DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from J.P. Morgan Private Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Nilson Ralston | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2023 | Feb 1, 2024 (168 d) |
| Micah Jon Miller | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2023 | Aug 18, 2023 |
| Raul Dfener Nazario Gonzales | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Aug 14, 2024 (380 d) |
| Tara Brooke Grossman | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2023 | Aug 18, 2023 |
| Jennifer Joy Maneatis | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Aug 3, 2023 |
| Brent Nicholas Kuhne | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2023 | Aug 3, 2023 |
| Danny Koh | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2023 | Jul 20, 2023 |
| Edmond Magdi Sayegh | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2023 | Jul 7, 2023 |
| Eugene Henry Martino | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2023 | Jul 7, 2023 |
| Mary Elizabeth Johnson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2023 | Jul 5, 2023 |
| Jenna Celina Trolson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2023 | Jun 30, 2023 |
| Katayoun Attaii | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2023 | Jul 10, 2024 (370 d) |
| Christopher Merrifield | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Flagstar Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2023 | Jun 27, 2023 |
| Elizabeth Anne Palomeque | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jun 16, 2023 |
| Kristin Kaye Nicholson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jun 16, 2023 |
| Christopher David Giuliani | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2023 | Nov 1, 2024 (490 d) |
| Mark Williams Alibrandi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2023 | Jun 22, 2023 |
| John Dominick Froley | J.P. Morgan Private Wealth Advisors LLC BD affiliated | New Edge Wealth BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 22, 2023 |
| Stephen Alibrandi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2023 | Jun 23, 2023 |
| Joseph Frederick Alibrandi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2023 | Jun 22, 2023 |
| Patricia Cauchi Casentini | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2023 | Jun 30, 2023 |
| Frederick Marcel Przekop | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2023 | Jun 21, 2023 |
| Michael Timothy Brodnik | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2023 | Jun 23, 2023 |
| Karla Noemi Lynn | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2023 | Jun 21, 2023 |
| Mary Watson Hayes | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 16, 2023 |
| Jonathan Michael Mazzeo | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 16, 2023 |
| Leah Marie D'Agostino | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 16, 2023 |
| Lisa Marie Kitchin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 16, 2023 |
| Sierra Isabel Zora Macken | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 16, 2023 |
| Benjamin Ryan Orem | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Aug 5, 2024 (406 d) |
| Ian A Lovegrove | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | May 14, 2024 (327 d) |
| Karli Vazquez-Mendez | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Flagstar Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Jan 22, 2025 (580 d) |
| Randall Vance Van Meter | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Feb 24, 2025 (613 d) |
| Daniel Thomas Henneghan | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Nov 8, 2023 (139 d) |
| Charles Mitchel Guittari | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2023 | Jul 18, 2023 |
| Brian Joseph Scherman | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | May 22, 2025 (701 d) |
| Lauren A Ehrhardt | J.P. Morgan Private Wealth Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Nov 27, 2023 (159 d) |
| Byron Ely Valles | J.P. Morgan Private Wealth Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jul 13, 2023 |
| Diane K Kohler | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jun 9, 2023 |
| William Dinneny | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 20, 2023 | Jul 5, 2023 |
| Jeanmarie Macari Labonte | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | May 13, 2026 (1062 d) |
| William Evarts Benjamin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 29, 2023 |
| Arthur Nicholas Karabelas | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2023 | Jun 7, 2023 |
| Jeffrey Marc Sherman | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2023 | Jun 6, 2023 |
| Okita Sevi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2023 | Jun 6, 2023 |
| Christina Camuzzi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2023 | Jun 6, 2023 |
| Garry Charles Pace | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2023 | Jun 5, 2023 |
| Scott Matthew Grenert | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 2, 2023 |
| Kevin Henry Macintyre | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 2, 2023 |
| Joshua Lee Pace | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2023 | Jun 5, 2023 |
| Ethel Lopez | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2023 | Jun 5, 2023 |
| Jeffrey Steven Gomer | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 13, 2023 |
| Hana Kurtz Ferrari | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2023 | Jun 16, 2023 |
| Robert Agostino Rovetti | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2023 | Jun 30, 2023 |
| Michael Alan Strassmann | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Seasons Of Advice Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2023 | Jun 5, 2023 |
| Adam Breckenridge Beard | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 11, 2023 |
| Gregg Hobart Palmer | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 26, 2023 | May 25, 2023 |
| Jeremy David Wenner | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 11, 2023 |
| Marena Mary Tufenkjian | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | May 23, 2023 |
| Sanhita Bhattacharya | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 16, 2023 |
442 moves match.