DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sowell Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Mixon Ellis | Sowell Management independent RIA | Ellis Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Jun 30, 2026 | Jul 29, 2026 |
| Michael Mixon Ellis | Sowell Management independent RIA | Ellis Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Jun 30, 2026 | Jul 10, 2026 |
| Jullie Ann Nicole Strippoli | Sowell Management independent RIA | Hub Investment Partners, LLC independent RIA | RIA to RIA | Apr 17, 2026 | Apr 22, 2026 |
| James Goolsby | Sowell Management independent RIA | Dai Wealth, LLC independent RIA | RIA to RIA | Jan 5, 2026 | Jan 2, 2026 |
| John Melville Davis | Sowell Management independent RIA | Integrated Advisors Network LLC independent RIA | RIA to RIA | Jan 2, 2026 | Jan 2, 2026 |
| Pich Molyka Nhek | Sowell Management independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2025 | Aug 26, 2026 (257 d) |
| Simon Antoine Arrata | Sowell Management independent RIA | Traynor Capital Management independent RIA | RIA to RIA | Oct 23, 2025 | Aug 26, 2025 |
| Noah Brian Ozgo | Sowell Management independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2025 | Aug 28, 2025 |
| Richard C Wethington | Sowell Management independent RIA | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | Feb 11, 2025 | Feb 11, 2025 |
| Eric Michael Flaten | Sowell Management independent RIA | Lifepro Asset Management independent RIA | RIA to RIA | Oct 18, 2024 | Aug 2, 2024 |
| Marquay Jovon Baul | Sowell Management independent RIA | Integra Private Wealth Management, LLC state registered | RIA to a state-registered adviser | Sep 10, 2024 | Feb 27, 2023 |
| Matthew Reakus | Sowell Management independent RIA | Sound Wealth LLC state registered | RIA to a state-registered adviser | Aug 1, 2024 | May 21, 2024 |
| Clayton Boyd Alexander | Sowell Management independent RIA | Teton Wealth Group LLC independent RIA | RIA to RIA | May 23, 2024 | Feb 1, 2021 |
| Douglas Scott Ferrell | Sowell Management independent RIA | Teton Wealth Group LLC independent RIA | RIA to RIA | May 23, 2024 | Feb 1, 2021 |
| Donald Glenn Baker | Sowell Management independent RIA | First Financial Services, LLC no RAUM | RIA to a newly registered adviser | Mar 5, 2024 | Mar 1, 2024 |
| Thomas Dixon Sanders | Sowell Management independent RIA | First Financial Services, LLC independent RIA | RIA to RIA | Mar 5, 2024 | Apr 30, 2024 (56 d) |
| F. John Deuschle | Sowell Management independent RIA | First Financial Services, LLC no RAUM | RIA to a newly registered adviser | Mar 5, 2024 | Mar 1, 2024 |
| Stephen Joseph Sanders | Sowell Management independent RIA | First Financial Services, LLC independent RIA | RIA to RIA | Mar 5, 2024 | Apr 30, 2024 (56 d) |
| David Jason Lampe | Sowell Management independent RIA | Lampe Financial Group LLC state registered | RIA to a state-registered adviser | Dec 31, 2023 | Oct 13, 2023 |
| Steven Bradford Miller | Sowell Management independent RIA | Efficient Advisors independent RIA | RIA to RIA | Dec 1, 2023 | May 13, 2021 |
| Sabrina Ann Williams | Sowell Management independent RIA | Efficient Advisors independent RIA | RIA to RIA | Dec 1, 2023 | May 13, 2021 |
| Clifton Willoughby Hume | Sowell Management independent RIA | Eastsound Capital Advisors, LLC independent RIA | RIA to RIA | Oct 31, 2023 | Oct 18, 2023 |
| Thomas Jason Knight | Sowell Management independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2023 | Aug 14, 2023 |
| Jordan Long | Sowell Management independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 28, 2023 | Aug 3, 2023 |
| John Douglas Gathright | Sowell Management independent RIA | Inspire Advisors, LLC independent RIA | RIA to RIA | Jun 14, 2023 | Jun 20, 2023 |
| William Howard Woodyard | Sowell Management independent RIA | Inspire Advisors, LLC independent RIA | RIA to RIA | Jun 14, 2023 | Jun 15, 2023 |
| Micah Gibson | Sowell Management independent RIA | Heritage Oak Wealth Advisors independent RIA | RIA to RIA | May 1, 2023 | Nov 11, 2024 (560 d) |
| Michael Taylor Fielder | Sowell Management independent RIA | Heritage Oak Wealth Advisors no RAUM | RIA to a newly registered adviser | May 1, 2023 | Apr 4, 2023 |
| Colin Robert Leighton | Sowell Management independent RIA | Heritage Oak Wealth Advisors independent RIA | RIA to RIA | May 1, 2023 | Jan 2, 2026 (977 d) |
| Scott Glenn Bennington | Sowell Management independent RIA | Heritage Oak Wealth Advisors no RAUM | RIA to a newly registered adviser | May 1, 2023 | Apr 4, 2023 |
