DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Global Portfolio Strategies, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael H BeaulieuGlobal Portfolio Strategies, Inc. otherCitizens Securities, Inc. BD affiliatedOtherJan 31, 2023Sep 19, 2024 (597 d)
John ChristoliniGlobal Portfolio Strategies, Inc. institutionalPgim Investments LLC asset managerOtherMar 30, 2022Aug 12, 2022 (135 d)
Vincenzo Franco DastoliGlobal Portfolio Strategies, Inc. institutionalEmpower Advisory Group, LLC BD affiliatedOtherOct 26, 2021Apr 27, 2022 (183 d)
Daniel J DionneGlobal Portfolio Strategies, Inc. institutionalCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 6, 2021Nov 1, 2024 (1122 d)
Naomi FeldottGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherOct 1, 2021Jun 2, 2019
Jason HicksGlobal Portfolio Strategies, Inc. institutionalMorgan Stanley wirehouseOtherJan 15, 2019Jan 24, 2019
Richard Michael GagneGlobal Portfolio Strategies, Inc. institutionalAmeriprise Financial Services, LLC national BDOtherDec 31, 2018Mar 30, 2021 (820 d)
Richard Alan ParrettGlobal Portfolio Strategies, Inc. institutionalEmpower Advisory Group, LLC otherOtherDec 31, 2018Sep 27, 2021 (1001 d)
Jennifer Kay WardleGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Peter J. MathesGlobal Portfolio Strategies, Inc. institutionalAmeriprise Financial Services, LLC national BDOtherDec 31, 2018Jul 2, 2020 (549 d)
Michael George OttingGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Eric Robert HuntingGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018Aug 2, 2019 (214 d)
Todd Joseph BurgessGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Daniel Allen BuchenauGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Jesse Richard DalsingGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Mark Benjamin KonrardyGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Gabriel David WardGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Colin James AllisonGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Jason Anthony SartoriGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Eric Matthew AmbergGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Spencer Craig SellGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Tammy Lee BeasleyGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Kyle LippoldGlobal Portfolio Strategies, Inc. otherAvantax Planning Partners, Inc. otherOtherOct 10, 2017Nov 10, 2017 (31 d)
Crissel LopezGlobal Portfolio Strategies, Inc. otherAdvice And Planning Services otherOtherAug 16, 2017Aug 29, 2017
Brittany L LoeffelholzGlobal Portfolio Strategies, Inc. otherLPL Financial LLC independent RIAOtherMar 21, 2017May 7, 2018 (412 d)
Kevin Michael DietzelGlobal Portfolio Strategies, Inc. otherSteele Capital Management, Inc. otherOtherMar 21, 2017Mar 20, 2017
Achu Tambi AkumGlobal Portfolio Strategies, Inc. otherUBS Financial Services Inc. wirehouseOtherJun 2, 2016Jul 24, 2017 (417 d)
George ZaharopoulosGlobal Portfolio Strategies, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 11, 2014Nov 3, 2014 (53 d)
Gavin Johnson DoyleGlobal Portfolio Strategies, Inc. otherLPL Financial LLC otherOtherJul 29, 2014May 28, 2015 (303 d)
Jill Spencer HoneycombGlobal Portfolio Strategies, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherOct 14, 2013Sep 10, 2015 (696 d)
Laura Ayn Kretzmer HancockGlobal Portfolio Strategies, Inc. otherMissionsquare Retirement otherOtherJan 9, 2013Jan 17, 2013
Stephen Albert LabateGlobal Portfolio Strategies, Inc. otherE*Trade Capital Management, LLC otherOtherMay 25, 2012May 24, 2013 (364 d)
Rhonda ThillGlobal Portfolio Strategies, Inc. otherAvantax Planning Partners, Inc. BD affiliatedOtherNov 21, 2011Aug 5, 2025 (5006 d)
Margaret Monica CzyzGlobal Portfolio Strategies, Inc. otherTd Ameritrade Investment Management, LLC otherOtherJul 29, 2011May 31, 2012 (307 d)
Glen Thomas FlanaghanGlobal Portfolio Strategies, Inc. otherVoya Financial Advisors, Inc. otherOtherJul 26, 2011Aug 22, 2011
Benjamin Lewis SwainGlobal Portfolio Strategies, Inc. otherEquitable Advisors, LLC national BDOtherJul 26, 2011Nov 29, 2011 (126 d)
Mark Lehman BobruffGlobal Portfolio Strategies, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherJul 26, 2011Sep 8, 2011 (44 d)
Robert Arthur GoodenoughGlobal Portfolio Strategies, Inc. otherVoya Financial Advisors, Inc. otherOtherJul 26, 2011Sep 23, 2011 (59 d)
Nicholas James CoppolaGlobal Portfolio Strategies, Inc. otherPrincipal Securities, Inc. otherOtherJul 19, 2011Feb 16, 2012 (212 d)
Nat NunnGlobal Portfolio Strategies, Inc. otherTd Ameritrade, Inc. no RAUMOtherJun 16, 2011Aug 31, 2011 (76 d)
Nicole HigginsGlobal Portfolio Strategies, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 16, 2011Oct 13, 2011 (119 d)
Eric Mathew KaletaGlobal Portfolio Strategies, Inc. otherLPL Financial LLC otherOtherJun 16, 2011Oct 3, 2011 (109 d)
Dena Lee PetersenGlobal Portfolio Strategies, Inc. otherLPL Financial LLC otherOtherJun 15, 2011Jan 18, 2012 (217 d)
Brian Scott McclearyGlobal Portfolio Strategies, Inc. otherCetera Investment Services LLC otherOtherNov 11, 2009Oct 14, 2011 (702 d)
Eric GibbsGlobal Portfolio Strategies, Inc. otherVoya Financial Partners, LLC otherOtherApr 9, 2009Apr 17, 2009
Allen George SawyerGlobal Portfolio Strategies, Inc. otherSantander Securities otherOtherFeb 10, 2009May 25, 2016 (2661 d)
Francis Egan DardisGlobal Portfolio Strategies, Inc. otherTd Ameritrade Investment Management, LLC otherOtherJan 27, 2009Aug 14, 2009 (199 d)
Heather Polly JohnsonGlobal Portfolio Strategies, Inc. otherAusdal Financial Partners, Inc. independent RIAOtherNov 18, 2008Sep 15, 2021 (4684 d)
David John JohnsonGlobal Portfolio Strategies, Inc. otherGradient Advisors, LLC otherOtherSep 11, 2008Mar 26, 2013 (1657 d)
Cole Leroy SchmelzerGlobal Portfolio Strategies, Inc. otherCuna Brokerage Services, Inc. otherOtherAug 28, 2008Feb 5, 2010 (526 d)
Christopher Edward MurthaGlobal Portfolio Strategies, Inc. otherLincoln Investment otherOtherSep 7, 2007Sep 27, 2007
Brian Wallace SchillingGlobal Portfolio Strategies, Inc. otherBerthel Fisher & Company Financial Services, Inc. otherOtherAug 3, 2007Feb 13, 2008 (194 d)
Michael W MontagGlobal Portfolio Strategies, Inc. otherChoreo, LLC otherOtherAug 2, 2007Aug 9, 2007
Cara Marie Richards-KickhamGlobal Portfolio Strategies, Inc. otherBanc Of America Investment Services, Inc. unclassifiedOtherMar 7, 2007Mar 7, 2007
Debra-Ann E GeboGlobal Portfolio Strategies, Inc. otherBanc Of America Investment Services, Inc. unclassifiedOtherJul 24, 2006Aug 24, 2006 (31 d)
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55 moves match.