| Diane Cynthia Snyder | Horter Investment Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2026 | Aug 18, 2026 |
| Glenn W. Mosseller | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Jun 30, 2026 | Jul 1, 2026 |
| Anthony Joseph Saulino | Horter Investment Management, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2026 | Aug 11, 2026 (134 d) |
| Julie Lynn Lesicki | Horter Investment Management, LLC independent RIA | Luminist Capital, LLC independent RIA | RIA to RIA | Sep 25, 2025 | Nov 25, 2025 (61 d) |
| Thomas Francis Bennett | Horter Investment Management, LLC independent RIA | RBC Securities, Inc. independent RIA | RIA to RIA | May 27, 2025 | Jun 6, 2025 |
| Benjamin M Hout | Horter Investment Management, LLC independent RIA | Golden Reserve Retirement, LLC independent RIA | RIA to RIA | Oct 4, 2024 | Oct 22, 2024 |
| Richard James Haeufle | Horter Investment Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 16, 2024 | Oct 17, 2024 (31 d) |
| Edward Michael Botelho | Horter Investment Management, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | May 17, 2024 | May 17, 2024 |
| David John Cadarette | Horter Investment Management, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2024 | Jan 9, 2024 |
| Craig Philip Misuradze | Horter Investment Management, LLC independent RIA | Agewise Financial Inc. state registered | RIA to a state-registered adviser | Nov 20, 2023 | Nov 28, 2023 |
| Reed Mells | Horter Investment Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 30, 2023 | Jan 5, 2024 (67 d) |
| Michael Thomas Prendergast | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Sep 28, 2023 | Jan 7, 2025 (467 d) |
| Kyle Ivan Arnold | Horter Investment Management, LLC independent RIA | West Arbor Solutions, LLC state registered | RIA to a state-registered adviser | Sep 22, 2023 | Jan 2, 2025 (468 d) |
| Ashlee Willis | Horter Investment Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 19, 2023 | Sep 6, 2023 (49 d) |
| James Joseph Vitou | Horter Investment Management, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2023 | Jul 11, 2023 |
| James Daniel Vitou | Horter Investment Management, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2023 | Jul 11, 2023 |
| Jeffery Lynn Ingraham | Horter Investment Management, LLC independent RIA | Well Advised, LLC state registered | RIA to a state-registered adviser | May 5, 2023 | May 5, 2023 |
| Larry Eugene Foster | Horter Investment Management, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2023 | Jun 8, 2023 (55 d) |
| Fredric William Miller | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Oct 7, 2022 | Oct 3, 2022 |
| Michael Alexander Watkins | Horter Investment Management, LLC independent RIA | Redwood Private Wealth independent RIA | RIA to RIA | Oct 4, 2022 | Oct 25, 2022 |
| Joann Marie North | Horter Investment Management, LLC independent RIA | Redwood Private Wealth independent RIA | RIA to RIA | Sep 30, 2022 | Sep 30, 2022 |
| Donald Craig Hoffman | Horter Investment Management, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Aug 25, 2022 | Mar 26, 2024 (579 d) |
| Warren Dee Barrett | Horter Investment Management, LLC independent RIA | Global View Capital Management LLC independent RIA | RIA to RIA | Aug 24, 2022 | Oct 24, 2022 (61 d) |
| Kenneth Brian Schrauben | Horter Investment Management, LLC independent RIA | Retirement Capital Services LLC state registered | RIA to a state-registered adviser | Aug 10, 2022 | Jan 1, 2025 (875 d) |
| Stephen Robert Jenkins | Horter Investment Management, LLC independent RIA | Strategic Portfolio Solutions, LLC independent RIA | RIA to RIA | Aug 5, 2022 | Aug 11, 2022 |
| Jeffrey John Fiore | Horter Investment Management, LLC independent RIA | Your Choice Financial LLC state registered | RIA to a state-registered adviser | Jul 28, 2022 | Nov 9, 2022 (104 d) |
| Robin Lou Depies | Horter Investment Management, LLC independent RIA | Redwood Private Wealth independent RIA | RIA to RIA | Jun 13, 2022 | Jun 10, 2022 |
| Mitchell C Deskins | Horter Investment Management, LLC independent RIA | Dinergy state registered | RIA to a state-registered adviser | Apr 27, 2022 | Sep 26, 2022 (152 d) |
| John Fredrik Peters | Horter Investment Management, LLC independent RIA | Global View Capital Management LLC independent RIA | RIA to RIA | Mar 29, 2022 | Mar 28, 2024 (730 d) |
