| Michael Jude Clarke | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 20, 2009 | Mar 11, 2009 |
| Richard Lee Watson | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 23, 2009 | Feb 18, 2009 |
| Steven Jay London | Eagle Strategies LLC other | Chase Investment Services Corp. other | Other | Jan 7, 2009 | Feb 2, 2009 |
| Harald Norman Schot | Eagle Strategies LLC other | LPL Financial LLC other | Other | Dec 12, 2008 | Dec 5, 2008 |
| Eric James Glassbrenner | Eagle Strategies LLC other | Lyons Wealth Management other | Other | Nov 21, 2008 | Feb 15, 2011 (816 d) |
| Frank John Cariola | Eagle Strategies LLC other | Cincinnati Analysts, Inc other | Other | Nov 5, 2008 | Jan 12, 2009 (68 d) |
| Matthew Ashbrook Griffith | Eagle Strategies LLC other | MML Investors Services, LLC BD affiliated | Other | Oct 22, 2008 | Nov 18, 2019 (4044 d) |
| Michael Jason Meily | Eagle Strategies LLC other | Harvest Investment Consultants LLC other | Other | Sep 18, 2008 | Sep 15, 2008 |
| Gabriel M Nelson | Eagle Strategies LLC other | Gabe Nelson Financial, Inc. state registered | Other | Aug 1, 2008 | Jul 29, 2008 |
| William Ray Lindsey | Eagle Strategies LLC other | Qa3 Financial LLC unclassified | Other | Jul 14, 2008 | Sep 18, 2008 (66 d) |
| Joshua David Tirado | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 24, 2008 | Jun 16, 2008 |
| Brian Allen Peardon | Eagle Strategies LLC other | Concourse Financial Group Advisors other | Other | Jun 12, 2008 | Jun 12, 2008 |
| Christopher Samuel Handlee | Eagle Strategies LLC other | Iht Wealth Management LLC BD affiliated | Other | Jun 6, 2008 | Jul 3, 2024 (5871 d) |
| Karen Irene Boykin | Eagle Strategies LLC other | Hornor, Townsend & Kent, LLC other | Other | May 28, 2008 | May 15, 2008 |
| Jonathan Michael Winzeler | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 15, 2008 | May 9, 2008 |
| Hamilton Perkins Bouchelle Poynor | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 12, 2008 | May 1, 2008 |
| Thomas Edward Sanders | Eagle Strategies LLC other | Kingsmark Private Financial Advisors, LLC other | Other | May 7, 2008 | May 13, 2008 |
| Pamela F Robinson | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 7, 2008 | May 7, 2008 |
| John Lino Grillo | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 7, 2008 | May 1, 2008 |
| Rebecca T. Anderson | Eagle Strategies LLC other | Kingsmark Private Financial Advisors, LLC other | Other | May 7, 2008 | May 13, 2008 |
| Marcus Whitney Magers | Eagle Strategies LLC other | Voya Financial Advisors, Inc. other | Other | May 7, 2008 | May 9, 2008 |
| Daniel Patrick Forbes | Eagle Strategies LLC other | Forbes Financial Planning, Inc. independent RIA | Other | Apr 8, 2008 | Nov 5, 2009 (576 d) |
| Shad Clinton Reynolds | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Mar 24, 2008 | Apr 17, 2008 |
| Devon Lynn Reynolds | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Mar 13, 2008 | Mar 27, 2008 |
| Geoffrey D Mccarthy | Eagle Strategies LLC other | UBS Financial Services Inc. wirehouse | Other | Feb 26, 2008 | Sep 18, 2009 (570 d) |
| Gregory Lamar Clark | Eagle Strategies LLC other | Msi Financial Services, Inc. other | Other | Feb 20, 2008 | Feb 29, 2008 |
| Michael Mccann | Eagle Strategies LLC other | New York Life Investment Management LLC other | Other | Feb 11, 2008 | Feb 13, 2008 |
| Meredith Rae Kitson | Eagle Strategies LLC other | New York Life Investment Management LLC other | Other | Feb 11, 2008 | Feb 13, 2008 |
| Patrick Morrissey | Eagle Strategies LLC other | Woodbury Financial Services, Inc. other | Other | Jan 28, 2008 | Jul 16, 2008 (170 d) |
| Nicholas Alexander Court | Eagle Strategies LLC other | UBS International Inc. unclassified | Other | Jan 10, 2008 | Feb 19, 2008 (40 d) |
| Michael Louis Hoch | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Nov 16, 2007 | Nov 21, 2007 |
