DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Columbia Management Investment Advisers, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Henry Mccomb WinchesterColumbia Management Investment Advisers, LLC asset managerNatixis Advisors, LLC BD affiliatedOtherJul 24, 2026Jul 1, 2026
Abigail Joyce BuffingtonColumbia Management Investment Advisers, LLC asset managerNuveen Asset Management, LLC mixed wealthOtherJun 16, 2026Jun 24, 2026
Chase StrattonColumbia Management Investment Advisers, LLC asset managerBreckinridge Capital Advisors Inc independent RIAOtherJun 10, 2026Jul 22, 2026 (42 d)
Rachel RabinColumbia Management Investment Advisers, LLC asset managerAmeriprise Financial Services, LLC national BDOtherMay 27, 2026Sep 15, 2026 (111 d)
Matthew SteigerColumbia Management Investment Advisers, LLC asset managerDakota Wealth, LLC independent RIAOtherMar 13, 2026Apr 7, 2026
Brian GuenardColumbia Management Investment Advisers, LLC asset managerCommonwealth Financial Network national BDOtherFeb 24, 2026Mar 16, 2026
Nicole Rene VanceColumbia Management Investment Advisers, LLC asset managerNorthern Trust Investments, Incorporated asset managerOtherNov 3, 2025Nov 14, 2025
James Phillip SluisColumbia Management Investment Advisers, LLC asset managerAdvisors Asset Management, Inc. mixed wealthOtherSep 26, 2025Sep 30, 2025
William Charles WesnofskeColumbia Management Investment Advisers, LLC asset managerCapital Client Group, Inc. no RAUMOtherSep 23, 2025Aug 17, 2026 (328 d)
Christopher Sean KerwinColumbia Management Investment Advisers, LLC asset managerPgim Investments LLC asset managerOtherSep 5, 2025Sep 16, 2025
Matthew GrantColumbia Management Investment Advisers, LLC asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 26, 2025Sep 2, 2025
Luke Di IorioColumbia Management Investment Advisers, LLC asset managerUBS Financial Services Inc. wirehouseOtherAug 25, 2025Oct 1, 2025 (37 d)
Ryan Matthew MccarthyColumbia Management Investment Advisers, LLC asset managerBny Mellon Securities Corporation otherOtherJul 9, 2025Jan 2, 2026 (177 d)
Harry James SeymourColumbia Management Investment Advisers, LLC asset managerAlliancebernstein L.P. asset managerOtherJun 27, 2025Jun 5, 2025
James Joseph KissaneColumbia Management Investment Advisers, LLC asset managerTouchstone Advisors Inc asset managerOtherJun 26, 2025Jul 11, 2025
Samuel Garret ReillyColumbia Management Investment Advisers, LLC asset managerVoya Investment Management Co. LLC asset managerOtherMay 26, 2025May 20, 2025
Christopher Robert CallahanColumbia Management Investment Advisers, LLC asset managerMfs Institutional Advisors Inc. otherOtherMay 23, 2025Jul 3, 2025 (41 d)
Marc WestburgColumbia Management Investment Advisers, LLC asset managerPacer Advisors, Inc. asset managerOtherMay 23, 2025Jun 6, 2025
Cole Alan BoehmerColumbia Management Investment Advisers, LLC asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 25, 2025May 19, 2025
Jack OsheaColumbia Management Investment Advisers, LLC asset managerVoya Investment Management Co. LLC asset managerOtherApr 25, 2025Mar 10, 2026 (319 d)
Scott James BradyColumbia Management Investment Advisers, LLC asset managerVoya Investment Management Co. LLC asset managerOtherApr 14, 2025Oct 14, 2025 (183 d)
Brendon Slater CanavanColumbia Management Investment Advisers, LLC asset managerStifel, Nicolaus & Company, Incorporated national BDOtherMar 13, 2025Mar 17, 2025
Brook Thomas ConleyColumbia Management Investment Advisers, LLC asset managerVoya Investment Management Co. LLC asset managerOtherMar 7, 2025Mar 3, 2025
Bradford CadiganColumbia Management Investment Advisers, LLC asset managerDiversified Financial Management independent RIAOtherFeb 28, 2025Mar 25, 2025
Isaiah NelsenColumbia Management Investment Advisers, LLC asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 11, 2024Dec 18, 2024
Jason P ZubielColumbia Management Investment Advisers, LLC asset managerDimensional Fund Advisors LP asset managerOtherNov 2, 2024Sep 18, 2025 (320 d)
Connor DiamondColumbia Management Investment Advisers, LLC asset managerJohn Hancock Investment Management LLC asset managerOtherOct 21, 2024Jan 17, 2025 (88 d)
Sean CarrollColumbia Management Investment Advisers, LLC asset managerOne Charles Private Wealth independent RIAOtherOct 18, 2024Oct 29, 2024
Conor RuckertColumbia Management Investment Advisers, LLC asset managerT. Rowe Price Associates, Inc. asset managerOtherOct 13, 2024Jan 15, 2025 (94 d)
Connor LongColumbia Management Investment Advisers, LLC asset managerFirst Trust Advisors LP asset managerOtherOct 11, 2024Apr 8, 2025 (179 d)
