DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wells Fargo Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Alan Campbell | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2025 | Jan 16, 2025 |
| Willam Scott Campbell | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2025 | Jan 16, 2025 |
| David Mchenry | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jan 9, 2025 | Jan 7, 2025 |
| Vanja Vermezovic | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 26, 2024 | Jan 2, 2025 |
| Stephanie Priscilla Bonillo | Wells Fargo Advisors wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2024 | Jan 14, 2025 |
| Leah Autumn Clancy | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 18, 2024 | Apr 8, 2026 (476 d) |
| Brian Wesley Sullivan | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 9, 2024 |
| Matthew Cotton | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 3, 2024 |
| Mitchell Patzer | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 3, 2024 |
| Edward Lee Patzer | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 6, 2024 |
| Robert Anthony Alft | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Dec 16, 2024 | Dec 6, 2024 |
| Edward N Van Houten Dello Russo | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Dec 3, 2024 | Dec 2, 2024 |
| Robert Bryan Hayes | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2024 | Nov 12, 2024 |
| Paul Laurence Norman | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2024 | Nov 11, 2024 |
| Lisa Marie Derig | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2024 | Nov 11, 2024 |
| Bart Leach | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2024 | Nov 11, 2024 |
| Michael Christian Billings | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2024 | Nov 11, 2024 |
| Nicholas G Giamarino | Wells Fargo Advisors wirehouse | Hennion & Walsh Asset Management, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2024 | Apr 25, 2025 (172 d) |
| Kevin Lozier | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 31, 2024 | Oct 28, 2024 |
| Jeffrey Swartzentruber | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Oct 30, 2024 | Oct 30, 2024 |
| Logan Perry Swartzentruber | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Oct 30, 2024 | Oct 25, 2024 |
| Cody Huth | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Oct 30, 2024 | Oct 25, 2024 |
| Lysa Garcia | Wells Fargo Advisors wirehouse | Commonwealth Financial Network national BD | Wirehouse to affiliated broker-dealer or bank | Oct 29, 2024 | Jul 23, 2025 (267 d) |
| Andres Cordero | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Oct 24, 2024 | Nov 21, 2024 |
| Robert Weis | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Oct 3, 2024 | Sep 13, 2024 |
| Arthur Craigg Mcrae | Wells Fargo Advisors wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 3, 2024 | Jan 6, 2025 (95 d) |
| Corbyn Lucas Hightower | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2024 | Jan 1, 2026 (458 d) |
| Richard Garrett | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 27, 2024 | Oct 1, 2024 |
| David Michael Gerasin | Wells Fargo Advisors wirehouse | Steele Street Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 27, 2024 | Sep 24, 2024 |
| Louise Ozolins | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 24, 2024 | Sep 13, 2024 |
| Richard Stanfel | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 24, 2024 | Sep 13, 2024 |
| Anastasia Olegovna Tashlitsky | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 24, 2024 | Sep 13, 2024 |
| Lucas Weis | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 24, 2024 | Sep 13, 2024 |
| James Lewy | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2024 | Sep 16, 2024 |
| James Francis Angiuli | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2024 | Sep 16, 2024 |
| Ryan Begley | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 20, 2024 | Sep 13, 2024 |
| Elizabeth Summers | Wells Fargo Advisors wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Sep 18, 2024 | May 23, 2025 (247 d) |
| Casey Stevenson | Wells Fargo Advisors wirehouse | Axim Planning & Wealth independent RIA | Wirehouse to independent RIA | Sep 16, 2024 | Sep 3, 2024 |
| Leonard Charles Loesch | Wells Fargo Advisors wirehouse | Beneficial Investment Advisory state registered | Wirehouse to a state-registered adviser | Sep 6, 2024 | May 15, 2025 (251 d) |
| Travis Austin Dykstra | Wells Fargo Advisors wirehouse | Hahn Financial Group independent RIA | Wirehouse to independent RIA | Sep 6, 2024 | Sep 3, 2024 |
| Courtney Nicole Phelps | Wells Fargo Advisors wirehouse | Pnc Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 5, 2024 | Aug 21, 2024 |
| Brian Carl Mcknight | Wells Fargo Advisors wirehouse | Parr Mcknight Wealth Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 3, 2024 | Aug 12, 2024 |
| Anthony Jason Parr | Wells Fargo Advisors wirehouse | Parr Mcknight Wealth Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 30, 2024 | Aug 12, 2024 |
| Shane Alou Lyday | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2024 | Sep 24, 2024 |
| Sandra Ann Pruett | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2024 | Oct 21, 2024 (54 d) |
| John Christian Bull | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Aug 28, 2024 | Sep 17, 2024 |
| Mindy Marie Prow | Wells Fargo Advisors wirehouse | Parr Mcknight Wealth Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 23, 2024 | Aug 12, 2024 |
| Patricia Lynn Kavanagh | Wells Fargo Advisors wirehouse | Parr Mcknight Wealth Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 23, 2024 | Aug 13, 2024 |
| Nelson Thomas Moen | Wells Fargo Advisors wirehouse | Parr Mcknight Wealth Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 23, 2024 | Aug 14, 2024 |
| Joe Enzler | Wells Fargo Advisors wirehouse | Parr Mcknight Wealth Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 23, 2024 | Aug 14, 2024 |
| Emily Ann Noyes | Wells Fargo Advisors wirehouse | Parr Mcknight Wealth Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 22, 2024 | Aug 12, 2024 |
| Emily Dolan | Wells Fargo Advisors wirehouse | Parr Mcknight Wealth Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 21, 2024 | Aug 12, 2024 |
| John Stewart Rudi | Wells Fargo Advisors wirehouse | Parr Mcknight Wealth Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 16, 2024 | Aug 12, 2024 |
| Chad Grover Gildig | Wells Fargo Advisors wirehouse | Independent Financial Partners BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2024 | Jul 16, 2024 |
| Christina Mcconnell | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2024 | Aug 8, 2024 |
| Mara Otley | Wells Fargo Advisors wirehouse | Independent Financial Partners BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2024 | Jul 16, 2024 |
| Karen Barnes | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 14, 2024 | Aug 2, 2024 |
| Jerathen Levon Tillman | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2024 | Aug 8, 2024 |
| Laura Long | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2024 | Aug 8, 2024 |
| Frank Lusebrink | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 14, 2024 | Aug 2, 2024 |
2,102 moves match.