| Peter C Farrington | Eagle Strategies LLC other | UBS Financial Services Inc. wirehouse | Other | Nov 15, 2007 | Jan 28, 2011 (1170 d) |
| Isabel Jacquelyn Cooper | Eagle Strategies LLC other | Edelman Financial Advisors LLC unclassified | Other | Oct 5, 2007 | Nov 15, 2007 (41 d) |
| Steven Clarence Flowers | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Aug 3, 2007 | Aug 30, 2007 |
| Jeffrey Wayne Thorsen | Eagle Strategies LLC other | Sanchez Wealth Management Group, LLC no RAUM | Other | May 29, 2007 | Jan 24, 2014 (2432 d) |
| Kathryn Lee Kelley | Eagle Strategies LLC other | Key Investment Services LLC other | Other | Apr 27, 2007 | Apr 27, 2007 |
| Thomas John Pietrack | Eagle Strategies LLC other | Charles Schwab & Co., Inc. national BD | Other | Mar 16, 2007 | Apr 25, 2007 (40 d) |
| Steven Paul Boatner | Eagle Strategies LLC other | LPL Financial LLC other | Other | Mar 5, 2007 | Jan 11, 2008 (312 d) |
| Thomas Clyde Tavenner | Eagle Strategies LLC other | H. Beck, Inc. other | Other | Feb 27, 2007 | Feb 9, 2007 |
| David Lawrence Joiner | Eagle Strategies LLC other | Joiner Financial, LLC state registered | Other | Jan 12, 2007 | Sep 29, 2025 (6835 d) |
| William Farup Hoffman | Eagle Strategies LLC other | Lowenberg Wealth Management Group, LLC unclassified | Other | Dec 9, 2006 | May 8, 2003 |
| Richard Wayne Klotz | Eagle Strategies LLC other | Osaic Wealth, Inc. other | Other | Nov 13, 2006 | Dec 11, 2006 |
| Patrick Richard Vondohlen | Eagle Strategies LLC other | New England Securities Corporation other | Other | Jul 31, 2006 | Aug 23, 2006 |
| John Carl Zechman | Eagle Strategies LLC other | Voya Financial Advisors, Inc. other | Other | Jul 25, 2006 | Jul 26, 2006 |
| Jeremy Nathan Swank | Eagle Strategies LLC other | LPL Financial LLC other | Other | Jul 19, 2006 | Jul 6, 2006 |
| Neil Jay Werberig | Eagle Strategies LLC other | Madison Avenue Securities, LLC other | Other | Jul 10, 2006 | Oct 27, 2015 (3396 d) |
| Steven George Collins | Eagle Strategies LLC other | Financial West Group other | Other | Jun 26, 2006 | Jul 11, 2006 |
| Michael Olson | Eagle Strategies LLC other | Chase Investment Services Corp. other | Other | Jun 15, 2006 | Jun 14, 2006 |
| Kyung Eun Kim | Eagle Strategies LLC other | Chase Investment Services Corp. other | Other | May 26, 2006 | May 16, 2006 |
| Michael John Richardson | Eagle Strategies LLC other | Daniel Frishberg Financial Services, Inc. unclassified | Other | May 11, 2006 | Jul 26, 2006 (76 d) |
| Lance Stewart Barnes | Eagle Strategies LLC other | A. G. Edwards & Sons, Inc. unclassified | Other | Apr 6, 2006 | Apr 4, 2006 |
| James Robert Money | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 22, 2006 | Aug 30, 2007 (526 d) |
| Dennis Michael Wallace | Eagle Strategies LLC other | Private Advisor Group, LLC other | Other | Mar 13, 2006 | Aug 8, 2012 (2340 d) |
| Mostafa Abdou | Eagle Strategies LLC other | The Koenig Group, LLC unclassified | Other | Jan 24, 2006 | Jan 4, 2008 (710 d) |
| Steven G Trojanov | Eagle Strategies LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 17, 2006 | Dec 10, 2019 (5075 d) |
| Stephen Jacob Blum | Eagle Strategies LLC other | Voya Financial Advisors, Inc. other | Other | Jan 17, 2006 | Dec 20, 2005 |
| Geoffrey Allen Grenert | Eagle Strategies LLC other | Sierra Legacy Group independent RIA | Other | Jan 17, 2006 | Sep 5, 2014 (3153 d) |
| Diana Mae Atha | Eagle Strategies LLC other | Principal Securities, Inc. other | Other | Oct 26, 2005 | Apr 26, 2011 (2008 d) |
| David Charles Haman | Eagle Strategies LLC other | Woodbury Financial Services, Inc. other | Other | Oct 11, 2005 | Oct 24, 2005 |
| Tal Diekvoss | Eagle Strategies LLC other | Seidman Private Advisors LLC no RAUM | Other | Sep 22, 2005 | Sep 20, 2005 |