Lauren Mary ByrneColumbia Management Investment Advisers, LLC asset managerMfs Institutional Advisors Inc. otherOtherJul 31, 2024Sep 6, 2024 (37 d)
William WolfeColumbia Management Investment Advisers, LLC asset managerMorgan Stanley wirehouseOtherMay 29, 2024Jul 17, 2024 (49 d)
Averey C MackinColumbia Management Investment Advisers, LLC asset managerMorgan Stanley wirehouseOtherMay 5, 2024Aug 30, 2024 (117 d)
Ann EilanderColumbia Management Investment Advisers, LLC asset managerBny Mellon Securities Corporation otherOtherApr 30, 2024May 10, 2024
Anders J. HudsonColumbia Management Investment Advisers, LLC asset managerRaymond James & Associates, Inc. national BDOtherApr 22, 2024May 24, 2024 (32 d)
David Liam Parker EmersonColumbia Management Investment Advisers, LLC asset managerJohn Hancock Investment Management LLC asset managerOtherApr 17, 2024Aug 26, 2025 (496 d)
Ian Michael O'SheaColumbia Management Investment Advisers, LLC asset managerScherer Financial Advisory Services, LLC independent RIAOtherApr 7, 2024Apr 10, 2024
Brandon Charles GarneauColumbia Management Investment Advisers, LLC asset managerSensible Financial Planning And Management, LLC independent RIAOtherFeb 4, 2024Feb 7, 2024
Jason Kenneth MartoneColumbia Management Investment Advisers, LLC asset managerMerit Financial Advisors independent RIAOtherJan 7, 2024Jan 2, 2025 (361 d)
Peter Mc Donald OliphantColumbia Management Investment Advisers, LLC asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherJan 7, 2024Aug 15, 2024 (221 d)
Daniel Patrick HaskinsColumbia Management Investment Advisers, LLC asset managerNuveen Asset Management, LLC mixed wealthOtherJan 7, 2024Mar 19, 2024 (72 d)
Christopher HelmsColumbia Management Investment Advisers, LLC asset managerCetera Investment Advisers LLC BD affiliatedOtherJan 7, 2024Jun 25, 2024 (170 d)
Franco Giovanni AgapitoColumbia Management Investment Advisers, LLC asset managerWilliams Jones Wealth Management, LLC independent RIAOtherJan 6, 2024Oct 7, 2025 (640 d)
Morgan CampbellColumbia Management Investment Advisers, LLC asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 14, 2023Feb 22, 2024 (131 d)
Jared Robert CullivanColumbia Management Investment Advisers, LLC asset managerCrossmark Global Investments, Inc. mixed wealthOtherOct 5, 2023Oct 25, 2023
Alexander Preston JamiesonColumbia Management Investment Advisers, LLC asset managerJohn Hancock Investment Management LLC asset managerOtherApr 27, 2023May 10, 2023
James Anthony GuarciarielloColumbia Management Investment Advisers, LLC asset managerPacer Advisors, Inc. asset managerOtherMar 27, 2023Apr 11, 2023
William George KeeganColumbia Management Investment Advisers, LLC asset managerCreative Investment Group independent RIAOtherMar 27, 2023Sep 26, 2025 (914 d)
James Thomas FerrisColumbia Management Investment Advisers, LLC asset managerLPL Financial LLC independent RIAOtherFeb 24, 2023Mar 1, 2023
Kyle ToulouseColumbia Management Investment Advisers, LLC asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherDec 5, 2022Dec 12, 2022
Zachary ThebeauColumbia Management Investment Advisers, LLC asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 21, 2022Dec 21, 2022
Kyle Robert SignorColumbia Management Investment Advisers, LLC asset managerPayden & Rygel otherOtherSep 5, 2022Sep 29, 2022
Brendon SmithColumbia Management Investment Advisers, LLC asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherAug 31, 2022Sep 25, 2022
Mark Christopher GuenardColumbia Management Investment Advisers, LLC asset managerLincoln Douglas Investments, LLC no RAUMOtherJun 23, 2022Jul 25, 2022 (32 d)
Brett Kelley BarrettColumbia Management Investment Advisers, LLC asset managerMorgan Stanley wirehouseOtherJun 23, 2022Jul 7, 2022
Johnathon TangColumbia Management Investment Advisers, LLC asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherJun 23, 2022Aug 24, 2022 (62 d)
Christian Peter MccormickColumbia Management Investment Advisers, LLC asset managerBny Mellon Securities Corporation BD affiliatedOtherJun 8, 2022Sep 12, 2022 (96 d)
Jared FongColumbia Management Investment Advisers, LLC asset managerWells Fargo Advisors wirehouseOtherJun 7, 2022Sep 13, 2022 (98 d)
William Michael BeardsleyColumbia Management Investment Advisers, LLC asset managerNuveen Asset Management, LLC otherOtherJun 6, 2022Jul 13, 2022 (37 d)
Patrick Henry John DoranColumbia Management Investment Advisers, LLC asset managerFisher Investments independent RIAOtherMay 12, 2022May 18, 2022
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214 moves match.