DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Money Concepts Advisory Service

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kevin James Senechalle	Money Concepts Advisory Service other	Osaic Institutions, Inc. other	Other	Dec 31, 2015	Jan 11, 2016
Todd David Olson	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Dec 10, 2015	Dec 14, 2015
Christopher Matthew Tostenson	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Dec 10, 2015	Dec 21, 2015
Ashley Nichole Haroldson	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Dec 10, 2015	Dec 14, 2015
Kayla D Goetz	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Dec 10, 2015	Dec 14, 2015
Jeremy Lee Misek	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Dec 10, 2015	Dec 14, 2015
Joseph Edward Hanstad	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Dec 10, 2015	Dec 14, 2015
Emmett John Worth	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Dec 10, 2015	Dec 14, 2015
Jamey Robert Pesek	Money Concepts Advisory Service other	Principal Securities, Inc. other	Other	Oct 22, 2015	Nov 16, 2015
Robert Brett Horn	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Sep 24, 2015	Sep 25, 2015
Geoffrey Chad Ringle	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Sep 1, 2015	Sep 24, 2015
Samuel B Harvey	Money Concepts Advisory Service other	USA Financial Securities LLC other	Other	Jul 30, 2015	Jul 29, 2015
Austin Kyle Vealey	Money Concepts Advisory Service other	J. W. Cole Advisors, Inc. other	Other	Jul 29, 2015	Aug 12, 2015
Andrew Robert Raggio	Money Concepts Advisory Service other	Captrust other	Other	Jun 16, 2015	Jul 15, 2015
Jarrett Daniel Simpson	Money Concepts Advisory Service other	Buckingham Strategic Wealth, LLC other	Other	Jun 11, 2015	Jun 17, 2015
Jason David Mims	Money Concepts Advisory Service other	Osaic Institutions, Inc. BD affiliated	Other	Jun 8, 2015	Jan 9, 2026 (3868 d)
Dustin Wayne Kennedy	Money Concepts Advisory Service other	Waddell & Reed other	Other	Mar 2, 2015	Feb 26, 2015
Gary Lee Howard	Money Concepts Advisory Service other	Advisory Services Network other	Other	Dec 31, 2014	Jan 2, 2015
William A. Wittich	Money Concepts Advisory Service other	Private Advisor Group, LLC other	Other	Dec 31, 2014	Dec 19, 2014
Gerald Naber	Money Concepts Advisory Service other	Private Advisor Group, LLC other	Other	Dec 17, 2014	Dec 19, 2014
Matthew Golizio	Money Concepts Advisory Service other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 1, 2014	Feb 5, 2015 (66 d)
Julie Ann Dillon	Money Concepts Advisory Service other	Investment Centers Of America, Inc. other	Other	Nov 26, 2014	Nov 26, 2014
Joshua David Kinnee	Money Concepts Advisory Service other	Wealth Enhancement Advisory Services, LLC other	Other	Sep 5, 2014	Oct 9, 2014 (34 d)
Peter Michael Crabtree	Money Concepts Advisory Service other	Osaic Institutions, Inc. other	Other	Aug 22, 2014	Aug 21, 2014
Robert Andrew Yarbrough	Money Concepts Advisory Service other	Edward Jones national BD	Other	Aug 11, 2014	Dec 19, 2017 (1226 d)
Stephanie Kristine Mueller	Money Concepts Advisory Service other	Advice And Planning Services other	Other	May 9, 2014	Jul 3, 2014 (55 d)
Ann Holland Stewart	Money Concepts Advisory Service other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 30, 2014	Apr 30, 2014
Jeffrey Scott Berg	Money Concepts Advisory Service other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 30, 2014	Apr 30, 2014
Tammy Lynn Brown	Money Concepts Advisory Service other	Thrivent Investment Management Inc. other	Other	Apr 25, 2014	Apr 29, 2014
Stephen Campbell Keck	Money Concepts Advisory Service other	Osaic Institutions, Inc. other	Other	Apr 8, 2014	Mar 12, 2015 (338 d)
Maree P Sgro	Money Concepts Advisory Service other	Morgan Stanley wirehouse	Other	Feb 25, 2014	Apr 3, 2014 (37 d)
Lemuel Weyher Kornegay	Money Concepts Advisory Service other	Osaic Fs, Inc. other	Other	Feb 24, 2014	Feb 25, 2014
William Vernon Peterman	Money Concepts Advisory Service other	Cwm, LLC other	Other	Jan 31, 2014	Jan 31, 2014
Nathaniel J Boyle	Money Concepts Advisory Service other	Cwm, LLC other	Other	Jan 31, 2014	Feb 11, 2014
Kelsey Rae Peacock	Money Concepts Advisory Service other	Private Advisor Group, LLC other	Other	Jan 3, 2014	Mar 12, 2015 (433 d)
Edmund Carl Hilston	Money Concepts Advisory Service other	Advisory Services Network other	Other	Jan 2, 2014	Jan 2, 2014
Daniel Dubois	Money Concepts Advisory Service other	Financial Telesis, Inc. other	Other	Dec 12, 2013	Dec 11, 2013
William Matthew Leisman	Money Concepts Advisory Service other	Moloney Securities Co., Inc. other	Other	Dec 5, 2013	Dec 6, 2013
Alan Jerome Schryer	Money Concepts Advisory Service other	Financial Telesis, Inc. other	Other	Dec 2, 2013	Dec 2, 2013
Jeremy Edward Moore	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Nov 1, 2013	Oct 31, 2013
Cynthia Lynne Courtney	Money Concepts Advisory Service other	Advisory Services Network other	Other	Sep 30, 2013	Oct 8, 2013
Mark Le Strange Beaton	Money Concepts Advisory Service other	Securian Financial Services, Inc. other	Other	Sep 3, 2013	Sep 23, 2013
Simon B Manoyan	Money Concepts Advisory Service other	Wolf Financial Management, LLC other	Other	Aug 19, 2013	Mar 20, 2014 (213 d)
Jessie Anthony Fabiano	Money Concepts Advisory Service other	Investment Professionals, Inc. other	Other	Jul 31, 2013	Jul 30, 2013
Stephen Mcgoff	Money Concepts Advisory Service other	On Investment Management Co other	Other	Jul 31, 2013	Jul 23, 2014 (357 d)
Gregory Taub Osborn	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Feb 20, 2013	Feb 25, 2013
Judith T Osborn	Money Concepts Advisory Service other	Pinnacle Private Wealth, LLC other	Other	Feb 13, 2013	May 24, 2017 (1561 d)
Joshua Frederick Williford	Money Concepts Advisory Service other	Stratwealth independent RIA	Other	Dec 31, 2012	May 24, 2018 (1970 d)
Stephen Vincent Santoro	Money Concepts Advisory Service other	Smc Advisory Network, LLC unclassified	Other	Dec 5, 2012	Mar 5, 2013 (90 d)
Cindy Sprinkle Everly	Money Concepts Advisory Service other	Founders Financial Securities, LLC other	Other	Nov 19, 2012	Nov 19, 2012
Stephen Wilkinson	Money Concepts Advisory Service other	Pnc Wealth Management other	Other	Nov 14, 2012	Jul 16, 2013 (244 d)
Roy Charles Wagner	Money Concepts Advisory Service other	Cuso Financial Services, L.P. other	Other	Nov 6, 2012	Nov 9, 2012
Brandon Wayne Strother	Money Concepts Advisory Service other	Voya Financial Advisors, Inc. other	Other	Oct 24, 2012	Mar 25, 2015 (882 d)
Chelsea Vandewater Belyea	Money Concepts Advisory Service other	Strategic Advisers LLC national BD	Other	Oct 12, 2012	Nov 5, 2012
Carl Fred Bonn	Money Concepts Advisory Service other	Wealth Keepers state registered	Other	Oct 5, 2012	Sep 20, 2013 (350 d)
Charles Patrick Mattingly	Money Concepts Advisory Service other	Patriot Investment Management Group Inc other	Other	Sep 28, 2012	Sep 27, 2012
Jeffrey Michael Warren	Money Concepts Advisory Service other	Secure Retirement Financial & Insurance Services Corp. independent RIA	Other	Sep 5, 2012	Jun 4, 2013 (272 d)
Anthony D Abrams	Money Concepts Advisory Service other	Colorado Financial Service Corporation no RAUM	Other	Jul 13, 2012	Jul 27, 2012
Larry Richard Forbes	Money Concepts Advisory Service other	Asset & Retirement Protectors LLC unclassified	Other	Jul 5, 2012	Oct 18, 2012 (105 d)
Patricia Elaine Veney	Money Concepts Advisory Service other	Colorado Financial Service Corporation no RAUM	Other	Jun 29, 2012	Sep 26, 2012 (89 d)

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325 moves match.