DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Reedy | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2022 | Nov 2, 2022 |
| Robert Francis Fezza | Cetera Investment Advisers LLC BD affiliated | Odyssey Personal Financial Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 28, 2022 | Sep 19, 2022 |
| Stephen Andrew Siders | Cetera Investment Advisers LLC BD affiliated | Odyssey Personal Financial Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 28, 2022 | Sep 19, 2022 |
| Anne Kathleen Simpson | Cetera Investment Advisers LLC BD affiliated | Odyssey Personal Financial Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 28, 2022 | Sep 19, 2022 |
| Taylor J Ehrman | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 5, 2022 |
| Roman Shlyakhetko | Cetera Investment Advisers LLC BD affiliated | Odyssey Personal Financial Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 28, 2022 | Nov 3, 2022 |
| Jeffrey Steven Seltzer | Cetera Investment Advisers LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Oct 19, 2022 |
| Jonathan Rife High | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2022 | Oct 26, 2022 |
| Adam Paul Canevazzi | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Jan 4, 2023 (71 d) |
| Kerrie Lynn Jensen Schwartz | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Jul 9, 2024 (623 d) |
| Jeffrey Lehocky | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Nov 16, 2023 (387 d) |
| Pieter Deran Tenbroek | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Oct 24, 2022 |
| Debra Gail Burnham | Cetera Investment Advisers LLC BD affiliated | Premier Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2022 | Aug 30, 2021 |
| Gregory Walter Rickens | Cetera Investment Advisers LLC BD affiliated | Premier Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2022 | Aug 30, 2021 |
| Lynda Reynoso Counts | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 19, 2022 | Oct 25, 2022 |
| Aimee Lynn Charrier | Cetera Investment Advisers LLC BD affiliated | Stokes Family Office LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2022 | Oct 31, 2022 |
| Gary B Hessert | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2022 | Oct 19, 2022 |
| Luis Felipe Castillo | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 14, 2022 | Oct 31, 2022 |
| Jay Martin Desimone | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Oct 5, 2022 |
| Corey T. Moody | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Feb 10, 2023 (121 d) |
| Clarence Edward Mcclain | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Dec 22, 2022 (71 d) |
| Nicholas Thomas Poulos | Cetera Investment Advisers LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Oct 3, 2022 |
| Jeffrey Scott Krall | Cetera Investment Advisers LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Oct 3, 2022 |
| Mateusz Kosiek | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2022 | Oct 11, 2023 (376 d) |
| Nicholas Joseph Fajack | Cetera Investment Advisers LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Sep 30, 2022 |
| Samuel Austin Christensen | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Nov 23, 2022 (54 d) |
| Tamara Maxine Kotaska | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 29, 2022 | Oct 4, 2022 |
| Trevor Max Brody | Cetera Investment Advisers LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 22, 2022 | Sep 19, 2022 |
| Craig C Gabel | Cetera Investment Advisers LLC BD affiliated | Onedigital institutional | Other | Sep 20, 2022 | Nov 15, 2022 (56 d) |
| Manuel Thompson | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2022 | Dec 8, 2022 (80 d) |
| Jay Sellami | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2022 | Oct 25, 2022 (39 d) |
| Donald Jeffrey Bentley | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Jan 5, 2024 (480 d) |
| Homer Allen Braden | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2022 | Sep 7, 2022 |
| Brandon Scott Donkersgoed | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Sep 7, 2022 |
| Rodney Marcus Scott | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 6, 2022 |
| Jennifer Elise Duensing | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Sep 2, 2022 |
| Tyler Weekley Toles | Cetera Investment Advisers LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Sep 30, 2022 |
| Natalie Yvonne Yaksick | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2022 | Aug 3, 2022 |
| Mason Chambers Ibert | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2022 | Aug 29, 2022 |
| Stephen Clark Vaughn | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 29, 2022 | Sep 22, 2022 |
| Jeffrey M Williams | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2022 | Nov 25, 2022 (92 d) |
| Donna Suzanne Mcphillips | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Sep 1, 2022 |
| Yanhua Xu | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Aug 29, 2022 |
| Deborah Lynn Ittner | Cetera Investment Advisers LLC BD affiliated | Ahlbeck Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 22, 2022 | Aug 30, 2022 |
| Destin Chase Johnson | Cetera Investment Advisers LLC BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2022 | Aug 29, 2022 |
| Benjamin Charles Carr | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 16, 2022 |
| Carter Barrett | Cetera Investment Advisers LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 18, 2022 | Sep 27, 2022 (40 d) |
| Eric John Lueptow | Cetera Investment Advisers LLC BD affiliated | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2022 | Aug 25, 2022 |
| Thomas L Laporta | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Joseph Russello | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Christopher Martino | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Patrick Hugh Burgdorf | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Alexander Russo | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Kambiz Saadat | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| William Joseph Murphy | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Jack Anthony Forlenza | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Keith Zuckerberg | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Jean Savino | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Thomas Joseph Polito | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Gregory Anthony Longo | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |