| Robert John Morales | Securities America Advisors, Inc. other | Triad Advisors, LLC other | Other | Apr 30, 2009 | May 1, 2009 |
| Christopher Dale Metscher | Securities America Advisors, Inc. other | Evolve Investment Advisors unclassified | Other | Apr 16, 2009 | Apr 1, 2009 |
| Stuart Ray Gardner | Securities America Advisors, Inc. other | Charlotte Wealth Management, LLC unclassified | Other | Apr 13, 2009 | Jan 28, 2021 (4308 d) |
| Christopher David Cox | Securities America Advisors, Inc. other | Cooper Mcmanus other | Other | Apr 2, 2009 | Apr 2, 2009 |
| Jon Aubrey Nettles | Securities America Advisors, Inc. other | Onyx Wealth Advisors, Inc. other | Other | Mar 18, 2009 | Feb 20, 2013 (1435 d) |
| Juan Carlos Rosario | Securities America Advisors, Inc. other | Investacorp Advisory Services Inc other | Other | Feb 26, 2009 | Feb 27, 2009 |
| Robert Kenon | Securities America Advisors, Inc. other | Sii Investments, Inc. other | Other | Feb 24, 2009 | Feb 10, 2009 |
| Daniel Miller | Securities America Advisors, Inc. other | Hartford Funds other | Other | Feb 19, 2009 | Apr 25, 2014 (1891 d) |
| Randall Joseph Interrante | Securities America Advisors, Inc. other | American Portfolios Advisors, Inc other | Other | Feb 11, 2009 | Sep 19, 2007 |
| James Arthur Worden | Securities America Advisors, Inc. other | Brecek & Young Advisors, Inc. other | Other | Jan 26, 2009 | Jan 27, 2009 |
| William Warren Wittler | Securities America Advisors, Inc. other | Ameritas Advisory Services other | Other | Jan 26, 2009 | Feb 13, 2009 |
| Jeffrey Joseph Spitzmiller | Securities America Advisors, Inc. other | Brecek & Young Advisors, Inc. other | Other | Jan 26, 2009 | Jan 27, 2009 |
| Phillip Wade Parker | Securities America Advisors, Inc. other | Titan Securities unclassified | Other | Jan 22, 2009 | Jan 28, 2009 |
| Donald Lee Fitzsimmons | Securities America Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 13, 2009 | Jun 8, 2010 (511 d) |
| Patrick John Smith | Securities America Advisors, Inc. other | Td Ameritrade Investment Management, LLC other | Other | Jan 9, 2009 | Feb 18, 2009 (40 d) |
| Debra Ann Hendrickson | Securities America Advisors, Inc. other | Manarin Investment Counsel Ltd other | Other | Dec 23, 2008 | Aug 3, 2010 (588 d) |
| Michael Joseph Kwedar | Securities America Advisors, Inc. other | Resource Horizons Investment Advisory, Inc. other | Other | Dec 22, 2008 | Jan 6, 2009 |
| Thomas Edward Teister | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 20, 2008 | Jan 26, 2018 (3324 d) |
| Seth J King | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 20, 2008 | Dec 18, 2008 |
| Steven Michael Ruiz | Securities America Advisors, Inc. other | Ameritas Advisory Services other | Other | Nov 26, 2008 | Feb 13, 2009 (79 d) |
| Neal Kenneth Adler | Securities America Advisors, Inc. other | Ameritas Advisory Services, LLC BD affiliated | Other | Nov 26, 2008 | Nov 1, 2021 (4723 d) |
| David William Reasoner | Securities America Advisors, Inc. other | Cooper Mcmanus other | Other | Nov 11, 2008 | Nov 5, 2008 |
| Scott Raymond Farmen | Securities America Advisors, Inc. other | Ameritas Advisory Services, LLC BD affiliated | Other | Nov 6, 2008 | Nov 1, 2021 (4743 d) |
| Michael Adams Rouse | Securities America Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 16, 2008 | Nov 10, 2008 |
| Barton Lake Couch | Securities America Advisors, Inc. other | Couch Hallum Financial Group other | Other | Oct 6, 2008 | Sep 25, 2008 |
| Richard Leon Hallum | Securities America Advisors, Inc. other | Couch Hallum Financial Group other | Other | Oct 6, 2008 | Sep 25, 2008 |
| Shelley Don Hatley | Securities America Advisors, Inc. other | Couch Hallum Financial Group other | Other | Oct 6, 2008 | Sep 25, 2008 |
| Lawrence Seigelstein | Securities America Advisors, Inc. other | Eisneramper Wealth Management & Corporate Benefits, LLC other | Other | Oct 2, 2008 | Jun 14, 2016 (2812 d) |
| William A Boggs | Securities America Advisors, Inc. other | Securian Financial Services, Inc. other | Other | Sep 30, 2008 | Oct 17, 2008 |
