DFX Intelligence
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| London J Cook | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 23, 2021 |
| Brian David Hosan | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 16, 2021 |
| Gary George Hughes | Securities America Advisors, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2021 | Dec 2, 2019 |
| Paul Kenneth Isaac | Securities America Advisors, Inc. BD affiliated | Paramount Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2021 | Aug 23, 2021 |
| Ty Matthew Miller | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Sep 8, 2021 |
| Lucas Robert Amell | Securities America Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2021 | Sep 16, 2021 |
| Adelia C Chung | Securities America Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Aug 13, 2021 |
| Daneen Evana Gimson | Securities America Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2021 | Aug 27, 2021 |
| Bryan H Nakamoto | Securities America Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Aug 13, 2021 |
| Barton Jay Steindler | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Jul 22, 2021 |
| Josalyn Lexus Mosby | Securities America Advisors, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2021 | May 16, 2024 (1011 d) |
| Eric Allen Beadle | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 11, 2021 |
| Paul Joseph Krause | Securities America Advisors, Inc. BD affiliated | Brecek & Young Advisors, Inc. other | Other | Aug 6, 2021 | Feb 25, 2009 |
| Todd Matthew Wangler | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 9, 2021 |
| Richard A Yemm | Securities America Advisors, Inc. BD affiliated | Scf Investment Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Aug 3, 2021 |
| Tyler Joseph Schubauer | Securities America Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Apr 7, 2022 (245 d) |
| Gregory Roger Freitag | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 2, 2021 |
| Brandon Erik Seifert | Securities America Advisors, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Aug 12, 2021 |
| David Alan Tews | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Dec 12, 2022 (507 d) |
| Andy Patrick Murphy | Securities America Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2021 | Jul 6, 2021 |
| Douglass Belt | Securities America Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2021 | Jul 28, 2021 |
| Solomon Edward Reeves | Securities America Advisors, Inc. BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Dec 1, 2022 (513 d) |
| Ronald Lawrence Myers | Securities America Advisors, Inc. BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Oct 24, 2022 (475 d) |
| Teresa Louise Yragui | Securities America Advisors, Inc. BD affiliated | Continuum Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Jun 4, 2021 |
| Ronald Elwood Williams | Securities America Advisors, Inc. BD affiliated | Empower Financial Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2021 | Jul 2, 2021 |
| Christopher Eugene Cubbage | Securities America Advisors, Inc. BD affiliated | Opportunus Wealth Management, LLC other | Other | Jul 1, 2021 | Jul 14, 2021 |
| Charles Howard Scheinbaum | Securities America Advisors, Inc. BD affiliated | Aspire Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2021 | Jul 1, 2021 |
| Craig A Hahnlen | Securities America Advisors, Inc. BD affiliated | Guardian Asset Advisors, LLC other | Other | Jun 30, 2021 | Jan 29, 2021 |
| Daniella Quintero | Securities America Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Oct 26, 2021 (137 d) |
| Troy A Randall | Securities America Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2021 | Jun 29, 2021 |
| Christine Halchak | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2021 | Apr 27, 2021 |
| Joseph Andrew De Luca | Securities America Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jun 3, 2021 |
| Melinda Rose Sherwood-Lewis | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Nov 26, 2021 (177 d) |
| Jacob Daniel Pfannenstiel | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jun 29, 2023 (757 d) |
| Benjamin Lee Siedlik | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Dec 22, 2021 (203 d) |
| Christopher Michael Winkler | Securities America Advisors, Inc. BD affiliated | Aspirean Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2021 | Jun 1, 2021 |
| Bradley Robert Alvarez | Securities America Advisors, Inc. BD affiliated | Aspirean Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2021 | Jun 25, 2021 |
| Kyle Dean Kues | Securities America Advisors, Inc. BD affiliated | Snowcap Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 1, 2021 | Jun 9, 2021 |
| Jeremy Michael Robson | Securities America Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | Nov 1, 2021 (157 d) |
| Jeremiah Rader | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 28, 2021 | Jun 2, 2021 |
| Gregory Keith Vereen | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2021 | May 27, 2021 |
| Michaela Marie Paige Gould | Securities America Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2021 | Oct 12, 2022 (506 d) |
| Evan Leigh Wolk | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2021 | May 17, 2021 |
| James A. Schaller | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Jan 15, 2025 (1336 d) |
| Cynthia Sue Staley | Securities America Advisors, Inc. BD affiliated | Johnson Bixby independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2021 | Feb 10, 2022 (274 d) |
| Matthew Scott Onstot | Securities America Advisors, Inc. BD affiliated | Wilon Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2021 | May 5, 2021 |
| Jason Paul Wiltse | Securities America Advisors, Inc. BD affiliated | Wilon Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2021 | May 5, 2021 |
| Connor Austin Peck | Securities America Advisors, Inc. BD affiliated | Wilon Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2021 | May 5, 2021 |
| Brock J Goodwin | Securities America Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | Jul 12, 2021 (67 d) |
| Gregory Norio Kimura | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | May 5, 2021 |
| Scott William Carr | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | Apr 6, 2021 |
| V Robert Wallace | Securities America Advisors, Inc. BD affiliated | Axiom Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | Mar 7, 2022 (311 d) |
| Valerie Saucedo | Securities America Advisors, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2021 | Apr 22, 2021 |
| Adam Smith | Securities America Advisors, Inc. BD affiliated | Blackridge Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2021 | May 10, 2021 |
| Zachary John Ehlers | Securities America Advisors, Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Apr 16, 2021 | Apr 20, 2021 |
| William Glubiak | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 15, 2021 | Mar 1, 2018 |
| Scott Bradley Hunsicker | Securities America Advisors, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2021 | Apr 15, 2021 |
| Todd Patrick Zimlich | Securities America Advisors, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2021 | Apr 15, 2021 |
| Eric Bradley Hunsicker | Securities America Advisors, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2021 | Apr 15, 2021 |
| Edward Detomaso | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
1,892 moves match.