DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Valmark Advisers, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Patrick CarlsonValmark Advisers, Inc. BD affiliatedNext Financial Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2019Jul 31, 2019
Jared Anthony GruszczynskiValmark Advisers, Inc. BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJun 27, 2019Oct 31, 2019 (126 d)
Daniel VanskiverValmark Advisers, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2019Jun 10, 2019
Gregory Scott CahillValmark Advisers, Inc. BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2019May 21, 2019
Thomas Ammon CookValmark Advisers, Inc. BD affiliatedCapacuity LLC otherOtherMay 3, 2019Feb 5, 2020 (278 d)
Eric Kurt HiteValmark Advisers, Inc. mixed wealthCrown Capital Securities, L.P. independent RIARIA to RIAMar 8, 2019Nov 19, 2019 (256 d)
Lisa Eileen DregneValmark Advisers, Inc. mixed wealthGlobal View Capital Management LLC independent RIARIA to RIAFeb 27, 2019Nov 4, 2020 (616 d)
Emily Jeanne GetchellValmark Advisers, Inc. mixed wealthFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 8, 2019Feb 28, 2019
Angel KelleyValmark Advisers, Inc. mixed wealthKey Investment Services LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 14, 2019Jan 14, 2019
Matthew Lindsay GroomeValmark Advisers, Inc. mixed wealthColton Groome Financial Advisors, LLC independent RIARIA to RIAAug 31, 2018Jan 21, 2010
Bryant Willis KirkValmark Advisers, Inc. mixed wealthCapacuity LLC no RAUMRIA to a newly registered adviserAug 28, 2018Aug 16, 2018
Peter Scott CahallValmark Advisers, Inc. mixed wealthCapacuity LLC no RAUMRIA to a newly registered adviserAug 28, 2018Aug 10, 2018
Jeffrey W StephensValmark Advisers, Inc. mixed wealthSdm Advisors, LLC no RAUMOtherAug 1, 2018Aug 22, 2014
Robert Courtney ClowerValmark Advisers, Inc. mixed wealthLPL Financial LLC independent RIARIA to RIAJul 17, 2018Aug 8, 2018
Charlie David PoolValmark Advisers, Inc. mixed wealthLPL Financial LLC independent RIARIA to RIAJul 17, 2018Jul 18, 2018
Philip Vincent GallagherValmark Advisers, Inc. mixed wealthLPL Financial LLC independent RIARIA to RIAJul 17, 2018Jul 18, 2018
Thomas John StephenValmark Advisers, Inc. mixed wealthGlenwood Investment Group, LLC otherOtherJun 29, 2018Aug 28, 2018 (60 d)
James Phillip QuinlanValmark Advisers, Inc. mixed wealthPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2018Sep 12, 2022 (1543 d)
Erin Marie Savage-WeaverValmark Advisers, Inc. mixed wealthKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 15, 2018Jul 9, 2018
Kenneth Floyd FoxValmark Advisers, Inc. mixed wealthLPL Financial LLC independent RIARIA to RIAApr 23, 2018May 24, 2018 (31 d)
Michael Martin FlahertyValmark Advisers, Inc. otherDavid Vaughan Investments, LLC independent RIAOtherFeb 16, 2018Feb 20, 2018
Samuel Paul ManessValmark Advisers, Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherFeb 12, 2018Feb 23, 2018
Scott E KellyValmark Advisers, Inc. otherKestra Advisory Services, LLC otherOtherFeb 7, 2018Feb 7, 2018
Russell G TiemanValmark Advisers, Inc. otherKestra Advisory Services, LLC otherOtherFeb 7, 2018Feb 7, 2018
Kenneth Jason DayValmark Advisers, Inc. otherW3 Wealth Advisors, LLC state registeredOtherJan 25, 2018Mar 31, 2017
Michael Thomas BerkemeierValmark Advisers, Inc. otherInnovia Wealth, LLC no RAUMOtherJan 24, 2018Jan 24, 2018
John Edward Vande GuchteValmark Advisers, Inc. otherInnovia Wealth, LLC no RAUMOtherJan 24, 2018Jan 23, 2018
David Michael NelsonValmark Advisers, Inc. otherColton Groome Financial Advisors, LLC independent RIAOtherDec 31, 2017Jan 3, 2018
