 |
| Nicholas Allan Maloney | MML Investors Services, LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 21, 2025 |
| Daniel Ordway Sherman | MML Investors Services, LLC BD affiliated | Ronald Gelok & Associates, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 26, 2025 | Dec 17, 2025 |
| Stephen Richard San Roman | MML Investors Services, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 25, 2025 |
| Rui Hu | MML Investors Services, LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Dec 2, 2025 |
| Kinley Jia Yann | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 24, 2025 | Nov 28, 2025 |
| Andre De Oliveira | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 21, 2025 |
| Victoria K Terrazzino | MML Investors Services, LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2025 | Nov 28, 2025 |
| Gabriel I Sanchez | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2025 | Dec 2, 2025 |
| Kaitlyn Aleah Hathcock | MML Investors Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Mar 3, 2026 (103 d) |
4,445 moves match.