DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,022 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Jospeh Petracca | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 3, 2025 |
| Luke Jackson | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2025 | Oct 13, 2025 (220 d) |
| Kenneth Judson Fickling | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 4, 2025 |
| Graham William Jepsen | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Feb 26, 2025 |
| Marc Bernacchi | Cetera Investment Advisers LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Apr 30, 2025 (55 d) |
| Kyle Kaiser | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 4, 2025 |
| Mark Anthony Parks | Cetera Investment Advisers LLC BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Mar 4, 2025 | Jul 25, 2025 (143 d) |
| Matthew Ryan Howeth | Cetera Investment Advisers LLC BD affiliated | Retirement And Wealth At Alliant, LLC institutional | Other | Mar 4, 2025 | Mar 25, 2025 |
| Gavin M Cook | Cetera Investment Advisers LLC BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2025 | Jul 22, 2025 (140 d) |
| Connor Joseph Farley | Cetera Investment Advisers LLC BD affiliated | Cfg Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2025 | Mar 28, 2025 |
| Matthew Alan Ligman | Cetera Investment Advisers LLC BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2025 | Feb 27, 2025 |
| Jeffrey Weronick | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 17, 2025 |
| Theodore Gentry Stricker | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 3, 2025 |
| Jacob Irving Rosenberg | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 3, 2025 |
| Jack Isaac Strulowitz | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 3, 2025 |
| Lisa Schaefer | Cetera Investment Advisers LLC BD affiliated | Kfa Private Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Mar 23, 2025 |
| Aaron Michael Froehlich | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 28, 2025 | Feb 20, 2025 |
| Thomas John Harold | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 27, 2025 | Feb 11, 2025 |
| Amy Jill Kaufman | Cetera Investment Advisers LLC BD affiliated | Meeder Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2025 | Nov 28, 2025 (277 d) |
| Cheryl Lee Voss | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jun 6, 2025 (102 d) |
| Alexander Abel Stellema | Cetera Investment Advisers LLC BD affiliated | 1834 Investment Advisors Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2025 | Feb 26, 2025 |
| Bonnie Marie Blaylock | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 24, 2025 |
| Frank Richard Nickey | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 25, 2025 |
| Corey Preston Watson | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 24, 2025 |
| Najib Ali Khan | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 24, 2025 |
| Amber Combs Marois | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 24, 2025 |
| Whitney Jean Sigler | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 24, 2025 |
| Michael Lewis Vanderhoff | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Mar 3, 2025 |
| Joel E Marius | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Feb 20, 2025 |
| Joseph Robert Herron | Cetera Investment Advisers LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 21, 2025 |
| Guthrie Olaf Cook | Cetera Investment Advisers LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2025 | Feb 19, 2026 (366 d) |
| Matthew Tyler Simon | Cetera Investment Advisers LLC BD affiliated | Fortis Group Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2025 | Feb 14, 2025 |
| John Wyatt Brown | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Jan 1, 2026 (317 d) |
| Scott Aaron Gottlich | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Jun 1, 2026 (468 d) |
| Robert Anthony Egan | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Feb 10, 2025 |
| Christopher P Ersbo | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Nov 17, 2025 (279 d) |
| Joshua Richard Volgarino | Cetera Investment Advisers LLC BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2025 | Feb 10, 2025 |
| Makenna Ellerman | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 10, 2025 | Mar 10, 2025 |
| Stephen Craig Hall | Cetera Investment Advisers LLC BD affiliated | Sovereign Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 | Jun 2, 2025 (115 d) |
| Jonathan Mitchel Lipchin | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Feb 6, 2025 |
| Stephen Pomanti | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Feb 26, 2025 |
| Nathaniel Roberts | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Feb 10, 2025 |
| Rodney Keith Dooley | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Feb 5, 2025 |
| Rodney Keith Dooley | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Jan 31, 2025 |
| Emily Lady Welsh | Cetera Investment Advisers LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Aug 8, 2025 (183 d) |
| Tyler Robbins | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Feb 19, 2025 |
| John Patrick Ochsner | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Feb 3, 2025 |
| Samuel Martin Stenson | Cetera Investment Advisers LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | Jan 8, 2026 (338 d) |
| Todd Driscoll | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2025 | Feb 3, 2025 |
| Lorand Norbert Parenteau | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Jan 22, 2025 |
| Jeffrey Reed Smith | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 3, 2025 | Feb 11, 2025 |
| Tanner Lane Kennedy | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Feb 19, 2025 |
| Cooper W Wells | Cetera Investment Advisers LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Mar 16, 2026 (406 d) |
| Joseph Phillip Waltermann | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Feb 3, 2025 |
| Zachary Adam Craig | Cetera Investment Advisers LLC BD affiliated | Cwa Asset Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2025 | Feb 5, 2025 |
| Charles Patrick Buchana | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 31, 2025 |
| Herbert Strader Frazier | Cetera Investment Advisers LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Feb 27, 2025 |
| Jeremy John Mcarthur | Cetera Investment Advisers LLC BD affiliated | Retirement Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Feb 9, 2025 |
| Gunturi Durga Pradeep | Cetera Investment Advisers LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Mar 20, 2025 (49 d) |
| Travis Lee Zimmerman | Cetera Investment Advisers LLC BD affiliated | Tip Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 30, 2025 | Mar 4, 2025 (33 d) |