DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,022 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Lief Collins | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Aug 4, 2025 |
| Cregg Dale Miyat | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Jul 29, 2025 |
| Neil James Connolly | Cetera Investment Advisers LLC BD affiliated | Keen Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2025 | Aug 13, 2025 |
| Stephen R Vachon | Cetera Investment Advisers LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2025 | Aug 7, 2025 |
| Wesley T Wells | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Aug 8, 2025 |
| Madeline Wolfson | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Sep 8, 2025 (31 d) |
| Adam Dane Bennett | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Sep 4, 2025 |
| Stephanie George Schuller | Cetera Investment Advisers LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Sep 8, 2025 (35 d) |
| Joseph A Cobb | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Aug 4, 2025 |
| Samara Wald | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Nov 21, 2025 (109 d) |
| Gregory S Eastman | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 1, 2025 |
| Joseph Cupoli | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2025 | Aug 13, 2025 |
| Arthur Ernest Baird | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Aug 27, 2025 |
| Albert Maurice Judson | Cetera Investment Advisers LLC BD affiliated | Copper Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2025 | Jul 28, 2025 |
| Isaac Heard | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 6, 2025 |
| Devin Michael Mcgill | Cetera Investment Advisers LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Aug 8, 2025 |
| Rebecca Chartier | Cetera Investment Advisers LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jul 25, 2025 | Oct 14, 2025 (81 d) |
| Ben Emons | Cetera Investment Advisers LLC BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2025 | May 20, 2025 |
| Daniel David Mclaughlin | Cetera Investment Advisers LLC BD affiliated | Nutfield Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 22, 2025 | Aug 13, 2025 |
| Paul Cooper Harris | Cetera Investment Advisers LLC BD affiliated | Client 1st Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Oct 31, 2025 (102 d) |
| Alec Parker Heywood | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 21, 2025 | Oct 2, 2025 (73 d) |
| Mark Allen Scott | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Aug 25, 2025 (38 d) |
| Edward Tencza | Cetera Investment Advisers LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 17, 2025 | Aug 29, 2025 (43 d) |
| Xiao Qin Komischke | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2025 | Jan 26, 2026 (193 d) |
| Sarah Elizabeth Henley | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2025 | Jul 18, 2025 |
| Adnan Hamid Hussain | Cetera Investment Advisers LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 7, 2025 |
| Taylor Kishfy | Cetera Investment Advisers LLC BD affiliated | Viable independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 13, 2025 |
| Kenneth Buckner | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2025 | Feb 18, 2026 (224 d) |
| Christa Liane Rubenzer Schonscheck | Cetera Investment Advisers LLC BD affiliated | Choreo, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2025 | Jul 31, 2025 |
| Robert S Jeter | Cetera Investment Advisers LLC BD affiliated | Back Bay Financial Planning & Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2025 | Apr 30, 2025 |
| Matthew Richard Bouthillette | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 9, 2025 | Jul 7, 2025 |
| Surya Prakash Dubey | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jul 21, 2025 |
| Elizabeth Connor | Cetera Investment Advisers LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2025 | Jul 7, 2025 |
| Jakhongir Mirtalipov | Cetera Investment Advisers LLC BD affiliated | Dream Life Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 3, 2025 | Jul 16, 2025 |
| Aman Jagga | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Aug 11, 2025 (39 d) |
| Charles Daniel Hamilton | Cetera Investment Advisers LLC BD affiliated | Senior Financial Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2025 | Jun 10, 2025 |
| Mark Alan Stoltzfus | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jul 1, 2025 |
| Thomas Justin Galante | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 27, 2025 |
| Darren Mark Howcroft | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jul 17, 2025 |
| Richard Bryan Stone | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jul 7, 2025 |
| Jason Eric Bolduc | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 27, 2025 |
| James Patrick Furrow | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jun 26, 2025 |
| Brandon James Echeverria | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Jun 24, 2025 |
| Brennan Brown | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2025 | Jul 25, 2025 |
| Melinda A Woolsey | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Feb 12, 2026 (231 d) |
| Michael Scott Coe | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 26, 2025 |
| Lisa Marie Siemering | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 26, 2025 |
| Michael Fernandez | Cetera Investment Advisers LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2025 | Jul 24, 2025 |
| Meshal Waqar | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 26, 2025 |
| Robert Cardon Merrill | Cetera Investment Advisers LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 19, 2025 |
| Elijah Jorgenson | Cetera Investment Advisers LLC BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Nov 4, 2025 (134 d) |
| James Patrick Vellanti | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 20, 2025 | Jul 1, 2025 |
| Travis Garrett Carver | Cetera Investment Advisers LLC BD affiliated | Prospera Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jun 17, 2025 |
| Matthew Dallas | Cetera Investment Advisers LLC BD affiliated | Portfolio Guide state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 17, 2025 | Aug 12, 2025 (56 d) |
| Jamonica K Brown | Cetera Investment Advisers LLC BD affiliated | Natural Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2025 | Nov 6, 2025 (142 d) |
| Bryce Jordan Mondorff | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jul 2, 2025 |
| Jay Warren Peters | Cetera Investment Advisers LLC BD affiliated | Aech Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 12, 2025 | Jul 8, 2025 |
| Luke Anthony Singleton | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2025 | Jul 17, 2025 (37 d) |
| Marissa May Roh | Cetera Investment Advisers LLC BD affiliated | Foster Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | Aug 26, 2025 (77 d) |
| Peter Abbate | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 24, 2025 |