DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from American Century Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Patrick F Beach	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Amy Leitner Alley	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Katherine Charlene Carter	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Kevin Wayne Stone	American Century Advisory Services, Inc. no RAUM	Missionsquare Retirement other	Other	Dec 31, 2012	Mar 8, 2017 (1528 d)
John Anthony Leis	American Century Advisory Services, Inc. no RAUM	Lexaurum Advisors independent RIA	Other	Dec 31, 2012	Jun 4, 2018 (1981 d)
Christopher Joseph Desimone	American Century Advisory Services, Inc. no RAUM	Allstate Financial Advisors, LLC BD affiliated	Other	Dec 31, 2012	May 2, 2024 (4140 d)
Robert William Myers	American Century Advisory Services, Inc. no RAUM	Creative Planning independent RIA	Other	Dec 31, 2012	Dec 11, 2018 (2171 d)
Jennifer Lynn Barron	American Century Advisory Services, Inc. no RAUM	Eaton Vance Management mixed wealth	Other	Dec 31, 2012	Jul 16, 2019 (2388 d)
Matthew Cole Mcconnell	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 1, 2017 (1766 d)
David Richard Ford	American Century Advisory Services, Inc. no RAUM	Capital Client Group, Inc. no RAUM	Other	Dec 31, 2012	Jul 9, 2013 (190 d)
Brent Hoskins	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Jason Lee Tucker	American Century Advisory Services, Inc. no RAUM	Copper Financial independent RIA	Other	Dec 31, 2012	May 16, 2019 (2327 d)
Christopher Douglas Goodwin	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Jason Allen-Pechar Harrison	American Century Advisory Services, Inc. no RAUM	Fas Wealth Partners, Inc. independent RIA	Other	Dec 31, 2012	May 13, 2021 (3055 d)
Neal Christopher Dolbeare	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Sean Christopher Devlin	American Century Advisory Services, Inc. no RAUM	Creativeone Securities, LLC other	Other	Dec 31, 2012	Dec 11, 2014 (710 d)
Luke N Eide	American Century Advisory Services, Inc. no RAUM	Firstpoint Financial, LLC no RAUM	Other	Dec 31, 2012	Feb 25, 2014 (421 d)
Svetla D Vavova-Clifford	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. independent RIA	Other	Dec 31, 2012	Dec 10, 2018 (2170 d)
Duong Truong Tran	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Brandon Michael Kraus	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Hannah Marie Quinton	American Century Advisory Services, Inc. no RAUM	Charles Schwab & Co., Inc. national BD	Other	Dec 31, 2012	Sep 2, 2016 (1341 d)
John Hamilton Mackay	American Century Advisory Services, Inc. no RAUM	City Different Investments mixed wealth	Other	Dec 31, 2012	Jun 16, 2024 (4185 d)
Khiem Thi Truong - Von Garvisch	American Century Advisory Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 30, 2012	Feb 26, 2013 (119 d)
Donna Lynn Tilden	American Century Advisory Services, Inc. no RAUM	Waddell & Reed other	Other	Sep 10, 2012	Sep 20, 2012
Melissa Jean Dailey	American Century Advisory Services, Inc. no RAUM	Clearwater Capital Partners independent RIA	Other	Jun 25, 2012	Oct 9, 2021 (3393 d)
Justin David Wheeler	American Century Advisory Services, Inc. no RAUM	Strategic Advisers LLC national BD	Other	Dec 14, 2011	Jan 28, 2012 (45 d)
Bradford Preston Mecklenburg	American Century Advisory Services, Inc. no RAUM	Stepp & Rothwell Inc other	Other	Nov 9, 2011	Jun 2, 2015 (1301 d)
Curtis J Gray	American Century Advisory Services, Inc. no RAUM	Charles Schwab & Co., Inc. national BD	Other	Nov 9, 2011	Jan 28, 2020 (3002 d)
Michael Brian Mills	American Century Advisory Services, Inc. no RAUM	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Oct 20, 2011	Oct 12, 2011
