DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Empower Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Arvinder Kaur KocharEmpower Advisory Group, LLC institutionalKestra Advisory Services, LLC BD affiliatedOtherMar 12, 2019Mar 15, 2019
Casey William SlemmonsEmpower Advisory Group, LLC institutionalAvalan, LLC independent RIAOtherFeb 7, 2019Jul 17, 2019 (160 d)
Mary Lynn BoswayEmpower Advisory Group, LLC institutionalMorgan Stanley wirehouseOtherJan 24, 2019Jan 24, 2019
Jamie CremeansEmpower Advisory Group, LLC institutionalTd Ameritrade, Inc. no RAUMOtherNov 26, 2018Nov 28, 2018
Tyler R DeyoungEmpower Advisory Group, LLC institutionalRBC Capital Markets, LLC national BDOtherNov 26, 2018Nov 2, 2020 (707 d)
Edward Christian MathewsEmpower Advisory Group, LLC institutionalMoney Concepts Advisory Service BD affiliatedOtherOct 3, 2018Aug 12, 2019 (313 d)
Lillian Sophia RealphEmpower Advisory Group, LLC institutionalHuntington Financial Advisors BD affiliatedOtherSep 13, 2018Sep 6, 2018
Ainsley Ann CarboneEmpower Advisory Group, LLC institutionalUBS Financial Services Inc. wirehouseOtherAug 27, 2018Oct 1, 2018 (35 d)
Reginald James WheelerEmpower Advisory Group, LLC institutionalPark Avenue Securities LLC BD affiliatedOtherAug 16, 2018Nov 8, 2018 (84 d)
Angela Genevieve MarioEmpower Advisory Group, LLC institutionalVoya Financial Advisors, Inc. BD affiliatedOtherAug 8, 2018Aug 24, 2018
Angela Rullo HussonEmpower Advisory Group, LLC institutionalUBS Financial Services Inc. wirehouseOtherAug 7, 2018Aug 20, 2018
Nina Lee CowartEmpower Advisory Group, LLC institutionalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 23, 2018Aug 8, 2018
Valerie Jean BowmanEmpower Advisory Group, LLC institutionalBowman Wealth Management state registeredOtherMay 17, 2018Jun 10, 2022 (1485 d)
Erik Edward GotrikEmpower Advisory Group, LLC institutionalWorld Investment Advisors, LLC BD affiliatedOtherMay 16, 2018May 15, 2018
Steven M. BreslerEmpower Advisory Group, LLC institutionalPlanmember Securities Corporation independent RIAOtherMay 3, 2018Apr 29, 2020 (727 d)
Jennifer Kate SahadyEmpower Advisory Group, LLC institutionalAlpha Pension Group, Inc. no RAUMOtherApr 6, 2018Apr 30, 2018
Marc Hampton GoodnerEmpower Advisory Group, LLC otherTransamerica Retirement Advisors, LLC otherOtherMar 22, 2018Mar 29, 2018
Gregory GowerEmpower Advisory Group, LLC otherVoya Financial Advisors, Inc. BD affiliatedOtherMar 22, 2018May 21, 2018 (60 d)
Gregory BealEmpower Advisory Group, LLC otherMorgan Stanley wirehouseOtherMar 9, 2018May 24, 2018 (76 d)
Jonathan Jenness SmithEmpower Advisory Group, LLC otherPathway Financial Advisors, LLC otherOtherMar 6, 2018Feb 20, 2018
Scott A JozefowskiEmpower Advisory Group, LLC otherTransamerica Retirement Advisors, LLC otherOtherMar 5, 2018Mar 6, 2018
Joseph HerronEmpower Advisory Group, LLC otherTransamerica Retirement Advisors, LLC otherOtherJan 3, 2018Jan 8, 2018
Michael Charles BurroughsEmpower Advisory Group, LLC otherSpectrum Investment Advisors, Inc. otherOtherDec 21, 2017Dec 18, 2017
Nina Marie DipalmaEmpower Advisory Group, LLC otherOne To One, LLC no RAUMOtherDec 19, 2017Nov 13, 2017
Christopher S O'BannerEmpower Advisory Group, LLC otherAllstate Financial Advisors, LLC no RAUMOtherNov 9, 2017Oct 31, 2017
Michele BrycelandEmpower Advisory Group, LLC otherRaymond James Financial Services Advisors, Inc otherOtherOct 11, 2017Oct 9, 2017
Jared Cole GilbertEmpower Advisory Group, LLC otherAdvice And Planning Services otherOtherSep 20, 2017Oct 3, 2017
Liliana Riham FahelEmpower Advisory Group, LLC otherVoya Financial Advisors, Inc. otherOtherAug 23, 2017Aug 28, 2017
Shannon Lee GrantEmpower Advisory Group, LLC otherRoehl & Yi Investment Advisors, LLC independent RIAOtherMay 5, 2017Jun 17, 2021 (1504 d)
Susan Elizabeth WilsonEmpower Advisory Group, LLC otherNationwide Investment Advisors, LLC otherOtherMay 1, 2017Jun 30, 2017 (60 d)
Suzan Michelle HallEmpower Advisory Group, LLC otherMonarch Plan Advisors no RAUMOtherApr 25, 2017Nov 7, 2017 (196 d)
Glenn Andrew VanecekEmpower Advisory Group, LLC otherCetera Advisors LLC otherOtherJan 3, 2017Nov 9, 2016
Michael A BakerEmpower Advisory Group, LLC otherNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 19, 2016Jan 1, 2026 (3575 d)
Matthew Joseph MillerEmpower Advisory Group, LLC otherMercer Global Advisors Inc. otherOtherNov 14, 2014Apr 27, 2015 (164 d)
Adam CroninEmpower Advisory Group, LLC otherStrategic Advisers LLC national BDOtherJun 16, 2014Jul 2, 2014
Wesley Lee StrodeEmpower Advisory Group, LLC otherGeneos Wealth Management, Inc. otherOtherFeb 22, 2012Feb 23, 2012
Christopher Matthew BowenEmpower Advisory Group, LLC otherCharles Schwab & Co., Inc. national BDOtherOct 5, 2011Jun 4, 2015 (1338 d)
Catherine SchultzEmpower Advisory Group, LLC otherStrategic Advisers LLC national BDOtherFeb 9, 2011May 27, 2015 (1568 d)
Steven Ross ConkinEmpower Advisory Group, LLC otherVoya Financial Advisors, Inc. otherOtherJan 14, 2011Mar 18, 2011 (63 d)
Page 10 of 10Previous
579 moves match.