DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wfg Advisors, LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Matthew WeisenbergerWfg Advisors, LP otherKensington Asset Management, LLC asset managerOtherDec 7, 2015Jan 7, 2026 (3684 d)
Andrew Theophile MarrachWfg Advisors, LP otherScf Investment Advisors, Inc. otherOtherNov 3, 2015Nov 4, 2015
Michael Lynch KimbellWfg Advisors, LP otherLion Street Advisors, LLC otherOtherAug 19, 2015Mar 21, 2016 (215 d)
Jeffrey Lee CurtisWfg Advisors, LP otherLion Street Advisors, LLC otherOtherAug 19, 2015Mar 21, 2016 (215 d)
Sanjiv Tarunkumar ShuklaWfg Advisors, LP otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherJun 29, 2015Nov 29, 2018 (1249 d)
Craig Allen LoveWfg Advisors, LP otherFulcrum Wealth Management otherOtherJun 17, 2015Nov 15, 2011
Derek Allen WilkesWfg Advisors, LP otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 12, 2015Jul 29, 2015 (47 d)
Daniel P VassWfg Advisors, LP otherRz Wealth no RAUMOtherMay 6, 2015Sep 9, 2014
Kurt (Nmi) OswaldWfg Advisors, LP otherOsaic Fa, Inc. otherOtherMay 1, 2015Jun 10, 2015 (40 d)
Neil Lycurgus VanzandtWfg Advisors, LP otherSecurities America Advisors, Inc. otherOtherApr 27, 2015Apr 27, 2015
Marcos Javier AndujarWfg Advisors, LP otherSecurities America Advisors, Inc. otherOtherApr 27, 2015Apr 27, 2015
Kristopher Ryan BeaulieuWfg Advisors, LP otherSecurities America Advisors, Inc. otherOtherApr 27, 2015Apr 27, 2015
Ryan Matthew FlurieWfg Advisors, LP otherMallard Financial Partners Inc otherOtherApr 21, 2015Aug 12, 2015 (113 d)
Paul Thomas HughesWfg Advisors, LP otherHughes Financial Services, LLC no RAUMOtherFeb 5, 2015Feb 5, 2015
Daniel Scott HughesWfg Advisors, LP otherHughes Financial Services, LLC no RAUMOtherFeb 5, 2015Feb 5, 2015
Mark Jackson MyersWfg Advisors, LP otherHorter Investment Management, LLC otherOtherFeb 2, 2015Mar 27, 2013
Charles David RobinsonWfg Advisors, LP otherSensible Money, LLC otherOtherJan 9, 2015Aug 17, 2015 (220 d)
Michael David MillerWfg Advisors, LP otherTrue North Advisors, LLC otherOtherDec 12, 2014Dec 12, 2014
Brad Kevin PinterWfg Advisors, LP otherAdvice And Planning Services otherOtherDec 12, 2014Feb 11, 2015 (61 d)
Shanth DavidWfg Advisors, LP otherProspera Financial Services, Inc. otherOtherDec 1, 2014Dec 1, 2014
Derek B SolizWfg Advisors, LP otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 1, 2014Dec 12, 2014
Francisco Rene GonzalezWfg Advisors, LP otherCuso Financial Services, L.P. otherOtherOct 14, 2014Oct 20, 2014
Brett Matthew RamseyWfg Advisors, LP otherNovus Wealth Advisors unclassifiedOtherOct 6, 2014Oct 15, 2014
Cristina RaftWfg Advisors, LP otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 19, 2014Oct 20, 2014 (31 d)
Joseph T AverettWfg Advisors, LP otherAvantax Advisory Services otherOtherSep 10, 2014Aug 24, 2015 (348 d)
James Michael PerryWfg Advisors, LP otherKeel Point, LLC otherOtherSep 8, 2014Oct 3, 2014
Joshua Ryan DunhamWfg Advisors, LP otherTfr Advisors Llp otherOtherJun 13, 2014Jun 7, 2013
Adriel BonetWfg Advisors, LP otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 6, 2014Jun 26, 2014
Jason Edward HurtaWfg Advisors, LP otherSecurities America Advisors, Inc. otherOtherApr 29, 2014Apr 28, 2014
James Neal TurnerWfg Advisors, LP otherWestpark Wealth Advisors, Inc. otherOtherApr 22, 2014Apr 21, 2014