| Timothy Brian Walls | Securities America Advisors, Inc. other | Morgan Keegan & Company, LLC other | Other | Sep 26, 2008 | Oct 8, 2008 |
| Joseph Alexander Craw | Securities America Advisors, Inc. other | Planmember Securities Corporation other | Other | Sep 8, 2008 | Sep 12, 2008 |
| Thomas John Kijowski | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 5, 2008 | Sep 4, 2008 |
| Michael James Vaules | Securities America Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 5, 2008 | Sep 5, 2008 |
| Meridith Louise Hutchens | Securities America Advisors, Inc. other | Crossroads Advisory Group unclassified | Other | Aug 27, 2008 | Sep 15, 2008 |
| Brian Eugene Carden | Securities America Advisors, Inc. other | Park Avenue Securities LLC other | Other | Aug 7, 2008 | Sep 3, 2008 |
| Richard A Greenhill | Securities America Advisors, Inc. other | USA Financial Securities LLC other | Other | Aug 7, 2008 | Aug 14, 2008 |
| Brandon Michael Pruss | Securities America Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Jul 26, 2008 | Jul 9, 2008 |
| Kevin Donald Grant | Securities America Advisors, Inc. other | Level Four Advisory Services other | Other | Jul 7, 2008 | Jul 3, 2008 |
| Risdan Depaul Kasper | Securities America Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | May 30, 2008 | May 29, 2008 |
| Sherman Phillip Ober | Securities America Advisors, Inc. other | Next Financial Group, Inc. other | Other | Apr 28, 2008 | May 30, 2013 (1858 d) |
| Marc Scudillo | Securities America Advisors, Inc. other | Eisneramper Wealth Management & Corporate Benefits, LLC other | Other | Apr 18, 2008 | Apr 9, 2008 |
| Jeffrey Robert Mishol | Securities America Advisors, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Apr 17, 2008 | Apr 24, 2008 |
| Phillip E Pogue | Securities America Advisors, Inc. other | Td Ameritrade Investment Management, LLC other | Other | Apr 17, 2008 | Oct 8, 2008 (174 d) |
| Tiffany Lynn Polifka | Securities America Advisors, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Apr 9, 2008 | Feb 26, 2010 (688 d) |
| Carl Vincent Gottuso | Securities America Advisors, Inc. other | Independent Financial Group, LLC other | Other | Mar 26, 2008 | Apr 1, 2008 |
| Scott Martin Peterson | Securities America Advisors, Inc. other | Peterson Wealth Advisors, LLC other | Other | Mar 20, 2008 | Mar 20, 2008 |
| Mark Steven Waldman | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 4, 2008 | Mar 3, 2008 |
| Gail Lynn Waldman | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 4, 2008 | Mar 3, 2008 |
| John Prokos | Securities America Advisors, Inc. other | First Allied Securities, Inc. other | Other | Feb 19, 2008 | Mar 14, 2008 |
| Jay Stanley Steger | Securities America Advisors, Inc. other | Oneamerica Securities, Inc. other | Other | Feb 14, 2008 | Mar 2, 2007 |
| Dania Fitzgerald Tanguis | Securities America Advisors, Inc. other | Raymond J. Lucia Companies, Inc. unclassified | Other | Feb 5, 2008 | Apr 5, 2006 |
| Saverio Anthony Fiorello | Securities America Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Feb 4, 2008 | Mar 3, 2008 |
| Gerard Paul Mlinar | Securities America Advisors, Inc. other | Ssn Advisory, Inc. other | Other | Jan 24, 2008 | Feb 1, 2008 |
| Corey Bryan Winten | Securities America Advisors, Inc. other | Ssn Advisory, Inc. other | Other | Jan 24, 2008 | Feb 1, 2008 |
| Matthew Earle Russell | Securities America Advisors, Inc. other | First National Capital Markets, Inc. other | Other | Jan 23, 2008 | Jan 2, 2014 (2171 d) |
| Julie Gray | Securities America Advisors, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jan 23, 2008 | Apr 24, 2008 (92 d) |
| Brandon Paul Lombardo | Securities America Advisors, Inc. other | Td Ameritrade Investment Management, LLC other | Other | Jan 17, 2008 | Jan 18, 2008 |
| Marc G Linsky | Securities America Advisors, Inc. other | Osaic Fs, Inc. other | Other | Jan 14, 2008 | Jan 11, 2008 |
| Xavier M Ray | Securities America Advisors, Inc. other | Questar Asset Management, Inc. other | Other | Jan 14, 2008 | Jan 25, 2008 |
| Jonathan Kisch | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Jan 9, 2008 | Jan 30, 2008 |