DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nationwide Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Dominic DattoloNationwide Securities, LLC no RAUMProsperity Capital Advisors independent RIAOtherNov 1, 2010Apr 30, 2026 (5659 d)
David T BuckwaldNationwide Securities, LLC no RAUMProsperity Capital Advisors independent RIAOtherNov 1, 2010Nov 9, 2023 (4756 d)
Gary BorowiecNationwide Securities, LLC no RAUMM Holdings Securities, Inc. otherOtherNov 1, 2010Oct 29, 2010
Michael Kenneth DepasqualeNationwide Securities, LLC no RAUMM Holdings Securities, Inc. otherOtherNov 1, 2010Oct 29, 2010
Francis John LojewskiNationwide Securities, LLC no RAUMM Holdings Securities, Inc. otherOtherNov 1, 2010Nov 22, 2010
Deepak Shivakumar AlurNationwide Securities, LLC no RAUMM Holdings Securities, Inc. otherOtherNov 1, 2010Nov 22, 2010
David WoodsNationwide Securities, LLC no RAUMState Farm Investment Management Corp. asset managerOtherOct 18, 2010Feb 19, 2019 (3046 d)
Parimal K PatelNationwide Securities, LLC no RAUMHornor, Townsend & Kent, LLC otherOtherOct 12, 2010Nov 19, 2010 (38 d)
Daniel Charles CaffreyNationwide Securities, LLC no RAUMOneamerica Securities, Inc. otherOtherSep 30, 2010Oct 28, 2010
Jennifer Sue CornettNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. otherOtherSep 16, 2010Oct 11, 2010
Daniel R DunlapNationwide Securities, LLC no RAUMBpu Investment Management, Inc. otherOtherAug 17, 2010Aug 18, 2010
Marty SassonNationwide Securities, LLC no RAUMQa3 Financial LLC unclassifiedOtherAug 4, 2010Aug 5, 2010
Charles David MarshNationwide Securities, LLC no RAUMMarsh Financial Group state registeredOtherAug 4, 2010May 6, 2014 (1371 d)
Mahmoud Kwamina HantourNationwide Securities, LLC no RAUMAvantax Advisory Services BD affiliatedOtherAug 4, 2010Aug 25, 2021 (4039 d)
Dennis Charles ButterfieldNationwide Securities, LLC no RAUMForesters Equity Services, Inc. otherOtherAug 4, 2010Apr 14, 2011 (253 d)
Michael Edward SabelliNationwide Securities, LLC no RAUMSaxony Capital Management, LLC otherOtherAug 3, 2010Mar 18, 2011 (227 d)
Juanita Christine OlsonNationwide Securities, LLC no RAUMSymphonic Financial Advisors LLC otherOtherJul 30, 2010Aug 2, 2010
Bruce Donald HinchleyNationwide Securities, LLC no RAUMHinchley Advisory Group, LLC independent RIAOtherJul 30, 2010May 19, 2022 (4311 d)
Thomas William HeadleeNationwide Securities, LLC no RAUMH. Beck, Inc. otherOtherJul 27, 2010Aug 2, 2010
Carole Ann SarsonNationwide Securities, LLC no RAUMCetera Advisor Networks LLC otherOtherJul 26, 2010Nov 5, 2010 (102 d)
Jason Curtis SmithNationwide Securities, LLC no RAUMCapital Client Group, Inc. no RAUMOtherJul 21, 2010Apr 9, 2018 (2819 d)
Denise G. SowellNationwide Securities, LLC no RAUMOsaic Wealth, Inc. otherOtherJul 19, 2010Jul 30, 2010
Christopher Scott BarthelNationwide Securities, LLC no RAUMPrivate Client Services, LLC otherOtherJul 19, 2010Jul 16, 2010
Eric Lee ReatazaNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. otherOtherJul 19, 2010Aug 5, 2010
Mitchell DespinichNationwide Securities, LLC no RAUMPrivate Client Services, LLC otherOtherJul 19, 2010Jul 16, 2010
Robert Scott SutherlandNationwide Securities, LLC no RAUMPrivate Client Services, LLC otherOtherJul 19, 2010Jul 16, 2010
Thomas C DavyNationwide Securities, LLC no RAUMPrivate Client Services, LLC otherOtherJul 19, 2010Jul 20, 2010
James Rodney GoffNationwide Securities, LLC no RAUMOsaic Wealth, Inc. otherOtherJul 19, 2010Jul 30, 2010
Michael Stephen JonesNationwide Securities, LLC no RAUMInvestors Capital Advisory otherOtherJul 7, 2010Jul 6, 2010
Brian DavidsonNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. otherOtherJul 6, 2010Jul 1, 2010