Brian R WeatherlyWfg Advisors, LP otherUnited Capital Financial Advisors independent RIAOtherFeb 26, 2014Jul 30, 2018 (1615 d)
Nicholas Joiseph DestefanoWfg Advisors, LP otherIndependent Financial Group, LLC otherOtherFeb 25, 2014Feb 27, 2014
Jeffrey Dalton ReddickWfg Advisors, LP otherIndependent Financial Group, LLC otherOtherFeb 25, 2014Feb 25, 2014
Daryl T SeatonWfg Advisors, LP otherIndependent Financial Group, LLC otherOtherFeb 25, 2014Feb 25, 2014
Michael A RodriguezWfg Advisors, LP otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 19, 2014Apr 21, 2014 (61 d)
Barbara Vaughan RedstoneWfg Advisors, LP otherNewport Group Consulting, LLC otherOtherDec 31, 2013Jul 1, 2014 (182 d)
Jonathan Moser SpatzWfg Advisors, LP otherVoya Financial Advisors, Inc. otherOtherDec 23, 2013Dec 23, 2013
Gary Andrew MillerWfg Advisors, LP otherAlamo Asset Advisors otherOtherOct 24, 2013Mar 14, 2013
Samuel Ryan EdwardsWfg Advisors, LP otherSagepoint Financial, Inc. otherOtherAug 23, 2013Aug 26, 2013
Leslie Dyke StewartWfg Advisors, LP otherSagepoint Financial, Inc. otherOtherAug 23, 2013Aug 26, 2013
John Bemis CravensWfg Advisors, LP otherCravens Brothers Private Wealth Management LLC independent RIAOtherAug 9, 2013Jun 5, 2012
Jessica Ann EdmondsWfg Advisors, LP otherSpc otherOtherAug 2, 2013Apr 14, 2015 (620 d)
Dagny YoungWfg Advisors, LP otherEdi Investment Advisor Corporation unclassifiedOtherJul 22, 2013Aug 26, 2013 (35 d)
Ryan Daniel McdermottWfg Advisors, LP otherLPL Financial LLC otherOtherJun 27, 2013Jun 27, 2013
Kelly Loyd McdermottWfg Advisors, LP otherLPL Financial LLC otherOtherJun 27, 2013Jun 27, 2013
Ronald Herbert BrutonWfg Advisors, LP otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 19, 2013Aug 20, 2013 (62 d)
Mark LottWfg Advisors, LP otherFirst Command Financial Planning, Inc. otherOtherMay 30, 2013Jun 28, 2013
Amelia D O'DellWfg Advisors, LP otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 24, 2013Jul 2, 2013 (39 d)
Paul Michael SchaeferWfg Advisors, LP otherValic Financial Advisors, Inc. BD affiliatedOtherMay 21, 2013Nov 12, 2024 (4193 d)
Stephen Daniel RobinsonWfg Advisors, LP otherRobinson Wealth Advisors, LLC unclassifiedOtherMay 20, 2013Feb 8, 2012
Lacey E ButeynWfg Advisors, LP otherStratos Wealth Partners, Ltd otherOtherMay 16, 2013May 17, 2013
David Lawrence KanenWfg Advisors, LP otherAegis Capital Corp. otherOtherNov 30, 2012Dec 4, 2012
Katherine Kay Louise MotzkusWfg Advisors, LP otherRBC Capital Markets, LLC national BDOtherNov 26, 2012Nov 26, 2012
Joseph George StassiWfg Advisors, LP otherSpc otherOtherSep 28, 2012Sep 28, 2012
Carol Elaine WhitleyWfg Advisors, LP otherWells Fargo Advisors wirehouseOtherAug 9, 2012Nov 16, 2012 (99 d)
Colm F BaileyWfg Advisors, LP otherCuna Brokerage Services, Inc. otherOtherJul 10, 2012Jul 26, 2012
Dee MorganWfg Advisors, LP otherThrivent Investment Management Inc. BD affiliatedOtherApr 4, 2012Mar 30, 2026 (5108 d)
Bryan Keith HolomanWfg Advisors, LP otherLPL Financial LLC otherOtherApr 2, 2012Apr 2, 2012
Ann Katherine LedyardWfg Advisors, LP otherAmeriprise Financial Services, LLC national BDOtherMar 26, 2012Nov 17, 2023 (4253 d)
Cort Frederick MeinelschmidtWfg Advisors, LP otherSentinel Capital Solutions otherOtherMar 7, 2012Aug 2, 2011
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224 moves match.