| Kimberly Perry | Horter Investment Management, LLC independent RIA | Financial Gravity Family Office Services, LLC independent RIA | RIA to RIA | Mar 16, 2022 | Nov 18, 2022 (247 d) |
| Lonny Christopher Powell | Horter Investment Management, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jan 13, 2022 | Jan 1, 2025 (1084 d) |
| Brendon Matthew Christy | Horter Investment Management, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Nov 8, 2021 | Nov 1, 2021 |
| Patrick Kevin Seelye | Horter Investment Management, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Nov 4, 2021 | Nov 1, 2021 |
| Joanne Fay Brown | Horter Investment Management, LLC independent RIA | Redwood Private Wealth no RAUM | RIA to a newly registered adviser | Jul 16, 2021 | Jul 12, 2021 |
| Philip Hearl Hamilton | Horter Investment Management, LLC independent RIA | D.H. Hill Advisors, Inc. independent RIA | RIA to RIA | May 14, 2021 | May 19, 2021 |
| Veronica Osmonov | Horter Investment Management, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Apr 19, 2021 | Aug 10, 2021 (113 d) |
| Kara Lynn Mitchell | Horter Investment Management, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Mar 26, 2021 | Mar 24, 2023 (728 d) |
| Robert Edward King | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Oct 5, 2020 | Oct 2, 2020 |
| John Michael Keeley | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Aug 27, 2020 | Aug 27, 2020 |
| Blair Bruce Schadler | Horter Investment Management, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Aug 27, 2020 | Oct 19, 2020 (53 d) |
| John Blake Taylor | Horter Investment Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 3, 2020 | Aug 7, 2020 |
| Michelle Lea Phillips | Horter Investment Management, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 26, 2020 | Apr 14, 2020 |
| Lynn Blair Thurgood | Horter Investment Management, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 26, 2020 | Apr 14, 2020 |
| Clark Gage Kemsley | Horter Investment Management, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 26, 2020 | Apr 17, 2020 |
| Brandon Alexander Thurgood | Horter Investment Management, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 26, 2020 | Apr 14, 2020 |
| Nicole Lea Ayers | Horter Investment Management, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 26, 2020 | Apr 14, 2020 |
| Rusty Lee Miller | Horter Investment Management, LLC independent RIA | Trek Financial independent RIA | RIA to RIA | May 19, 2020 | Jun 15, 2020 |
| Darcy Lee Bergen | Horter Investment Management, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | May 12, 2020 | May 21, 2020 |
| Nicholas Daniel Innerbichler | Horter Investment Management, LLC independent RIA | Elite Income Advisors, Inc. independent RIA | RIA to RIA | May 11, 2020 | Oct 22, 2020 (164 d) |
| Mark Stuart Billes | Horter Investment Management, LLC independent RIA | Retirement Investment Advisors Inc. state registered | RIA to a state-registered adviser | May 4, 2020 | Feb 28, 2020 |
| Jay Mehta | Horter Investment Management, LLC independent RIA | Veraz Advisors independent RIA | RIA to RIA | Apr 30, 2020 | Mar 5, 2020 |
| Marvin Ray Reynolds | Horter Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Apr 9, 2020 | Apr 6, 2020 |
| Stacy Jo Mongar | Horter Investment Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Mar 9, 2020 | Mar 16, 2020 |
| Kerry James Bouchard | Horter Investment Management, LLC independent RIA | Simplicity Wealth no RAUM | Other | Feb 14, 2020 | Feb 14, 2020 |
| Todd Childers | Horter Investment Management, LLC independent RIA | 4 Star Advisory Services LLC state registered | RIA to a state-registered adviser | Feb 10, 2020 | Nov 5, 2019 |
| Yuerg Theodor Eichmann | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Jan 22, 2020 | Jan 29, 2020 |
| Jeremy Nathan Pizzolato | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Jan 9, 2020 | Jan 15, 2020 |
| Kerry Ray Morris | Horter Investment Management, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Mar 17, 2020 (77 d) |
| Tammy B Paxton | Horter Investment Management, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Dec 16, 2019 | Feb 18, 2020 (64 d) |
| Katie Lynn Prosser | Horter Investment Management, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Dec 13, 2019 | Feb 18, 2020 (67 d) |