DFX Intelligence
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Everett Wilson | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | Apr 29, 2022 |
| Susan Dawn Powers | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | Apr 28, 2022 |
| Charles Zodda | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | May 3, 2022 |
| Paul Michael Lane | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | May 3, 2022 |
| Andrew Rudolph Haff | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | Apr 28, 2022 |
| Sandra J. Wagner | Securities America Advisors, Inc. BD affiliated | Wagner Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2022 | May 18, 2022 |
| Anita Marie Sopenoff | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Mar 22, 2022 |
| Andrew James Roberts | Securities America Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | May 25, 2022 |
| Andrea Nelson | Securities America Advisors, Inc. BD affiliated | Eide Bailly Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2022 | Jun 24, 2022 (42 d) |
| Katrina Jo Furler | Securities America Advisors, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2022 | Jun 10, 2022 |
| Richard Sanchez | Securities America Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | May 10, 2022 |
| Nick Kaloyios | Securities America Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2022 | Jun 14, 2022 (36 d) |
| Lynn Smeraldo | Securities America Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 11, 2022 |
| Robert Parks Ahler | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | May 4, 2022 |
| Alexander Vasilantone | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | Apr 28, 2022 |
| Cleona Lynn Hernandez | Securities America Advisors, Inc. BD affiliated | Greystone Financial & Estate Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | Apr 28, 2022 |
| Bree Nell Simmons | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Apr 29, 2022 |
| Neil Jeffrey Altshuler | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Apr 28, 2022 |
| Daniel F Becker | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Apr 28, 2022 |
| Thomas S Wagner | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | May 4, 2022 |
| Paul Joseph Scofield | Securities America Advisors, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | Apr 19, 2022 |
| Matthew James Bunch | Securities America Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2022 | Jan 11, 2023 (261 d) |
| Stephen Jeffrey Campbell | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Apr 21, 2022 |
| Ryan Cole Miracle | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Apr 21, 2022 |
| Lance Tyler Norquest | Securities America Advisors, Inc. BD affiliated | Bellwether Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Apr 4, 2023 (348 d) |
| Philip Jefferson Arey | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Apr 21, 2022 |
| Charles George Duncan | Securities America Advisors, Inc. BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 13, 2022 |
| Gary Martin Gilbert | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 13, 2022 |
| John Gerard Vertal | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 18, 2022 |
| Ross Daniel Cochrell | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 14, 2022 |
| Kenneth Blaine Luckinbill | Securities America Advisors, Inc. BD affiliated | Maia Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2022 | Jun 8, 2023 (423 d) |
| Stephanie Marie Knapp | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | May 18, 2022 (37 d) |
| Kurt A. Roddy | Securities America Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2022 | Apr 4, 2022 |
| Douglas Leonard Whitten | Securities America Advisors, Inc. BD affiliated | C & J Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 8, 2022 |
| Jeffrey Louis Mantoani | Securities America Advisors, Inc. BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Apr 13, 2022 |
| John William Tadashi Robertson | Securities America Advisors, Inc. BD affiliated | Greystone Financial & Estate Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Mar 29, 2022 |
| Linwood Reynolds | Securities America Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Jul 18, 2022 (109 d) |
| David James Brouillette | Securities America Advisors, Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 | Apr 6, 2022 |
| Daniel David Gustafson | Securities America Advisors, Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 | Mar 31, 2022 |
| Duane Michael Ludewig | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2022 | Mar 28, 2022 |
| William Agan | Securities America Advisors, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 28, 2022 | Jul 28, 2022 (122 d) |
| Michal-Erin Frushell | Securities America Advisors, Inc. BD affiliated | Integras Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2022 | Apr 25, 2022 |
| Brittney Hageman | Securities America Advisors, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | Mar 31, 2022 |
| Peggy Lynn Farnworth | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2022 | Mar 1, 2022 |
| Andrew Cumbee | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 14, 2022 | Oct 15, 2024 (946 d) |
| Patrick Joseph Lynch | Securities America Advisors, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Mar 4, 2022 |
| Steve James Markey | Securities America Advisors, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Mar 4, 2022 |
| Edward Marvin Watkins | Securities America Advisors, Inc. BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2022 | Mar 3, 2022 |
| John Michael Franklin | Securities America Advisors, Inc. BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2022 | Mar 2, 2022 |
| Jordan Dechtman | Securities America Advisors, Inc. BD affiliated | Dechtman Wealth Management no RAUM | Other | Feb 28, 2022 | Aug 3, 2020 |
| Samuel Dechtman | Securities America Advisors, Inc. BD affiliated | Dechtman Wealth Management no RAUM | Other | Feb 28, 2022 | Aug 3, 2020 |
| Adam Dechtman | Securities America Advisors, Inc. BD affiliated | Dechtman Wealth Management no RAUM | Other | Feb 28, 2022 | Aug 3, 2020 |
| David John Wallach | Securities America Advisors, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2022 | Feb 23, 2022 |
| Caleb Sutton Medley | Securities America Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2022 | Apr 10, 2022 (45 d) |
| Kelly Joel Meyer | Securities America Advisors, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2022 | Dec 2, 2019 |
| Paul Douglas Duncan | Securities America Advisors, Inc. BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Mar 8, 2022 |
| Dana Christopher Go | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2022 | May 6, 2022 (88 d) |
| Tyler Robert Dempster | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 1, 2022 |
| Margaret Meek Sheldon | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Jan 28, 2022 |
| Tamara Lynn Durbin | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Jan 28, 2022 |
1,892 moves match.