Colin Svend LarsenValmark Advisers, Inc. otherColton Groome Financial Advisors, LLC independent RIAOtherDec 31, 2017Jun 14, 2007
Orville John IgharasValmark Advisers, Inc. otherColton Groome Financial Advisors, LLC independent RIAOtherDec 31, 2017Jan 1, 2018
Naomi Ann KowalikValmark Advisers, Inc. otherQuestar Asset Management, Inc. otherOtherJul 19, 2017Jul 24, 2017
Jason Jon LukzValmark Advisers, Inc. otherW3 Wealth Advisors, LLC state registeredOtherApr 12, 2017Feb 4, 2015
Kimberly Ann Dunn-McgrathValmark Advisers, Inc. otherPnc Wealth Management BD affiliatedOtherJan 6, 2017Mar 12, 2018 (430 d)
Eric DonnerValmark Advisers, Inc. otherRwa Advisors independent RIAOtherDec 31, 2016Aug 2, 2011
Julie L TaylorValmark Advisers, Inc. otherWells Fargo Advisors wirehouseOtherDec 31, 2016Aug 8, 2017 (220 d)
Ali Abbas NasserValmark Advisers, Inc. otherAltruvista LLC otherOtherDec 31, 2016Sep 21, 2010
Joseph Anthony JiovenettaValmark Advisers, Inc. otherMorgan Stanley wirehouseOtherNov 15, 2016Nov 10, 2016
Chad RoopeValmark Advisers, Inc. otherStratos Investment Management, LLC no RAUMOtherAug 24, 2016Aug 25, 2016
Luann Marie SpaetheValmark Advisers, Inc. otherKey Investment Services LLC otherOtherAug 2, 2016Sep 1, 2016
Robert E LeeValmark Advisers, Inc. otherGradient Wealth Management otherOtherJun 23, 2016Jul 13, 2016
Fady Youssef ChaccourValmark Advisers, Inc. otherRiver Financial Group unclassifiedOtherJan 29, 2016Jun 17, 2003
Dean Douglas KohmannValmark Advisers, Inc. otherKohmann Bosshard Financial Services, LLC. otherOtherJan 4, 2016Jul 20, 2015
Michael Christopher RedheadValmark Advisers, Inc. otherSequoia Financial Group, L.L.C. otherOtherDec 17, 2015Jun 30, 2009
Michael Anthony ChisnellValmark Advisers, Inc. otherSequoia Financial Group, L.L.C. otherOtherDec 17, 2015Nov 12, 2010
Nancy MichelettiValmark Advisers, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 2, 2015Dec 4, 2015
Ravi DavisValmark Advisers, Inc. otherAdvanced Practice Advisors, LLC otherOtherMar 13, 2015Mar 6, 2015
Pamela Sue GhezziValmark Advisers, Inc. otherSequoia Financial Group, L.L.C. otherOtherMar 2, 2015Nov 7, 2011
Sarah Troyer JohnstonValmark Advisers, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 13, 2015Feb 12, 2015
David Roland NabityValmark Advisers, Inc. otherNabity Business Advisors unclassifiedOtherDec 15, 2014Apr 3, 2015 (109 d)
Justin David NabityValmark Advisers, Inc. otherPhysicians Thrive Investment Advisors, LLC unclassifiedOtherDec 15, 2014Jan 6, 2015
Jeffery William BirdValmark Advisers, Inc. otherM Holdings Securities, Inc. otherOtherAug 4, 2014Aug 4, 2014
Ryan F WetzelValmark Advisers, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 3, 2014Aug 11, 2014 (39 d)
John Paul FriarValmark Advisers, Inc. otherPark Capital Management, LLC independent RIAOtherMay 23, 2014Sep 23, 2014 (123 d)
Cynthia Marie CiccottiValmark Advisers, Inc. otherKey Investment Services LLC otherOtherApr 23, 2014Jul 29, 2014 (97 d)
Jennifer Sue RamseyValmark Advisers, Inc. otherPnc Wealth Management otherOtherApr 10, 2014Apr 15, 2014
Kathleen Graham MarteneyValmark Advisers, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherJan 6, 2014Jan 16, 2014
David Paul KocsisValmark Advisers, Inc. otherPrivate Advisor Group, LLC otherOtherNov 19, 2013Nov 20, 2013
Steven Patrick CarlsonValmark Advisers, Inc. otherProsperity Capital Advisors otherOtherMay 2, 2013Nov 5, 2013 (187 d)
Robert Scott RubinValmark Advisers, Inc. otherRwa Advisors mixed wealthOtherDec 4, 2012Dec 23, 2025 (4767 d)
Edward Tirrell ArmstrongValmark Advisers, Inc. otherConcourse Financial Group Advisors otherOtherDec 4, 2012Dec 11, 2012
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170 moves match.