Robert Francis ClaussenNationwide Securities, LLC no RAUMCetera Advisor Networks LLC otherOtherJun 24, 2010Aug 4, 2010 (41 d)
John Charles NewellNationwide Securities, LLC no RAUMRaymond James Financial Services Advisors, Inc otherOtherMay 7, 2010Jun 23, 2010 (47 d)
Mark Robert DiederichNationwide Securities, LLC no RAUMFsc Securities Corporation otherOtherApr 5, 2010Apr 12, 2010
Walter David Jezak JrNationwide Securities, LLC no RAUMPrincipal Securities, Inc. otherOtherFeb 12, 2010Feb 17, 2010
Anthony John KhouryNationwide Securities, LLC no RAUMMML Investors Services, LLC otherOtherDec 31, 2009Sep 17, 2012 (991 d)
Arch Ronald DecastriqueNationwide Securities, LLC no RAUMCic Advisers, LLC unclassifiedOtherDec 31, 2009Jan 4, 2010
Awa Coumba NjieNationwide Securities, LLC no RAUMPrimerica Advisors national BDOtherOct 28, 2009Dec 4, 2020 (4055 d)
Nicole KalinoskyNationwide Securities, LLC no RAUMUBS Financial Services Inc. wirehouseOtherOct 28, 2009Jan 7, 2010 (71 d)
Stephen Stanley WebbNationwide Securities, LLC no RAUMEquitable Advisors, LLC national BDOtherJun 2, 2009Jun 1, 2009
Dana Wallace GowerNationwide Securities, LLC no RAUMChariot Advisors otherOtherJun 2, 2009May 18, 2010 (350 d)
Mark Steven MooreNationwide Securities, LLC no RAUMSecurities America Advisors, Inc. otherOtherMay 29, 2009Jun 12, 2009
Nicolas Troy AbramsNationwide Securities, LLC no RAUMAmeritas Advisory Services otherOtherMay 14, 2009May 20, 2009
Ivan Obra MattoxNationwide Securities, LLC no RAUMOneamerica Securities, Inc. otherOtherMay 6, 2009May 28, 2009
Ronald Lee BertkeNationwide Securities, LLC no RAUMHornor, Townsend & Kent, LLC otherOtherApr 7, 2009Apr 7, 2009
Nathan Lee PriceNationwide Securities, LLC no RAUMPark Avenue Securities LLC otherOtherMar 11, 2009Oct 8, 2009 (211 d)
Mark Alexander McmanusNationwide Securities, LLC no RAUMEquitable Advisors, LLC national BDOtherFeb 12, 2009Mar 27, 2009 (43 d)
Ronald Clemente DavisNationwide Securities, LLC no RAUMMsi Financial Services, Inc. otherOtherJan 9, 2009Oct 27, 2009 (291 d)
Andre S HabibNationwide Securities, LLC no RAUMPruco Securities, LLC otherOtherDec 19, 2008Oct 11, 2012 (1392 d)
George Theodore PaulNationwide Securities, LLC no RAUMOneamerica Securities, Inc. otherOtherDec 19, 2008Apr 30, 2009 (132 d)
Nadeem AlamNationwide Securities, LLC no RAUMTransamerica Financial Advisors, LLC otherOtherDec 19, 2008Apr 7, 2010 (474 d)
Mark Alan GajowskiNationwide Securities, LLC no RAUMAmerican Portfolios Advisors, Inc otherOtherDec 19, 2008Jan 7, 2009
John R HackNationwide Securities, LLC no RAUMWoodbury Financial Services, Inc. otherOtherDec 19, 2008Dec 18, 2008
David ChangNationwide Securities, LLC no RAUMMsi Financial Services, Inc. otherOtherDec 19, 2008Apr 21, 2009 (123 d)
Alston Hall KillenNationwide Securities, LLC no RAUMOsaic Wealth, Inc. otherOtherDec 19, 2008Jul 30, 2010 (588 d)
Frances E AguileraNationwide Securities, LLC no RAUMHornor, Townsend & Kent, LLC otherOtherNov 24, 2008May 21, 2009 (178 d)
Joseph Ryan PerigoNationwide Securities, LLC no RAUMSecurities America Advisors, Inc. otherOtherNov 13, 2008Nov 19, 2008
Theodore Leonard BrooksNationwide Securities, LLC no RAUMRetirement Plan Advisors, LLC otherOtherNov 6, 2008Nov 24, 2010 (748 d)
Richard Eric ColeNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherAug 6, 2008Aug 5, 2008
Laura Marie ShannonNationwide Securities, LLC no RAUMJanney Montgomery Scott LLC otherOtherAug 5, 2008Aug 5, 2008
Tina Marie NofzingerNationwide Securities, LLC no RAUMNrp Financial, Inc. unclassifiedOtherNov 13, 2003Nov 14, 2003
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300 moves match.