| Richard Michael Flanders | Sowell Management independent RIA | Efficient Advisors independent RIA | RIA to RIA | Apr 21, 2023 | Jun 28, 2022 |
| Ronnie Myron Kidd | Sowell Management independent RIA | Efficient Advisors independent RIA | RIA to RIA | Mar 1, 2023 | Dec 2, 2022 |
| Stephen Craig Tosi | Sowell Management independent RIA | Efficient Advisors independent RIA | RIA to RIA | Mar 1, 2023 | Dec 2, 2022 |
| Kelly Sue Penn | Sowell Management independent RIA | New Wave Wealth Advisors independent RIA | RIA to RIA | Dec 31, 2022 | May 16, 2023 (136 d) |
| Tomek Andrzej Siwiec | Sowell Management independent RIA | New Wave Wealth Advisors no RAUM | RIA to a newly registered adviser | Dec 31, 2022 | Oct 25, 2022 |
| Dustin Heath Stanley | Sowell Management independent RIA | New Wave Wealth Advisors no RAUM | RIA to a newly registered adviser | Dec 31, 2022 | Oct 25, 2022 |
| Hannah Elizabeth Stanley | Sowell Management independent RIA | New Wave Wealth Advisors no RAUM | RIA to a newly registered adviser | Dec 31, 2022 | Oct 25, 2022 |
| Charles Vincent West | Sowell Management independent RIA | Endurance Financial LLC state registered | RIA to a state-registered adviser | Jul 5, 2022 | Jul 13, 2022 |
| Daniel A Baratz | Sowell Management independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Jun 27, 2022 |
| Loren Marshall Ipsen | Sowell Management independent RIA | Ipsen Advisor Group independent RIA | RIA to RIA | Mar 31, 2022 | Aug 1, 2022 (123 d) |
| Miles Jay Johnson | Sowell Management independent RIA | Ipsen Advisor Group no RAUM | RIA to a newly registered adviser | Mar 31, 2022 | Mar 8, 2022 |
| Ben Brackett | Sowell Management independent RIA | Teton Wealth Group LLC independent RIA | RIA to RIA | Feb 23, 2022 | Feb 1, 2021 |
| Dawn Marie Santoriello | Sowell Management independent RIA | Efficient Advisors independent RIA | RIA to RIA | Dec 31, 2021 | Jan 4, 2022 |
| Joseph William Adair | Sowell Management independent RIA | Teton Wealth Group LLC independent RIA | RIA to RIA | Oct 27, 2021 | Feb 1, 2021 |
| Eric Christopher Restrepo | Sowell Management independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 16, 2021 | Apr 26, 2022 (253 d) |
| Jason William Browne | Sowell Management independent RIA | Alexis Investment Partners, LLC no RAUM | RIA to a newly registered adviser | Jul 30, 2021 | Jun 2, 2021 |
| Lindsay Renee Lingo | Sowell Management independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2021 | Jun 14, 2021 |
| Ty Mcgilberry | Sowell Management independent RIA | Pegasus Management Services L.L.C. state registered | RIA to a state-registered adviser | Jul 30, 2021 | May 17, 2021 |
| Timothy Drake | Sowell Management independent RIA | Pegasus Management Services L.L.C. state registered | RIA to a state-registered adviser | Jul 1, 2021 | Jun 11, 2021 |
| Peter Charles Yerger | Sowell Management independent RIA | Pegasus Management Services L.L.C. state registered | RIA to a state-registered adviser | Jun 29, 2021 | Jun 14, 2021 |
| Alexis Viroya Browne Roberts | Sowell Management independent RIA | Alexis Investment Partners, LLC no RAUM | RIA to a newly registered adviser | Jun 29, 2021 | May 19, 2021 |
| Robert Michael Clinton | Sowell Management independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2021 | May 21, 2021 |
| Larry Don Gill | Sowell Management independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2021 | May 24, 2021 |
| Ronald James Barton | Sowell Management independent RIA | Lighthouse Wealth Strategies, LLC no RAUM | Other | Mar 25, 2021 | Feb 21, 2019 |
| Justin A. Travis | Sowell Management independent RIA | United Capital Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2021 | Jul 13, 2021 (131 d) |
| Matthew King Estes | Sowell Management independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2020 | Jun 15, 2021 (197 d) |
| Lewis Wade Partridge | Sowell Management independent RIA | Lexaurum Advisors independent RIA | RIA to RIA | Nov 10, 2020 | Oct 14, 2022 (703 d) |
| John William Mcconnell | Sowell Management independent RIA | Oneseven independent RIA | RIA to RIA | Oct 7, 2020 | Oct 27, 2020 |
| Morgan Boyd Sizer | Sowell Management independent RIA | Trent Capital Management, Inc. independent RIA | RIA to RIA | Mar 13, 2020 | Mar 26, 2020 |
| Curt Joseph Di Giacomo | Sowell Management independent RIA | Goal Line Wealth Management, Inc. no RAUM | RIA to a newly registered adviser | Jan 16, 2020 | Mar 19, 2021 (428 d) |
Page 1 of 2Next
109 moves match.