| Curtis Woodard | Td Ameritrade Investment Management, LLC independent RIA | Soltis Investment Advisors, LLC independent RIA | RIA to RIA | Jan 14, 2019 | Oct 1, 2025 (2452 d) |
| John James Sullivan | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2019 | Jan 25, 2019 |
| Ted Graham Campbell | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2019 | Jan 24, 2019 |
| Michael James Shevlino | Td Ameritrade Investment Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Jan 4, 2019 | Jan 16, 2019 |
| Stephen Bornet | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jan 3, 2019 | Jan 29, 2019 |
| Justin Mica Stern | Td Ameritrade Investment Management, LLC independent RIA | Buckman Advisory Group LLC independent RIA | RIA to RIA | Jan 3, 2019 | Jan 24, 2019 |
| Christopher Sean Kenny | Td Ameritrade Investment Management, LLC independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Jan 3, 2019 | Jan 7, 2019 |
| Jason David Roeske | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 26, 2018 | Jan 11, 2019 |
| Darius Harrison | Td Ameritrade Investment Management, LLC independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2018 | Mar 5, 2019 (75 d) |
| Samantha Ana Duke | Td Ameritrade Investment Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Dec 18, 2018 | Mar 20, 2019 (92 d) |
| Anthony Phillip Johnson | Td Ameritrade Investment Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Dec 14, 2018 | Jan 9, 2019 |
| Jamey Lynn Keller | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 10, 2018 | Oct 7, 2022 (1397 d) |
| Frank Belfiore Loconte | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 10, 2018 | Mar 24, 2021 (835 d) |
| Anthony Catapano | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Dec 10, 2018 | Dec 26, 2018 |
| Kevin Bertoncin | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2018 | Jan 24, 2019 (49 d) |
| Robert Neil Maxson | Td Ameritrade Investment Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Dec 3, 2018 | Dec 5, 2018 |
| Kathryn Marie Rodriguez | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Nov 30, 2018 | Dec 12, 2018 |
| David Siegel | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Nov 29, 2018 | Dec 5, 2018 |
| Timothy Dolan | Td Ameritrade Investment Management, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Nov 7, 2018 | Nov 7, 2018 |
| Bruce Michael Stava | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Nov 6, 2018 | Aug 16, 2016 |
| Keith Leong | Td Ameritrade Investment Management, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2018 | Oct 28, 2020 (722 d) |
| Bradford C Corbett | Td Ameritrade Investment Management, LLC independent RIA | Santander Securities BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2018 | Apr 24, 2019 (169 d) |
| Stephen Paul Pedicini | Td Ameritrade Investment Management, LLC independent RIA | Valley Wealth Managers, Inc. independent RIA | RIA to RIA | Nov 6, 2018 | Nov 16, 2018 |
| Joseph R. Marone | Td Ameritrade Investment Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Nov 6, 2018 | Nov 8, 2018 |
| Haris Mutapcic | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Nov 6, 2018 | Jun 26, 2018 |
| John Gregory Jacobson | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 30, 2018 | Jan 21, 2011 |
| Gregory Matthew Berlant | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 25, 2018 | Dec 23, 2008 |
| Ali Akbar Hasta | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 25, 2018 | Feb 27, 2018 |
| Kourtney C Cooper | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 24, 2018 | Nov 30, 2017 |
| Matthew William Gladbach | Td Ameritrade Investment Management, LLC independent RIA | Donaldson Capital Management LLC independent RIA | RIA to RIA | Oct 23, 2018 | Mar 7, 2019 (135 d) |
| Arturo Martinez-Vargas | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 23, 2018 | Mar 13, 2018 |
| Michael Gorokhovsky | Td Ameritrade Investment Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Oct 23, 2018 | Feb 5, 2019 (105 d) |
| Trimeshia Lakia Smiley | Td Ameritrade Investment Management, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Oct 23, 2018 | Jul 2, 2019 (252 d) |
| Dennis Chapman Roche | Td Ameritrade Investment Management, LLC independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2018 | Aug 4, 2020 (651 d) |
| Abhay R. Nair | Td Ameritrade Investment Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 23, 2018 | Oct 22, 2019 (364 d) |
| Keyana Avery | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 23, 2018 | Nov 7, 2018 |
| Kenneth Middleton | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2018 | Jul 12, 2019 (262 d) |
| Francisco J. Sanchez | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Oct 23, 2018 | Oct 16, 2018 |
| Adam James Hollinger | Td Ameritrade Investment Management, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 19, 2018 | Nov 23, 2018 (35 d) |
| Mark E. Zivkovich | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 18, 2018 | Feb 27, 2018 |
| Michael Alan Alonso | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 18, 2018 | Feb 27, 2018 |
| Joshua Baer | Td Ameritrade Investment Management, LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2018 | Mar 19, 2021 (883 d) |
| Mary Ann Pervis | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 16, 2018 | Feb 27, 2018 |
| Mark Andrew Schibi | Td Ameritrade Investment Management, LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Oct 16, 2018 | Dec 21, 2018 (66 d) |
| Thomas Marc Hasny | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Oct 15, 2018 | Oct 22, 2018 |
| Gregg R. Evangelist | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 12, 2018 | Jan 19, 2017 |
| Marcell L Pickens | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 12, 2018 | Jan 15, 2013 |
| Keith Samuel Holtsclaw | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 12, 2018 | Feb 27, 2018 |
| Hunter Lee Archibald | Td Ameritrade Investment Management, LLC independent RIA | Tl Private Wealth independent RIA | RIA to RIA | Oct 12, 2018 | Oct 17, 2018 |
| Michael Joseph Mcintosh | Td Ameritrade Investment Management, LLC independent RIA | Missionsquare Retirement asset manager | Other | Oct 9, 2018 | Feb 7, 2019 (121 d) |
| Charles Molloy | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 9, 2018 | Feb 27, 2018 |
| John Charles Anglin | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 9, 2018 | Feb 28, 2018 |
| Peter James Dale | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 9, 2018 | Mar 5, 2018 |
| Patricia R Yara | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 9, 2018 | Feb 28, 2018 |
| Amanda Catherine Prescott | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 9, 2018 | Feb 27, 2018 |
| Liam Blake Powers | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 9, 2018 | Aug 3, 2020 (664 d) |
| Gregory T Grillo | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 4, 2018 | Jun 9, 2017 |
| Hugo Raynaldo Silva | Td Ameritrade Investment Management, LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2018 | Mar 5, 2019 (152 d) |
| Maria Del Mar Castillo Dominguez | Td Ameritrade Investment Management, LLC independent RIA | Inspired Financial independent RIA | RIA to RIA | Oct 3, 2018 | Apr 17, 2020 (562 d) |
| Dylan James Connolly | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Oct 2, 2018 | Aug 11, 2017 |