DFX Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa Beth Greenwood | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Apr 2, 2020 |
| Marc Nicholas Scavo | Vanguard Advisers, Inc. BD affiliated | Bragg Financial Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2020 | Aug 17, 2020 (139 d) |
| Judea Tiffany Seward | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Apr 24, 2020 |
| Kevin Barr | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2020 | Mar 5, 2020 |
| Mena Ayad | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Apr 24, 2020 |
| Barry Hays Hays | Vanguard Advisers, Inc. BD affiliated | Dew Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2020 | May 22, 2020 (70 d) |
| Nicholas John Luitgaarden | Vanguard Advisers, Inc. BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2020 | Oct 8, 2020 (209 d) |
| Alexis Peterson | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2020 | Feb 14, 2022 (710 d) |
| Matthew C Hyres | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Feb 26, 2020 | Feb 24, 2022 (729 d) |
| Robert Anthony Curtis | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 | Jan 25, 2021 (334 d) |
| Keven Joe Johnson | Vanguard Advisers, Inc. BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Mar 27, 2020 (32 d) |
| Barrett J Brooks | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | May 31, 2021 (462 d) |
| Alixandria Ann Tucci | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2020 | Feb 24, 2020 |
| Steven Joseph Olds | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Apr 8, 2020 (44 d) |
| Jakob Hochberg | Vanguard Advisers, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Aug 10, 2020 (168 d) |
| Justin M Ghiglieri | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2020 | Jul 2, 2021 (497 d) |
| Daphne Antigoni Richards | Vanguard Advisers, Inc. BD affiliated | Sage Financial Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2020 | Sep 17, 2020 (210 d) |
| Jermile Batten Hayes | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2020 | Feb 19, 2020 |
| Joel Callagan | Vanguard Advisers, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2020 | Jul 1, 2021 (504 d) |
| Brandon Deckard | Vanguard Advisers, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2020 | Feb 10, 2020 |
| Zachary Lewer | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2020 | Feb 6, 2020 |
| Ray Cordoza Massey | Vanguard Advisers, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Mar 10, 2020 (34 d) |
| Javier Octavio Diaz Orihuela | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Mar 26, 2020 (50 d) |
| Matthew Ludwick | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Feb 9, 2021 (370 d) |
| Sidharth Chadha | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Sep 7, 2021 (580 d) |
| Sergio Daniel Rodriguez | Vanguard Advisers, Inc. BD affiliated | Cornerstone Advisors Asset Management, LLC other | Other | Feb 4, 2020 | Apr 28, 2020 (84 d) |
| Kelly Oliver Johnson | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2020 | Jan 21, 2020 |
| Michael Davis Espinosa | Vanguard Advisers, Inc. BD affiliated | Soltis Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2020 | May 20, 2020 (125 d) |
| Ramona Janina Maior | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2020 | Jan 23, 2020 |
| Robert A Nurse | Vanguard Advisers, Inc. BD affiliated | Hawsgoodwin Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2020 | Mar 23, 2020 (68 d) |
| Brandon Allen Deckert | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Dec 18, 2019 |
| Gilbert Arthur Gallahar | Vanguard Advisers, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2019 | Dec 11, 2019 |
| Justin M. Cardon | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Apr 14, 2020 (119 d) |
| Nicholas David Lager | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2019 | Jan 5, 2021 (385 d) |
| Katherine Schwartz | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2019 | Aug 18, 2021 (616 d) |
| Brian Wolfer | Vanguard Advisers, Inc. BD affiliated | Bdfs Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2019 | Nov 23, 2021 (725 d) |
| Robert J. Bednarek | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2019 | Aug 12, 2021 (624 d) |
| Lauren Comer | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2019 | Nov 16, 2021 (720 d) |
| Robert Banks Marion | Vanguard Advisers, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 25, 2019 | Dec 12, 2019 |
| Joseph Lynch | Vanguard Advisers, Inc. BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2019 | Jan 13, 2020 (52 d) |
| Samin Mozaffari-Nejad | Vanguard Advisers, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Aug 11, 2020 (263 d) |
| Charles Nathan Goings | Vanguard Advisers, Inc. BD affiliated | Ascendor Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2019 | Sep 28, 2020 (311 d) |
| Maxwell J Morgan | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2019 | Nov 21, 2019 |
| Lynn Suzanne Erskine | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2019 | Nov 11, 2019 |
| Marcel Michael Dumont | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2019 | Nov 20, 2019 |
| Brandon Mitchell Wyand | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2019 | Nov 18, 2019 |
| Cody Taylor | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2019 | Jul 29, 2020 (261 d) |
| Tarif Jamal Carson | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2019 | Oct 28, 2019 |
| Bojan Tuco | Vanguard Advisers, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2019 | Aug 13, 2020 (293 d) |
| James M Casanova | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 10, 2019 | Dec 18, 2019 (69 d) |
| Thatcher Rebich Taylor | Vanguard Advisers, Inc. BD affiliated | Propath Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 7, 2019 | Oct 16, 2019 |
| Richard Harrison | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2019 | Oct 9, 2019 |
| Joseph Weston Norton | Vanguard Advisers, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Jun 11, 2021 (623 d) |
| Steven Kirk Denton | Vanguard Advisers, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Nov 14, 2019 (48 d) |
| David Robert Sebring | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 27, 2019 | Feb 24, 2023 (1246 d) |
| Monessa N Duran | Vanguard Advisers, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2019 | Mar 12, 2020 (167 d) |
| Kyle Patrick Webster | Vanguard Advisers, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2019 | Mar 19, 2020 (174 d) |
| Chad Hardin | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Oct 15, 2019 |
| Danielle Rita Arlotta | Vanguard Advisers, Inc. BD affiliated | Brooklyn Plans LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 27, 2019 | Feb 11, 2022 (868 d) |
| Justin Rivera | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2019 | Jan 13, 2020 (115 d) |