Alice Legan Mitchell	American Century Advisory Services, Inc. no RAUM	UBS Financial Services Inc. wirehouse	Other	Sep 20, 2011	May 3, 2012 (226 d)
Tatum Koy Schuler	American Century Advisory Services, Inc. no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jun 8, 2011	Jun 14, 2011
Jacob Andrew Tyndall	American Century Advisory Services, Inc. no RAUM	Waddell & Reed other	Other	Dec 8, 2010	Jan 10, 2011 (33 d)
Jerome Barber Moore	American Century Advisory Services, Inc. no RAUM	Woodbury Financial Services, Inc. other	Other	Aug 11, 2010	Sep 14, 2010 (34 d)
Brendan Reynolds Murray	American Century Advisory Services, Inc. no RAUM	Alliancebernstein L.P. other	Other	Jun 28, 2010	Apr 19, 2011 (295 d)
Kelly G Hammond	American Century Advisory Services, Inc. no RAUM	Waddell & Reed other	Other	Dec 21, 2009	Jan 4, 2010
Michael Sean Dugan	American Century Advisory Services, Inc. no RAUM	Bok Financial Advisors other	Other	Mar 3, 2009	Apr 9, 2010 (402 d)
Santo Montalbano	American Century Advisory Services, Inc. no RAUM	Ameriprise Financial Services, LLC national BD	Other	Dec 31, 2008	May 13, 2016 (2690 d)
James William Peavey	American Century Advisory Services, Inc. no RAUM	Waddell & Reed other	Other	Dec 9, 2008	Nov 12, 2010 (703 d)
Leonard Carl Lehmann	American Century Advisory Services, Inc. no RAUM	J.P. Morgan Institutional Investments other	Other	Dec 9, 2008	Nov 10, 2010 (701 d)
Bradford Merton Sawyer	American Century Advisory Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 3, 2008	Sep 30, 2021 (4684 d)
Chang Shin	American Century Advisory Services, Inc. no RAUM	Financial Engines Advisor Center, LLC other	Other	Jun 6, 2007	Jun 28, 2007
Brent Hoskins	American Century Advisory Services, Inc. no RAUM	Strategic Advisers LLC national BD	Other	Feb 23, 2007	May 11, 2007 (77 d)
Jessica Ann Hayes	American Century Advisory Services, Inc. no RAUM	UBS Financial Services Inc. wirehouse	Other	Nov 3, 2006	Jan 17, 2007 (75 d)
David Michel Haik	American Century Advisory Services, Inc. no RAUM	U.S. Bancorp Investments, Inc. other	Other	Aug 18, 2006	Aug 22, 2006
Patrick Alan Brown	American Century Advisory Services, Inc. no RAUM	Citigroup Global Markets Inc. other	Other	Apr 25, 2006	Jul 18, 2006 (84 d)
Cameron Emmott	American Century Advisory Services, Inc. no RAUM	Waddell & Reed other	Other	Apr 4, 2006	Oct 10, 2006 (189 d)
Joseph Robert Cummings	American Century Advisory Services, Inc. no RAUM	J.P. Morgan Institutional Investments other	Other	Dec 13, 2005	Jun 27, 2006 (196 d)
David I Brozenic	American Century Advisory Services, Inc. no RAUM	Banc Of America Investment Services, Inc. unclassified	Other	Nov 16, 2005	Nov 14, 2005
Andrew Keith Shearer	American Century Advisory Services, Inc. no RAUM	Strategic Advisers LLC national BD	Other	Sep 27, 2004	Oct 13, 2004
Gary Ernest Mills	American Century Advisory Services, Inc. no RAUM	Country Trust Bank unclassified	Other	Aug 7, 2003	Apr 5, 2004 (242 d)
Steven Ernest Heggs	American Century Advisory Services, Inc. no RAUM	Raymond James Financial Services Advisors, Inc other	Other	Aug 7, 2003	Jan 2, 2009 (1975 d)
Kevin Wayne Stone	American Century Advisory Services, Inc. no RAUM	Walnut Street Securities, Inc. other	Other	Aug 7, 2003	Jun 17, 2004 (315 d)
Vanessa Lee Higgins	American Century Advisory Services, Inc. no RAUM	Principal Securities, Inc. BD affiliated	Other	Aug 7, 2003	Feb 20, 2026 (8233 d)
James Thomas Flanagan	American Century Advisory Services, Inc. no RAUM	Personal Financial Group other	Other	Aug 7, 2003	Jun 23, 2015 (4338 d)

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54 moves match.