DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Managed Account Solutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Whitney Beth Mclaughlin | Pnc Managed Account Solutions, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2021 | Apr 5, 2021 |
| Robert Edwin Heller | Pnc Managed Account Solutions, Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Mar 29, 2021 | Apr 21, 2021 |
| Andrey Movsesyan | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2021 | Mar 23, 2021 |
| David Andrew Earl | Pnc Managed Account Solutions, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2021 | Apr 1, 2021 |
| Robert L Conaway | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2021 | Apr 5, 2021 (32 d) |
| Waleed Hassan Khan | Pnc Managed Account Solutions, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2021 | Feb 25, 2021 |
| Timothy Mangus | Pnc Managed Account Solutions, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2021 | Feb 22, 2021 |
| Iris Marcovich | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2021 | Jan 22, 2021 |
| Alejandro Garcia Du Solier | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2021 | Jan 21, 2021 |
| Alvaro Munoz | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2021 | Jan 11, 2021 |
| Armando Pastrana Navarro | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2021 | Jan 11, 2021 |
| Jeremy Vaughn Mitchell | Pnc Managed Account Solutions, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Jan 28, 2021 |
| Latricia Peck | Pnc Managed Account Solutions, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2020 | Dec 23, 2020 |
| Alberto Valdes | Pnc Managed Account Solutions, Inc. BD affiliated | Alterna Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2020 | Feb 25, 2021 (73 d) |
| Francisco Manuel Llano | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2020 | Dec 7, 2020 |
| Roberto C. Guiot | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2020 | Dec 7, 2020 |
| Jose Miguel Mondragon | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2020 | Dec 7, 2020 |
| Tattiana Quiros Vargas | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2020 | Dec 7, 2020 |
| Harlen Reyes Sandoval | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2020 | Dec 7, 2020 |
| Rodrigo Gonzalez | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2020 | Dec 7, 2020 |
| Jacob Sickler | Pnc Managed Account Solutions, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Dec 3, 2021 (374 d) |
| Richard Coronel | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2020 | Nov 19, 2020 |
| Dawon Coleman | Pnc Managed Account Solutions, Inc. BD affiliated | Fbl Wealth Management, LLC no RAUM | Other | Nov 16, 2020 | Nov 23, 2020 |
| Reid E. Fields | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2020 | Oct 30, 2020 |
| Amy Loyd Cook | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2020 | Nov 2, 2020 |
| Hannah Wanous Hensley | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2020 | Oct 30, 2020 |
| Joseph Robert Prokop | Pnc Managed Account Solutions, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 23, 2020 | Oct 23, 2020 |
| Abraham Barrera | Pnc Managed Account Solutions, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2020 | Oct 23, 2020 |
| Jennifer Alice Harris | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2020 | Sep 23, 2020 |
| Alessandro Ugge | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2020 | Sep 11, 2020 |
| Michael Joseph Kane | Pnc Managed Account Solutions, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Aug 21, 2020 |
| Stephanie Clements Jones | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2020 | Aug 17, 2020 |
| Kimberly Frances Myers | Pnc Managed Account Solutions, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Sep 2, 2020 (33 d) |
| Sasha Kene Thompson | Pnc Managed Account Solutions, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Jul 31, 2020 |
| Peter Joseph Smegielski | Pnc Managed Account Solutions, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2020 | Jul 8, 2020 |
| Pedro Sergio Chavez | Pnc Managed Account Solutions, Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2020 | Jun 9, 2020 |
| Joseph Anthony Barbour | Pnc Managed Account Solutions, Inc. BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2020 | Oct 8, 2020 (133 d) |
| Jason Michael Kriz | Pnc Managed Account Solutions, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2020 | May 6, 2020 |
| Matthew Sayah Taheri | Pnc Managed Account Solutions, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2020 | Jun 3, 2020 |
| Linzy Swink | Pnc Managed Account Solutions, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2020 | Oct 15, 2020 (192 d) |
| Angela Marie Sanders | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Mar 23, 2020 |
| Milton Wade Arnold | Pnc Managed Account Solutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2020 | Mar 20, 2020 |
| Gordon Marshall Buskirk | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2020 | Apr 9, 2020 (35 d) |
| Kimberly E Caldwell | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2020 | Mar 26, 2020 (34 d) |
| Ryan Martin | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2020 | Jan 27, 2020 |
| Teresa L. Turner | Pnc Managed Account Solutions, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jan 10, 2020 |
| Michael Claude Marshall | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2019 | Dec 23, 2019 |
| Krista De Lois Gibson | Pnc Managed Account Solutions, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Nov 12, 2019 |
| Antonio Almaraz | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Oct 23, 2019 |
| Joseph F. Devorak | Pnc Managed Account Solutions, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2019 | Oct 15, 2019 |
| Luis Felipe Castillo | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Mar 30, 2021 (543 d) |
| Jennifer Aguirre | Pnc Managed Account Solutions, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Sep 30, 2019 |
| Katherine Navarro Martin | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 4, 2019 | Sep 6, 2019 |
| Benjamin M. Calvert | Pnc Managed Account Solutions, Inc. BD affiliated | Synovus Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Aug 30, 2019 |
| Renae Watkins | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 27, 2019 | Sep 17, 2019 |
| William Joseph Cummings | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2019 | Aug 23, 2019 |
| Barbara Buzan Beck | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2019 | Aug 23, 2019 |
| Coleman Frederick Richards | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2019 | Aug 23, 2019 |
| Michael Corey Katz | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2019 | Aug 5, 2019 |
| Abraham Eli Marquez | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2019 | Jul 29, 2019 |
471 moves match.