DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Envestnet Pmc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Donato | Envestnet Pmc independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | May 26, 2026 | Jun 4, 2026 |
| Michael James Ferraro | Envestnet Pmc independent RIA | Alliancebernstein L.P. asset manager | Other | Apr 22, 2025 | Apr 25, 2025 |
| Jean A. Heath | Envestnet Pmc independent RIA | Clearstead; Clearstead Advisory Solutions independent RIA | RIA to RIA | Aug 26, 2024 | Jun 12, 2025 (290 d) |
| Catherine Min Soo Park | Envestnet Pmc independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Jul 26, 2024 | Jul 30, 2024 |
| James Bernard Mcglynn | Envestnet Pmc independent RIA | Fidelity Institutional Wealth Adviser LLC mixed wealth | RIA to RIA | Apr 26, 2024 | Jun 9, 2025 (409 d) |
| Danielle Fava | Envestnet Pmc independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2024 | Apr 22, 2024 |
| Trinity S. Gray | Envestnet Pmc independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 28, 2023 | Dec 22, 2023 (85 d) |
| Victoria Noelle Singletary | Envestnet Pmc independent RIA | Orion Portfolio Solutions, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | Jul 25, 2023 |
| Malcolm Kirk Leslie | Envestnet Pmc independent RIA | Orion Portfolio Solutions, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2023 | Apr 1, 2026 (1027 d) |
| Daniel Christopher Gorman | Envestnet Pmc independent RIA | Rothschild Wealth LLC independent RIA | RIA to RIA | Mar 7, 2023 | Jun 6, 2023 (91 d) |
| Kevin Sungjean Hong | Envestnet Pmc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Mar 25, 2025 (876 d) |
| Luke John Vinnola | Envestnet Pmc independent RIA | D.A. Davidson & Co. independent RIA | RIA to RIA | Feb 16, 2022 | Feb 15, 2022 |
| John Campbell Yackel | Envestnet Pmc independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2021 | May 22, 2023 (675 d) |
| Lauren Roberts | Envestnet Pmc independent RIA | Fidelity Institutional Wealth Adviser LLC mixed wealth | RIA to RIA | May 3, 2021 | Apr 26, 2022 (358 d) |
| Jeffrey Alan Delcorse | Envestnet Pmc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Dec 15, 2020 |
| James Winfield Lumberg | Envestnet Pmc independent RIA | Southcol Advisors no RAUM | RIA to a newly registered adviser | May 28, 2020 | Jun 10, 2020 |
| Ajay Agrawal | Envestnet Pmc independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2020 | Sep 24, 2020 (160 d) |
| Stephanie Elaine Williams | Envestnet Pmc BD affiliated | Scf Investment Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2019 | Jan 3, 2024 (1504 d) |
| Michael Jon Chrisler | Envestnet Pmc BD affiliated | Mjc Financial Fitness LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 11, 2019 | Feb 7, 2020 (88 d) |
| Kyle William Faszholz | Envestnet Pmc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2019 | Sep 30, 2021 (689 d) |
| Patrick Scott Freeland | Envestnet Pmc BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2018 | Nov 2, 2018 (193 d) |
| Patrick John Forde | Envestnet Pmc BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2018 | Apr 28, 2026 (2934 d) |
| Kenneth Andrew Shaw | Envestnet Pmc other | Invesco Advisers, Inc. other | Other | Oct 24, 2017 | Feb 22, 2018 (121 d) |
| Ronald Earl Pruitt | Envestnet Pmc other | Orion Portfolio Solutions, LLC BD affiliated | Other | Sep 13, 2017 | Jan 2, 2026 (3033 d) |
| Eric Michael Talbott | Envestnet Pmc other | Bmo Harris Financial Advisors, Inc other | Other | Apr 24, 2017 | Apr 7, 2017 |
| Patrick James Krulik | Envestnet Pmc other | First Ascent Asset Management, LLC independent RIA | Other | Oct 28, 2016 | Nov 22, 2016 |
| Carol D Blunk | Envestnet Pmc other | Centennial Securities Company Inc other | Other | Sep 2, 2016 | Jun 29, 2016 |
| Michael Christopher Buchcar | Envestnet Pmc other | Moors & Cabot, Inc other | Other | Apr 1, 2016 | Apr 18, 2016 |
| Matthew Allan Tigert | Envestnet Pmc other | Freestone Capital Management, LLC other | Other | Jul 8, 2015 | Jul 29, 2015 |
| Bradley Jason Goodman | Envestnet Pmc other | William Blair & Company L.L.C. other | Other | Jun 22, 2015 | Jul 6, 2015 |
| Daniel Vincent Daley | Envestnet Pmc other | Bny Mellon Advisors, Inc. other | Other | May 5, 2015 | Aug 25, 2016 (478 d) |
| Linda Ann Marschke | Envestnet Pmc other | Advice And Planning Services BD affiliated | Other | Mar 31, 2015 | May 25, 2021 (2247 d) |
| Robert G Matala | Envestnet Pmc other | Symmetry Partners other | Other | Mar 31, 2015 | May 12, 2016 (408 d) |
| William Alexander Stewart | Envestnet Pmc other | Geowealth Management LLC other | Other | Dec 5, 2014 | Jan 12, 2015 (38 d) |
| Peter Drebos | Envestnet Pmc other | Nuveen Asset Management, LLC other | Other | Oct 10, 2014 | Nov 5, 2014 |
| Tyler Gauthier | Envestnet Pmc other | Strategic Advisers LLC national BD | Other | Sep 24, 2014 | Jul 26, 2016 (671 d) |
| Jody John Totton | Envestnet Pmc other | Cambridge Investment Research Advisors, Inc. other | Other | Jul 31, 2014 | Mar 10, 2015 (222 d) |
| Clifford William Stanton | Envestnet Pmc other | 361 Capital LLC other | Other | Nov 1, 2013 | Jan 26, 2015 (451 d) |
| Timothy Steven Stearns | Envestnet Pmc other | Touchstone Advisors Inc other | Other | Sep 6, 2013 | Sep 11, 2013 |
| Mark Christopher Gerard | Envestnet Pmc other | Charles Schwab & Co., Inc. national BD | Other | Aug 6, 2013 | Aug 13, 2013 |
| Joshua Spielman Glazer | Envestnet Pmc other | Beaumont Financial Partners LLC other | Other | Oct 12, 2012 | Oct 26, 2012 |
| Gagan Deep Singh | Envestnet Pmc other | New Trends Investment Club LLC unclassified | Other | Jul 27, 2012 | Aug 11, 2020 (2937 d) |
| Brett Charles Leach | Envestnet Pmc other | Orion Portfolio Solutions, LLC other | Other | Feb 16, 2011 | Jan 5, 2017 (2150 d) |
| Robert Loren Downing | Envestnet Pmc other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jan 7, 2009 | Nov 18, 2010 (680 d) |
| Mario Fernando Contreras | Envestnet Pmc other | Charles Schwab & Co., Inc. national BD | Other | Sep 12, 2007 | Jul 17, 2008 (309 d) |
| Timothy Hanson | Envestnet Pmc other | Chase Investment Services Corp. other | Other | Apr 19, 2007 | Oct 9, 2009 (904 d) |
| Arthur Lopes | Envestnet Pmc other | Wells Fargo Advisors wirehouse | Other | Feb 8, 2007 | Feb 15, 2007 |
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47 moves match.